Medieval Sourcebook:
Nicolo Machiavelli (1469-1527):
The Prince, 1513
Contents
- Introduction
- Dedication
- Chapter I: How Many Kinds of Principlaities There are, and by
What means they are Acquired
- Chapter II: Concerning Hereditary Principalities
- Chapter III: Concerning Mixed Principalities
- Chapter IV: Why The Kingdom of Darius, Conquered by Alexander,
Did Not Rebel Against The Successors of Alexander At His Death
- Chapter V: Concerning The Way To Govern Cities Or
Principalities Which Lived Under Their Own Laws Before They Were Annexed
- Chapter VI: Concerning New Principalities Which Are Acquired
by One's Own Arms And Ability
- Chapter VII: Concerning New Principalities Which Are Acquired
Either by The Arms of Others Or by Good Fortune
- Chapter VIII: Concerning Those Who Have Obtained A
Principality by Wickedness
- Chapter IX:Concerning A Civil Principality
- Chapter X: Concerning The Way In Which The Strength of All
Principalities Ought To Be Measured Chapter XI: Concerning Ecclesiastical Principalities
Chapter XII: How Many Kinds of Soldiery There Are, And
Concerning Mercenaries
- Chapter XIII: Concerning Auxiliaries, Mixed Soldiery, And
One's Own
- Chapter XIV: That Which Concerns A Prince On The Subject of
The Art of War
- Chapter XV: Concerning Things For Which Men, And Especially
Princes, Are Praised Or Blamed
- Chapter XVI: Concerning Liberality And Meanness
- Chapter XVII: Concerning Cruelty And Clemency, And Whether
It Is Better To Be Loved Than Feared
- Chapter XVIIII [*]: Concerning The Way In Which Princes
Should Keep Faith
Chapter XIX: That One Should Avoid Being Despised And Hated
Chapter XX: Are Fortresses, And Many Other Things To Which
Princes often Resort, Advantageous Or Hurtful?
- Chapter XXI: How A Prince Should Conduct Himself So As To
Gain Renown
- Chapter XXII: Concerning The Secretaries of Princes
- Chapter XXIII: How Flatterers Should Be Avoided
- Chapter XXIV: Why The Princes of Italy Have Lost Their
States
- Chapter XXV: What Fortune Can Effect In Human Affairs And How
To Withstand Her
- Chapter XXVI: An Exhortation To Liberate Italy From The
Barbarians
The following additional texts by Macchiavelli are appended.
Translated by W. K. Marriott
Nicolo Machiavelli, born at Florence on 3rd May 1469. From 1494 to 1512 held an
official post at Florence which included diplomatic missions to various European courts.
Imprisoned in Florence, 1512; later exiled and returned to San Casciano. Died at Florence
on 22nd June 1527.
INTRODUCTION
Nicolo Machiavelli was born at Florence on 3rd May 1469. He was the second son of
Bernardo di Nicolo Machiavelli, a lawyer of some repute, and of Bartolommea di Stefano
Nelli, his wife. Both parents were members of the old Florentine nobility.
His life falls naturally into three periods, each of which singularly enough
constitutes a distinct and important era in the history of Florence. His youth was
concurrent with the greatness of Florence as an Italian power under the guidance of
Lorenzo de' Medici, Il Magnifico. The downfall of the Medici in Florence occurred in 1494,
in which year Machiavelli entered the public service. During his official career Florence
was free under the government of a Republic, which lasted until 1512, when the Medici
returned to power, and Machiavelli lost his office. The Medici again ruled Florence from
1512 until 1527, when they were once more driven out. This was the period of Machiavelli's
literary activity and increasing influence; but he died, within a few weeks of the
expulsion of the Medici, on 22nd June 1527, in his fifty-eighth year, without having
regained office.
YOUTH Aet. 1-25--1469-94
Although there is little recorded of the youth of Machiavelli, the Florence of those
days is so well known that the early environment of this representative citizen may be
easily imagined. Florence has been described as a city with two opposite currents of life,
one directed by the fervent and austere Savonarola, the other by the splendour- loving
Lorenzo. Savonarola's influence upon the young Machiavelli must have been slight, for
although at one time he wielded immense power over the fortunes of Florence, he only
furnished Machiavelli with a subject of a gibe in "The Prince," where he is
cited as an example of an unarmed prophet who came to a bad end. Whereas the magnificence
of the Medicean rule during the life of Lorenzo appeared to have impressed Machiavelli
strongly, for he frequently recurs to it in his writings, and it is to Lorenzo's grandson
that he dedicates "The Prince."
Machiavelli, in his "History of Florence," gives us a picture of the young
men among whom his youth was passed. He writes: "They were freer than their
forefathers in dress and living, and spent more in other kinds of excesses, consuming
their time and money in idleness, gaming, and women; their chief aim was to appear well
dressed and to speak with wit and acuteness, whilst he who could wound others the most
cleverly was thought the wisest." In a letter to his son Guido, Machiavelli shows why
youth should avail itself of its opportunities for study, and leads us to infer that his
own youth had been so occupied. He writes: "I have received your letter, which has
given me the greatest pleasure, especially because you tell me you are quite restored in
health, than which I could have no better news; for if God grant life to you, and to me, I
hope to make a good man of you if you are willing to do your share." Then, writing of
a new patron, he continues: "This will turn out well for you, but it is necessary for
you to study; since, then, you have no longer the excuse of illness, take pains to study
letters and music, for you see what honour is done to me for the little skill I have.
Therefore, my son, if you wish to please me, and to bring success and honour to yourself,
do right and study, because others will help you if you help yourself."
OFFICE Aet. 25-43--1494-1512
The second period of Machiavelli's life was spent in the service of the free Republic
of Florence, which flourished, as stated above, from the expulsion of the Medici in 1494
until their return in 1512. After serving four years in one of the public offices he was
appointed Chancellor and Secretary to the Second Chancery, the Ten of Liberty and Peace.
Here we are on firm ground when dealing with the events of Machiavelli's life, for during
this time he took a leading part in the affairs of the Republic, and we have its decrees,
records, and dispatches to guide us, as well as his own writings. A mere recapitulation of
a few of his transactions with the statesmen and soldiers of his time gives a fair
indication of his activities, and supplies the sources from which he drew the experiences
and characters which illustrate "The Prince."
His first mission was in 1499 to Catherina Sforza, "my lady of Forli" of
"The Prince," from whose conduct and fate he drew the moral that it is far
better to earn the confidence of the people than to rely on fortresses. This is a very
noticeable principle in Machiavelli, and is urged by him in many ways as a matter of vital
importance to princes.
In 1500 he was sent to France to obtain terms from Louis XII for continuing the war
against Pisa: this king it was who, in his conduct of affairs in Italy, committed the five
capital errors in statecraft summarized in "The Prince," and was consequently
driven out. He, also, it was who made the dissolution of his marriage a condition of
support to Pope Alexander VI; which leads Machiavelli to refer those who urge that such
promises should be kept to what he has written concerning the faith of princes.
Machiavelli's public life was largely occupied with events arising out of the ambitions
of Pope Alexander VI and his son, Cesare Borgia, the Duke Valentino, and these characters
fill a large space of "The Prince." Machiavelli never hesitates to cite the
actions of the duke for the benefit of usurpers who wish to keep the states they have
seized; he can, indeed, find no precepts to offer so good as the pattern of Cesare
Borgia's conduct, insomuch that Cesare is acclaimed by some critics as the
"hero" of "The Prince." Yet in "The Prince" the duke is in
point of fact cited as a type of the man who rises on the fortune of others, and falls
with them; who takes every course that might be expected from a prudent man but the course
which will save him; who is prepared for all eventualities but the one which happens; and
who, when all his abilities fail to carry him through, exclaims that it was not his fault,
but an extraordinary and unforeseen fatality.
On the death of Pius III, in 1503, Machiavelli was sent to Rome to watch the election
of his successor, and there he saw Cesare Borgia cheated into allowing the choice of the
College to fall on Giuliano delle Rovere (Julius II), who was one of the cardinals that
had most reason to fear the duke. Machiavelli, when commenting on this election, says that
he who thinks new favours will cause great personages to forget old injuries deceives
himself. Julius did not rest until he had ruined Cesare.
It was to Julius II that Machiavelli was sent in 1506, when that pontiff was commencing
his enterprise against Bologna; which he brought to a successful issue, as he did many of
his other adventures, owing chiefly to his impetuous character. It is in reference to Pope
Julius that Machiavelli moralizes on the resemblance between Fortune and women, and
concludes that it is the bold rather than the cautious man that will win and hold them
both.
It is impossible to follow here the varying fortunes of the Italian states, which in
1507 were controlled by France, Spain, and Germany, with results that have lasted to our
day; we are concerned with those events, and with the three great actors in them, so far
only as they impinge on the personality of Machiavelli. He had several meetings with Louis
XII of France, and his estimate of that monarch's character has already been alluded to.
Machiavelli has painted Ferdinand of Aragon as the man who accomplished great things under
the cloak of religion, but who in reality had no mercy, faith, humanity, or integrity; and
who, had he allowed himself to be influenced by such motives, would have been ruined. The
Emperor Maximilian was one of the most interesting men of the age, and his character has
been drawn by many hands; but Machiavelli, who was an envoy at his court in 1507-8,
reveals the secret of his many failures when he describes him as a secretive man, without
force of character--ignoring the human agencies necessary to carry his schemes into
effect, and never insisting on the fulfilment of his wishes.
The remaining years of Machiavelli's official career were filled with events arising
out of the League of Cambrai, made in 1508 between the three great European powers already
mentioned and the pope, with the object of crushing the Venetian Republic. This result was
attained in the battle of Vaila, when Venice lost in one day all that she had won in eight
hundred years. Florence had a difficult part to play during these events, complicated as
they were by the feud which broke out between the pope and the French, because friendship
with France had dictated the entire policy of the Republic. When, in 1511, Julius II
finally formed the Holy League against France, and with the assistance of the Swiss drove
the French out of Italy, Florence lay at the mercy of the Pope, and had to submit to his
terms, one of which was that the Medici should be restored. The return of the Medici to
Florence on 1st September 1512, and the consequent fall of the Republic, was the signal
for the dismissal of Machiavelli and his friends, and thus put an end to his public
career, for, as we have seen, he died without regaining office.
LITERATURE AND DEATH Aet. 43-58--1512-27
On the return of the Medici, Machiavelli, who for a few weeks had vainly hoped to
retain his office under the new masters of Florence, was dismissed by decree dated 7th
November 1512. Shortly after this he was accused of complicity in an abortive conspiracy
against the Medici, imprisoned, and put to the question by torture. The new Medicean
people, Leo X, procured his release, and he retired to his small property at San Casciano,
near Florence, where he devoted himself to literature. In a letter to Francesco Vettori,
dated 13th December 1513, he has left a very interesting description of his life at this
period, which elucidates his methods and his motives in writing "The Prince."
After describing his daily occupations with his family and neighbours, he writes:
"The evening being come, I return home and go to my study; at the entrance I pull off
my peasant- clothes, covered with dust and dirt, and put on my noble court dress, and thus
becomingly re-clothed I pass into the ancient courts of the men of old, where, being
lovingly received by them, I am fed with that food which is mine alone; where I do not
hesitate to speak with them, and to ask for the reason of their actions, and they in their
benignity answer me; and for four hours I feel no weariness, I forget every trouble,
poverty does not dismay, death does not terrify me; I am possessed entirely by those great
men. And because Dante says:
Knowledge doth come of learning well retained, Unfruitful else,
I have noted down what I have gained from their conversation, and have composed a small
work on 'Principalities,' where I pour myself out as fully as I can in meditation on the
subject, discussing what a principality is, what kinds there are, how they can be
acquired, how they can be kept, why they are lost: and if any of my fancies ever pleased
you, this ought not to displease you: and to a prince, especially to a new one, it should
be welcome: therefore I dedicate it to his Magnificence Giuliano. Filippo Casavecchio has
seen it; he will be able to tell you what is in it, and of the discourses I have had with
him; nevertheless, I am still enriching and polishing it."
The "little book" suffered many vicissitudes before attaining the form in
which it has reached us. Various mental influences were at work during its composition;
its title and patron were changed; and for some unknown reason it was finally dedicated to
Lorenzo de' Medici. Although Machiavelli discussed with Casavecchio whether it should be
sent or presented in person to the patron, there is no evidence that Lorenzo ever received
or even read it: he certainly never gave Machiavelli any employment. Although it was
plagiarized during Machiavelli's lifetime, "The Prince" was never published by
him, and its text is still disputable.
Machiavelli concludes his letter to Vettori thus: "And as to this little thing
[his book], when it has been read it will be seen that during the fifteen years I have
given to the study of statecraft I have neither slept nor idled; and men ought ever to
desire to be served by one who has reaped experience at the expense of others. And of my
loyalty none could doubt, because having always kept faith I could not now learn how to
break it; for he who has been faithful and honest, as I have, cannot change his nature;
and my poverty is a witness to my honesty."
Before Machiavelli had got "The Prince" off his hands he commenced his
"Discourse on the First Decade of Titus Livius," which should be read
concurrently with "The Prince." These and several minor works occupied him until
the year 1518, when he accepted a small commission to look after the affairs of some
Florentine merchants at Genoa. In 1519 the Medicean rulers of Florence granted a few
political concessions to her citizens, and Machiavelli with others was consulted upon a
new constitution under which the Great Council was to be restored; but on one pretext or
another it was not promulgated.
In 1520 the Florentine merchants again had recourse to Machiavelli to settle their
difficulties with Lucca, but this year was chiefly remarkable for his re-entry into
Florentine literary society, where he was much sought after, and also for the production
of his "Art of War." It was in the same year that he received a commission at
the instance of Cardinal de' Medici to write the "History of Florence," a task
which occupied him until 1525. His return to popular favour may have determined the Medici
to give him this employment, for an old writer observes that "an able statesman out
of work, like a huge whale, will endeavour to overturn the ship unless he has an empty
cask to play with."
When the "History of Florence" was finished, Machiavelli took it to Rome for
presentation to his patron, Giuliano de' Medici, who had in the meanwhile become pope
under the title of Clement VII. It is somewhat remarkable that, as, in 1513, Machiavelli
had written "The Prince" for the instruction of the Medici after they had just
regained power in Florence, so, in 1525, he dedicated the "History of Florence"
to the head of the family when its ruin was now at hand. In that year the battle of Pavia
destroyed the French rule in Italy, and left Francis I a prisoner in the hands of his
great rival, Charles V. This was followed by the sack of Rome, upon the news of which the
popular party at Florence threw off the yoke of the Medici, who were once more banished.
Machiavelli was absent from Florence at this time, but hastened his return, hoping to
secure his former office of secretary to the "Ten of Liberty and Peace."
Unhappily he was taken ill soon after he reached Florence, where he died on 22nd June
1527.
THE MAN AND HIS WORKS
No one can say where the bones of Machiavelli rest, but modern Florence has decreed him
a stately cenotaph in Santa Croce, by the side of her most famous sons; recognizing that,
whatever other nations may have found in his works, Italy found in them the idea of her
unity and the germs of her renaissance among the nations of Europe. Whilst it is idle to
protest against the world-wide and evil signification of his name, it may be pointed out
that the harsh construction of his doctrine which this sinister reputation implies was
unknown to his own day, and that the researches of recent times have enabled us to
interpret him more reasonably. It is due to these inquiries that the shape of an
"unholy necromancer," which so long haunted men's vision, has begun to fade.
Machiavelli was undoubtedly a man of great observation, acuteness, and industry; noting
with appreciative eye whatever passed before him, and with his supreme literary gift
turning it to account in his enforced retirement from affairs. He does not present
himself, nor is he depicted by his contemporaries, as a type of that rare combination, the
successful statesman and author, for he appears to have been only moderately prosperous in
his several embassies and political employments. He was misled by Catherina Sforza,
ignored by Louis XII, overawed by Cesare Borgia; several of his embassies were quite
barren of results; his attempts to fortify Florence failed, and the soldiery that he
raised astonished everybody by their cowardice. In the conduct of his own affairs he was
timid and time-serving; he dared not appear by the side of Soderini, to whom he owed so
much, for fear of compromising himself; his connection with the Medici was open to
suspicion, and Giuliano appears to have recognized his real forte when he set him to write
the "History of Florence," rather than employ him in the state. And it is on the
literary side of his character, and there alone, that we find no weakness and no failure.
Although the light of almost four centuries has been focused on "The Prince,"
its problems are still debatable and interesting, because they are the eternal problems
between the ruled and their rulers. Such as they are, its ethics are those of
Machiavelli's contemporaries; yet they cannot be said to be out of date so long as the
governments of Europe rely on material rather than on moral forces. Its historical
incidents and personages become interesting by reason of the uses which Machiavelli makes
of them to illustrate his theories of government and conduct.
Leaving out of consideration those maxims of state which still furnish some European
and eastern statesmen with principles of action, "The Prince" is bestrewn with
truths that can be proved at every turn. Men are still the dupes of their simplicity and
greed, as they were in the days of Alexander VI. The cloak of religion still conceals the
vices which Machiavelli laid bare in the character of Ferdinand of Aragon. Men will not
look at things as they really are, but as they wish them to be--and are ruined. In
politics there are no perfectly safe courses; prudence consists in choosing the least
dangerous ones. Then --to pass to a higher plane--Machiavelli reiterates that, although
crimes may win an empire, they do not win glory. Necessary wars are just wars, and the
arms of a nation are hallowed when it has no other resource but to fight.
It is the cry of a far later day than Machiavelli's that government should be elevated
into a living moral force, capable of inspiring the people with a just recognition of the
fundamental principles of society; to this "high argument" "The
Prince" contributes but little. Machiavelli always refused to write either of men or
of governments otherwise than as he found them, and he writes with such skill and insight
that his work is of abiding value. But what invests "The Prince" with more than
a merely artistic or historical interest is the incontrovertible truth that it deals with
the great principles which still guide nations and rulers in their relationship with each
other and their neighbours.
In translating "The Prince" my aim has been to achieve at all costs an exact
literal rendering of the original, rather than a fluent paraphrase adapted to the modern
notions of style and expression. Machiavelli was no facile phrasemonger; the conditions
under which he wrote obliged him to weigh every word; his themes were lofty, his substance
grave, his manner nobly plain and serious. "Quis eo fuit unquam in partiundis rebus,
in definiendis, in explanandis pressior?" In "The Prince," it may be truly
said, there is reason assignable, not only for every word, but for the position of every
word. To an Englishman of Shakespeare's time the translation of such a treatise was in
some ways a comparatively easy task, for in those times the genius of the English more
nearly resembled that of the Italian language; to the Englishman of to-day it is not so
simple. To take a single example: the word "intrattenere," employed by
Machiavelli to indicate the policy adopted by the Roman Senate towards the weaker states
of Greece, would by an Elizabethan be correctly rendered "entertain," and every
contemporary reader would understand what was meant by saying that "Rome entertained
the Aetolians and the Achaeans without augmenting their power." But to-day such a
phrase would seem obsolete and ambiguous, if not unmeaning: we are compelled to say that
"Rome maintained friendly relations with the Aetolians," etc., using four words
to do the work of one. I have tried to preserve the pithy brevity of the Italian so far as
was consistent with an absolute fidelity to the sense. If the result be an occasional
asperity I can only hope that the reader, in his eagerness to reach the author's meaning,
may overlook the roughness of the road that leads him to it.
The following is a list of the works of Machiavelli:
Principal Works
- Discorso sopra le cose di Pisa, 1499
- Del modo di trattare i popoli della Valdichiana ribellati, 1502
- Del modo tenuto dal duca Valentino nell' ammazzare Vitellozzo Vitelli, Oliverotto da
Fermo, etc., 1502
- Discorso sopra la provisione del danaro, 1502
- Decennale primo (poem in terza rima), 1506
- Ritratti delle cose dell' Alemagna, 1508-12
- Decennale secondo, 1509
- Ritratti delle cose di Francia, 1510
- Discorsi sopra la prima deca di T. Livio, 3 vols., 1512-17
- Il Principe, 1513
- Andria, comedy translated from Terence, 1513 (?)
- Mandragola, prose comedy in five acts, with prologue in verse, 1513
- Della lingua (dialogue), 1514
- Clizia, comedy in prose, 1515 (?)
- Belfagor arcidiavolo (novel), 1515
- Asino d'oro (poem in terza rima), 1517
- Dell' arte della guerra, 1519-20
- Discorso sopra il riformare lo stato di Firenze, 1520
- Sommario delle cose della citta di Lucca, 1520
- Vita di Castruccio Castracani da Lucca, 1520
- Istorie fiorentine, 8 books, 1521-5
- Frammenti storici, 1525.
Other poems include Sonetti, Canzoni, Ottave, and Canti carnascialeschi.
Editions. Aldo, Venice, 1546; della Tertina, 1550; Cambiagi, Florence,
6 vols., 1782-5; dei Classici, Milan, 10 1813; Silvestri, 9 vols., 1820-2; Passerini,
Fanfani, Milanesi, 6 vols. only published, 1873-7.
Minor works. Ed. F. L. Polidori, 1852; Lettere familiari, ed. E. Alvisi, 1883, 2
editions, one with excisions; Credited Writings, ed. G. Canestrini, 1857; Letters to F.
Vettori, see A. Ridolfi, Pensieri intorno allo scopo di N. Machiavelli nel libro Il
Principe, etc.; D. Ferrara, The Private Correspondence of Nicolo Machiavelli, 1929.
DEDICATION
To the Magnificent Lorenzo Di Piero De' Medici:
Those who strive to obtain the good graces of a prince are accustomed to come before
him with such things as they hold most precious, or in which they see him take most
delight; whence one often sees horses, arms, cloth of gold, precious stones, and similar
ornaments presented to princes, worthy of their greatness.
Desiring therefore to present myself to your Magnificence with some testimony of my
devotion towards you, I have not found among my possessions anything which I hold more
dear than, or value so much as, the knowledge of the actions of great men, acquired by
long experience in contemporary affairs, and a continual study of antiquity; which, having
reflected upon it with great and prolonged diligence, I now send, digested into a little
volume, to your Magnificence.
And although I may consider this work unworthy of your countenance, nevertheless I
trust much to your benignity that it may be acceptable, seeing that it is not possible for
me to make a better gift than to offer you the opportunity of understanding in the
shortest time all that I have learnt in so many years, and with so many troubles and
dangers; which work I have not embellished with swelling or magnificent words, nor stuffed
with rounded periods, nor with any extrinsic allurements or adornments whatever, with
which so many are accustomed to embellish their works; for I have wished either that no
honour should be given it, or else that the truth of the matter and the weightiness of the
theme shall make it acceptable.
Nor do I hold with those who regard it as a presumption if a man of low and humble
condition dare to discuss and settle the concerns of princes; because, just as those who
draw landscapes place themselves below in the plain to contemplate the nature of the
mountains and of lofty places, and in order to contemplate the plains place themselves
upon high mountains, even so to understand the nature of the people it needs to be a
prince, and to understand that if princes it needs to be of the people.
Take then, your Magnificence, this little gift in the spirit in which I send it;
wherein, if it be diligently read and considered by you, you will learn my extreme desire
that you should attain that greatness which fortune and your other attributes promise. And
if your Magnificence from the summit of your greatness will sometimes turn your eyes to
these lower regions, you will see how unmeritedly I suffer a great and continued malignity
of fortune.
THE PRINCE
CHAPTER I
HOW MANY KINDS OF PRINCIPALITIES THERE ARE, AND BY WHAT MEANS
THEY ARE ACQUIRED
All states, all powers, that have held and hold rule over men have been and are either
republics or principalities.
Principalities are either hereditary, in which the family has been long established; or
they are new.
The new are either entirely new, as was Milan to Francesco Sforza, or they are, as it
were, members annexed to the hereditary state of the prince who has acquired them, as was
the kingdom of Naples to that of the King of Spain.
Such dominions thus acquired are either accustomed to live under a prince, or to live
in freedom; and are acquired either by the arms of the prince himself, or of others, or
else by fortune or by ability.
CHAPTER II
CONCERNING HEREDITARY PRINCIPALITIES
I will leave out all discussion on republics, inasmuch as in another place I have
written of them at length, and will address myself only to principalities. In doing so I
will keep to the order indicated above, and discuss how such principalities are to be
ruled and preserved.
I say at once there are fewer difficulties in holding hereditary states, and those long
accustomed to the family of their prince, than new ones; for it is sufficient only not to
transgress the customs of his ancestors, and to deal prudently with circumstances as they
arise, for a prince of average powers to maintain himself in his state, unless he be
deprived of it by some extraordinary and excessive force; and if he should be so deprived
of it, whenever anything sinister happens to the usurper, he will regain it.
We have in Italy, for example, the Duke of Ferrara, who could not have withstood the
attacks of the Venetians in '84, nor those of Pope Julius in '10, unless he had been long
established in his dominions. For the hereditary prince has less cause and less necessity
to offend; hence it happens that he will be more loved; and unless extraordinary vices
cause him to be hated, it is reasonable to expect that his subjects will be naturally well
disposed towards him; and in the antiquity and duration of his rule the memories and
motives that make for change are lost, for one change always leaves the toothing for
another.
CHAPTER III
CONCERNING MIXED PRINCIPALITIES
But the difficulties occur in a new principality. And firstly, if it be not entirely
new, but is, as it were, a member of a state which, taken collectively, may be called
composite, the changes arise chiefly from an inherent difficulty which there is in all new
principalities; for men change their rulers willingly, hoping to better themselves, and
this hope induces them to take up arms against him who rules: wherein they are deceived,
because they afterwards find by experience they have gone from bad to worse. This follows
also on another natural and common necessity, which always causes a new prince to burden
those who have submitted to him with his soldiery and with infinite other hardships which
he must put upon his new acquisition.
In this way you have enemies in all those whom you have injured in seizing that
principality, and you are not able to keep those friends who put you there because of your
not being able to satisfy them in the way they expected, and you cannot take strong
measures against them, feeling bound to them. For, although one may be very strong in
armed forces, yet in entering a province one has always need of the goodwill of the
natives.
For these reasons Louis the Twelfth, King of France, quickly occupied Milan, and as
quickly lost it; and to turn him out the first time it only needed Lodovico's own forces;
because those who had opened the gates to him, finding themselves deceived in their hopes
of future benefit, would not endure the ill-treatment of the new prince. It is very true
that, after acquiring rebellious provinces a second time, they are not so lightly lost
afterwards, because the prince, with little reluctance, takes the opportunity of the
rebellion to punish the delinquents, to clear out the suspects, and to strengthen himself
in the weakest places. Thus to cause France to lose Milan the first time it was enough for
the Duke Lodovico[*] to raise insurrections on the borders; but to cause him to lose it a
second time it was necessary to bring the whole world against him, and that his armies
should be defeated and driven out of Italy; which followed from the causes above
mentioned.
[*] Duke Lodovico was Lodovico Moro, a son of Francesco Sforza, who married Beatrice
d'Este. He ruled over Milan from 1494 to 1500, and died in 1510.
Nevertheless Milan was taken from France both the first and the second time. The
general reasons for the first have been discussed; it remains to name those for the
second, and to see what resources he had, and what any one in his situation would have had
for maintaining himself more securely in his acquisition than did the King of France.
Now I say that those dominions which, when acquired, are added to an ancient state by
him who acquires them, are either of the same country and language, or they are not. When
they are, it is easier to hold them, especially when they have not been accustomed to
self- government; and to hold them securely it is enough to have destroyed the family of
the prince who was ruling them; because the two peoples, preserving in other things the
old conditions, and not being unlike in customs, will live quietly together, as one has
seen in Brittany, Burgundy, Gascony, and Normandy, which have been bound to France for so
long a time: and, although there may be some difference in language, nevertheless the
customs are alike, and the people will easily be able to get on amongst themselves. He who
has annexed them, if he wishes to hold them, has only to bear in mind two considerations:
the one, that the family of their former lord is extinguished; the other, that neither
their laws nor their taxes are altered, so that in a very short time they will become
entirely one body with the old principality.
But when states are acquired in a country differing in language, customs, or laws,
there are difficulties, and good fortune and great energy are needed to hold them, and one
of the greatest and most real helps would be that he who has acquired them should go and
reside there. This would make his position more secure and durable, as it has made that of
the Turk in Greece, who, notwithstanding all the other measures taken by him for holding
that state, if he had not settled there, would not have been able to keep it. Because, if
one is on the spot, disorders are seen as they spring up, and one can quickly remedy them;
but if one is not at hand, they are heard of only when they are great, and then one can no
longer remedy them. Besides this, the country is not pillaged by your officials; the
subjects are satisfied by prompt recourse to the prince; thus, wishing to be good, they
have more cause to love him, and wishing to be otherwise, to fear him. He who would attack
that state from the outside must have the utmost caution; as long as the prince resides
there it can only be wrested from him with the greatest difficulty.
The other and better course is to send colonies to one or two places, which may be as
keys to that state, for it is necessary either to do this or else to keep there a great
number of cavalry and infantry. A prince does not spend much on colonies, for with little
or no expense he can send them out and keep them there, and he offends a minority only of
the citizens from whom he takes lands and houses to give them to the new inhabitants; and
those whom he offends, remaining poor and scattered, are never able to injure him; whilst
the rest being uninjured are easily kept quiet, and at the same time are anxious not to
err for fear it should happen to them as it has to those who have been despoiled. In
conclusion, I say that these colonies are not costly, they are more faithful, they injure
less, and the injured, as has been said, being poor and scattered, cannot hurt. Upon this,
one has to remark that men ought either to be well treated or crushed, because they can
avenge themselves of lighter injuries, of more serious ones they cannot; therefore the
injury that is to be done to a man ought to be of such a kind that one does not stand in
fear of revenge.
But in maintaining armed men there in place of colonies one spends much more, having to
consume on the garrison all the income from the state, so that the acquisition turns into
a loss, and many more are exasperated, because the whole state is injured; through the
shifting of the garrison up and down all become acquainted with hardship, and all become
hostile, and they are enemies who, whilst beaten on their own ground, are yet able to do
hurt. For every reason, therefore, such guards are as useless as a colony is useful.
Again, the prince who holds a country differing in the above respects ought to make
himself the head and defender of his less powerful neighbours, and to weaken the more
powerful amongst them, taking care that no foreigner as powerful as himself shall, by any
accident, get a footing there; for it will always happen that such a one will be
introduced by those who are discontented, either through excess of ambition or through
fear, as one has seen already. The Romans were brought into Greece by the Aetolians; and
in every other country where they obtained a footing they were brought in by the
inhabitants. And the usual course of affairs is that, as soon as a powerful foreigner
enters a country, all the subject states are drawn to him, moved by the hatred which they
feel against the ruling power. So that in respect to those subject states he has not to
take any trouble to gain them over to himself, for the whole of them quickly rally to the
state which he has acquired there. He has only to take care that they do not get hold of
too much power and too much authority, and then with his own forces, and with their
goodwill, he can easily keep down the more powerful of them, so as to remain entirely
master in the country. And he who does not properly manage this business will soon lose
what he has acquired, and whilst he does hold it he will have endless difficulties and
troubles.
The Romans, in the countries which they annexed, observed closely these measures; they
sent colonies and maintained friendly relations with[*] the minor powers, without
increasing their strength; they kept down the greater, and did not allow any strong
foreign powers to gain authority. Greece appears to me sufficient for an example. The
Achaeans and Aetolians were kept friendly by them, the kingdom of Macedonia was humbled,
Antiochus was driven out; yet the merits of the Achaeans and Aetolians never secured for
them permission to increase their power, nor did the persuasions of Philip ever induce the
Romans to be his friends without first humbling him, nor did the influence of Antiochus
make them agree that he should retain any lordship over the country. Because the Romans
did in these instances what all prudent princes ought to do, who have to regard not only
present troubles, but also future ones, for which they must prepare with every energy,
because, when foreseen, it is easy to remedy them; but if you wait until they approach,
the medicine is no longer in time because the malady has become incurable; for it happens
in this, as the physicians say it happens in hectic fever, that in the beginning of the
malady it is easy to cure but difficult to detect, but in the course of time, not having
been either detected or treated in the beginning, it becomes easy to detect but difficult
to cure. This it happens in affairs of state, for when the evils that arise have been
foreseen (which it is only given to a wise man to see), they can be quickly redressed, but
when, through not having been foreseen, they have been permitted to grow in a way that
every one can see them, there is no longer a remedy. Therefore, the Romans, foreseeing
troubles, dealt with them at once, and, even to avoid a war, would not let them come to a
head, for they knew that war is not to be avoided, but is only to be put off to the
advantage of others; moreover they wished to fight with Philip and Antiochus in Greece so
as not to have to do it in Italy; they could have avoided both, but this they did not
wish; nor did that ever please them which is for ever in the mouths of the wise ones of
our time:--Let us enjoy the benefits of the time--but rather the benefits of their own
valour and prudence, for time drives everything before it, and is able to bring with it
good as well as evil, and evil as well as good.
[*] See remark in the introduction on the word "intrattenere."
But let us turn to France and inquire whether she has done any of the things mentioned.
I will speak of Louis[*] (and not of Charles[+]) as the one whose conduct is the better to
be observed, he having held possession of Italy for the longest period; and you will see
that he has done the opposite to those things which ought to be done to retain a state
composed of divers elements.
[*] Louis XII, King of France, "The Father of the People," born 1462,
died 1515.
[+] Charles VIII, King of France, born 1470, died 1498.
King Louis was brought into Italy by the ambition of the Venetians, who desired to
obtain half the state of Lombardy by his intervention. I will not blame the course taken
by the king, because, wishing to get a foothold in Italy, and having no friends
there--seeing rather that every door was shut to him owing to the conduct of Charles--he
was forced to accept those friendships which he could get, and he would have succeeded
very quickly in his design if in other matters he had not made some mistakes. The king,
however, having acquired Lombardy, regained at once the authority which Charles had lost:
Genoa yielded; the Florentines became his friends; the Marquess of Mantua, the Duke of
Ferrara, the Bentivogli, my lady of Forli, the Lords of Faenza, of Pesaro, of Rimini, of
Camerino, of Piombino, the Lucchese, the Pisans, the Sienese--everybody made advances to
him to become his friend. Then could the Venetians realize the rashness of the course
taken by them, which, in order that they might secure two towns in Lombardy, had made the
king master of two-thirds of Italy.
Let any one now consider with that little difficulty the king could have maintained his
position in Italy had he observed the rules above laid down, and kept all his friends
secure and protected; for although they were numerous they were both weak and timid, some
afraid of the Church, some of the Venetians, and thus they would always have been forced
to stand in with him, and by their means he could easily have made himself secure against
those who remained powerful. But he was no sooner in Milan than he did the contrary by
assisting Pope Alexander to occupy the Romagna. It never occurred to him that by this
action he was weakening himself, depriving himself of friends and of those who had thrown
themselves into his lap, whilst he aggrandized the Church by adding much temporal power to
the spiritual, thus giving it greater authority. And having committed this prime error, he
was obliged to follow it up, so much so that, to put an end to the ambition of Alexander,
and to prevent his becoming the master of Tuscany, he was himself forced to come into
Italy.
And as if it were not enough to have aggrandized the Church, and deprived himself of
friends, he, wishing to have the kingdom of Naples, divides it with the King of Spain, and
where he was the prime arbiter in Italy he takes an associate, so that the ambitious of
that country and the malcontents of his own should have somewhere to shelter; and whereas
he could have left in the kingdom his own pensioner as king, he drove him out, to put one
there who was able to drive him, Louis, out in turn.
The wish to acquire is in truth very natural and common, and men always do so when they
can, and for this they will be praised not blamed; but when they cannot do so, yet wish to
do so by any means, then there is folly and blame. Therefore, if France could have
attacked Naples with her own forces she ought to have done so; if she could not, then she
ought not to have divided it. And if the partition which she made with the Venetians in
Lombardy was justified by the excuse that by it she got a foothold in Italy, this other
partition merited blame, for it had not the excuse of that necessity.
Therefore Louis made these five errors: he destroyed the minor powers, he increased the
strength of one of the greater powers in Italy, he brought in a foreign power, he did not
settle in the country, he did not send colonies. Which errors, had he lived, were not
enough to injure him had he not made a sixth by taking away their dominions from the
Venetians; because, had he not aggrandized the Church, nor brought Spain into Italy, it
would have been very reasonable and necessary to humble them; but having first taken these
steps, he ought never to have consented to their ruin, for they, being powerful, would
always have kept off others from designs on Lombardy, to which the Venetians would never
have consented except to become masters themselves there; also because the others would
not wish to take Lombardy from France in order to give it to the Venetians, and to run
counter to both they would not have had the courage.
And if any one should say: "King Louis yielded the Romagna to Alexander and the
kingdom to Spain to avoid war, I answer for the reasons given above that a blunder ought
never to be perpetrated to avoid war, because it is not to be avoided, but is only
deferred to your disadvantage. And if another should allege the pledge which the king had
given to the Pope that he would assist him in the enterprise, in exchange for the
dissolution of his marriage[*] and for the cap to Rouen,[+] to that I reply what I shall
write later on concerning the faith of princes, and how it ought to be kept.
[*] Louis XII divorced his wife, Jeanne, daughter of Louis XI, and married in 1499
Anne of Brittany, widow of Charles VIII, in order to retain the Duchy of Brittany for the
crown.
[+] The Archbishop of Rouen. He was Georges d'Amboise, created a cardinal by
Alexander VI. Born 1460, died 1510.
Thus King Louis lost Lombardy by not having followed any of the
conditions observed by those who have taken possession of countries and wished to retain
them. Nor is there any miracle in this, but much that is reasonable and quite natural. And
on these matters I spoke at Nantes with Rouen, when Valentino, as Cesare Borgia, the son
of Pope Alexander, was usually called, occupied the Romagna, and on Cardinal Rouen
observing to me that the Italians did not understand war, I replied to him that the French
did not understand statecraft, meaning that otherwise they would not have allowed the
Church to reach such greatness. And in fact is has been seen that the greatness of the
Church and of Spain in Italy has been caused by France, and her ruin may be attributed to
them. From this a general rule is drawn which never or rarely fails: that he who is the
cause of another becoming powerful is ruined; because that predominancy has been brought
about either by astuteness or else by force, and both are distrusted by him who has been
raised to power.
CHAPTER IV
WHY THE KINGDOM OF DARIUS, CONQUERED BY ALEXANDER, DID NOT REBEL
AGAINST THE SUCCESSORS OF ALEXANDER AT HIS DEATH
Considering the difficulties which men have had to hold to a newly acquired state, some
might wonder how, seeing that Alexander the Great became the master of Asia in a few
years, and died whilst it was scarcely settled (whence it might appear reasonable that the
whole empire would have rebelled), nevertheless his successors maintained themselves, and
had to meet no other difficulty than that which arose among themselves from their own
ambitions.
I answer that the principalities of which one has record are found to be governed in
two different ways; either by a prince, with a body of servants, who assist him to govern
the kingdom as ministers by his favour and permission; or by a prince and barons, who hold
that dignity by antiquity of blood and not by the grace of the prince. Such barons have
states and their own subjects, who recognize them as lords and hold them in natural
affection. Those states that are governed by a prince and his servants hold their prince
in more consideration, because in all the country there is no one who is recognized as
superior to him, and if they yield obedience to another they do it as to a minister and
official, and they do not bear him any particular affection.
The examples of these two governments in our time are the Turk and the King of France.
The entire monarchy of the Turk is governed by one lord, the others are his servants; and,
dividing his kingdom into sanjaks, he sends there different administrators, and shifts and
changes them as he chooses. But the King of France is placed in the midst of an ancient
body of lords, acknowledged by their own subjects, and beloved by them; they have their
own prerogatives, nor can the king take these away except at his peril. Therefore, he who
considers both of these states will recognize great difficulties in seizing the state of
the Turk, but, once it is conquered, great ease in holding it. The causes of the
difficulties in seizing the kingdom of the Turk are that the usurper cannot be called in
by the princes of the kingdom, nor can he hope to be assisted in his designs by the revolt
of those whom the lord has around him. This arises from the reasons given above; for his
ministers, being all slaves and bondmen, can only be corrupted with great difficulty, and
one can expect little advantage from them when they have been corrupted, as they cannot
carry the people with them, for the reasons assigned. Hence, he who attacks the Turk must
bear in mind that he will find him united, and he will have to rely more on his own
strength than on the revolt of others; but, if once the Turk has been conquered, and
routed in the field in such a way that he cannot replace his armies, there is nothing to
fear but the family of this prince, and, this being exterminated, there remains no one to
fear, the others having no credit with the people; and as the conqueror did not rely on
them before his victory, so he ought not to fear them after it.
The contrary happens in kingdoms governed like that of France, because one can easily
enter there by gaining over some baron of the kingdom, for one always finds malcontents
and such as desire a change. Such men, for the reasons given, can open the way into the
state and render the victory easy; but if you wish to hold it afterwards, you meet with
infinite difficulties, both from those who have assisted you and from those you have
crushed. Nor is it enough for you to have exterminated the family of the prince, because
the lords that remain make themselves the heads of fresh movements against you, and as you
are unable either to satisfy or exterminate them, that state is lost whenever time brings
the opportunity.
Now if you will consider what was the nature of the government of Darius, you will find
it similar to the kingdom of the Turk, and therefore it was only necessary for Alexander,
first to overthrow him in the field, and then to take the country from him. After which
victory, Darius being killed, the state remained secure to Alexander, for the above
reasons. And if his successors had been united they would have enjoyed it securely and at
their ease, for there were no tumults raised in the kingdom except those they provoked
themselves.
But it is impossible to hold with such tranquillity states constituted like that of
France. Hence arose those frequent rebellions against the Romans in Spain, France, and
Greece, owing to the many principalities there were in these states, of which, as long as
the memory of them endured, the Romans always held an insecure possession; but with the
power and long continuance of the empire the memory of them passed away, and the Romans
then became secure possessors. And when fighting afterwards amongst themselves, each one
was able to attach to himself his own parts of the country, according to the authority he
had assumed there; and the family of the former lord being exterminated, none other than
the Romans were acknowledged.
When these things are remembered no one will marvel at the ease with which Alexander
held the Empire of Asia, or at the difficulties which others have had to keep an
acquisition, such as Pyrrhus and many more; this is not occasioned by the little or
abundance of ability in the conqueror, but by the want of uniformity in the subject state.
CHAPTER V
CONCERNING THE WAY TO GOVERN CITIES OR PRINCIPALITIES WHICH
LIVED UNDER THEIR OWN LAWS BEFORE THEY WERE ANNEXED
Whenever those states which have been acquired as stated have been accustomed to live
under their own laws and in freedom, there are three courses for those who wish to hold
them: the first is to ruin them, the next is to reside there in person, the third is to
permit them to live under their own laws, drawing a tribute, and establishing within it an
oligarchy which will keep it friendly to you. Because such a government, being created by
the prince, knows that it cannot stand without his friendship and interest, and does it
utmost to support him; and therefore he who would keep a city accustomed to freedom will
hold it more easily by the means of its own citizens than in any other way.
There are, for example, the Spartans and the Romans. The Spartans held Athens and
Thebes, establishing there an oligarchy, nevertheless they lost them. The Romans, in order
to hold Capua, Carthage, and Numantia, dismantled them, and did not lose them. They wished
to hold Greece as the Spartans held it, making it free and permitting its laws, and did
not succeed. So to hold it they were compelled to dismantle many cities in the country,
for in truth there is no safe way to retain them otherwise than by ruining them. And he
who becomes master of a city accustomed to freedom and does not destroy it, may expect to
be destroyed by it, for in rebellion it has always the watchword of liberty and its
ancient privileges as a rallying point, which neither time nor benefits will ever cause it
to forget. And whatever you may do or provide against, they never forget that name or
their privileges unless they are disunited or dispersed, but at every chance they
immediately rally to them, as Pisa after the hundred years she had been held in bondage by
the Florentines.
But when cities or countries are accustomed to live under a prince, and his family is
exterminated, they, being on the one hand accustomed to obey and on the other hand not
having the old prince, cannot agree in making one from amongst themselves, and they do not
know how to govern themselves. For this reason they are very slow to take up arms, and a
prince can gain them to himself and secure them much more easily. But in republics there
is more vitality, greater hatred, and more desire for vengeance, which will never permit
them to allow the memory of their former liberty to rest; so that the safest way is to
destroy them or to reside there.
CHAPTER VI
CONCERNING NEW PRINCIPALITIES WHICH ARE ACQUIRED BY ONE'S OWN
ARMS AND ABILITY
Let no one be surprised if, in speaking of entirely new principalities as I shall do, I
adduce the highest examples both of prince and of state; because men, walking almost
always in paths beaten by others, and following by imitation their deeds, are yet unable
to keep entirely to the ways of others or attain to the power of those they imitate. A
wise man ought always to follow the paths beaten by great men, and to imitate those who
have been supreme, so that if his ability does not equal theirs, at least it will savour
of it. Let him act like the clever archers who, designing to hit the mark which yet
appears too far distant, and knowing the limits to which the strength of their bow
attains, take aim much higher than the mark, not to reach by their strength or arrow to so
great a height, but to be able with the aid of so high an aim to hit the mark they wish to
reach.
I say, therefore, that in entirely new principalities, where there is a new prince,
more or less difficulty is found in keeping them, accordingly as there is more or less
ability in him who has acquired the state. Now, as the fact of becoming a prince from a
private station presupposes either ability or fortune, it is clear that one or other of
these things will mitigate in some degree many difficulties. Nevertheless, he who has
relied least on fortune is established the strongest. Further, it facilitates matters when
the prince, having no other state, is compelled to reside there in person.
But to come to those who, by their own ability and not through fortune, have risen to
be princes, I say that Moses, Cyrus, Romulus, Theseus, and such like are the most
excellent examples. And although one may not discuss Moses, he having been a mere executor
of the will of God, yet he ought to be admired, if only for that favour which made him
worthy to speak with God. But in considering Cyrus and others who have acquired or founded
kingdoms, all will be found admirable; and if their particular deeds and conduct shall be
considered, they will not be found inferior to those of Moses, although he had so great a
preceptor. And in examining their actions and lives one cannot see that they owed anything
to fortune beyond opportunity, which brought them the material to mould into the form
which seemed best to them. Without that opportunity their powers of mind would have been
extinguished, and without those powers the opportunity would have come in vain.
It was necessary, therefore, to Moses that he should find the people of Israel in Egypt
enslaved and oppressed by the Egyptians, in order that they should be disposed to follow
him so as to be delivered out of bondage. It was necessary that Romulus should not remain
in Alba, and that he should be abandoned at his birth, in order that he should become King
of Rome and founder of the fatherland. It was necessary that Cyrus should find the
Persians discontented with the government of the Medes, and the Medes soft and effeminate
through their long peace. Theseus could not have shown his ability had he not found the
Athenians dispersed. These opportunities, therefore, made those men fortunate, and their
high ability enabled them to recognize the opportunity whereby their country was ennobled
and made famous.
Those who by valorous ways become princes, like these men, acquire a principality with
difficulty, but they keep it with ease. The difficulties they have in acquiring it rise in
part from the new rules and methods which they are forced to introduce to establish their
government and its security. And it ought to be remembered that there is nothing more
difficult to take in hand, more perilous to conduct, or more uncertain in its success,
then to take the lead in the introduction of a new order of things. Because the innovator
has for enemies all those who have done well under the old conditions, and lukewarm
defenders in those who may do well under the new. This coolness arises partly from fear of
the opponents, who have the laws on their side, and partly from the incredulity of men,
who do not readily believe in new things until they have had a long experience of them.
Thus it happens that whenever those who are hostile have the opportunity to attack they do
it like partisans, whilst the others defend lukewarmly, in such wise that the prince is
endangered along with them.
It is necessary, therefore, if we desire to discuss this matter thoroughly, to inquire
whether these innovators can rely on themselves or have to depend on others: that is to
say, whether, to consummate their enterprise, have they to use prayers or can they use
force? In the first instance they always succeed badly, and never compass anything; but
when they can rely on themselves and use force, then they are rarely endangered. Hence it
is that all armed prophets have conquered, and the unarmed ones have been destroyed.
Besides the reasons mentioned, the nature of the people is variable, and whilst it is easy
to persuade them, it is difficult to fix them in that persuasion. And thus it is necessary
to take such measures that, when they believe no longer, it may be possible to make them
believe by force.
If Moses, Cyrus, Theseus, and Romulus had been unarmed they could not have enforced
their constitutions for long--as happened in our time to Fra Girolamo Savonarola, who was
ruined with his new order of things immediately the multitude believed in him no longer,
and he had no means of keeping steadfast those who believed or of making the unbelievers
to believe. Therefore such as these have great difficulties in consummating their
enterprise, for all their dangers are in the ascent, yet with ability they will overcome
them; but when these are overcome, and those who envied them their success are
exterminated, they will begin to be respected, and they will continue afterwards powerful,
secure, honoured, and happy.
To these great examples I wish to add a lesser one; still it bears some resemblance to
them, and I wish it to suffice me for all of a like kind: it is Hiero the Syracusan.[*]
This man rose from a private station to be Prince of Syracuse, nor did he, either, owe
anything to fortune but opportunity; for the Syracusans, being oppressed, chose him for
their captain, afterwards he was rewarded by being made their prince. He was of so great
ability, even as a private citizen, that one who writes of him says he wanted nothing but
a kingdom to be a king. This man abolished the old soldiery, organized the new, gave up
old alliances, made new ones; and as he had his own soldiers and allies, on such
foundations he was able to build any edifice: thus, whilst he had endured much trouble in
acquiring, he had but little in keeping.
[*] Hiero II, born about 307 B.C., died 216 B.C.
CHAPTER VII
CONCERNING NEW PRINCIPALITIES WHICH ARE ACQUIRED EITHER BY THE
ARMS OF OTHERS OR BY GOOD FORTUNE
Those who solely by good fortune become princes from being private citizens have little
trouble in rising, but much in keeping atop; they have not any difficulties on the way up,
because they fly, but they have many when they reach the summit. Such are those to whom
some state is given either for money or by the favour of him who bestows it; as happened
to many in Greece, in the cities of Ionia and of the Hellespont, where princes were made
by Darius, in order that they might hold the cities both for his security and his glory;
as also were those emperors who, by the corruption of the soldiers, from being citizens
came to empire. Such stand simply elevated upon the goodwill and the fortune of him who
has elevated them--two most inconstant and unstable things. Neither have they the
knowledge requisite for the position; because, unless they are men of great worth and
ability, it is not reasonable to expect that they should know how to command, having
always lived in a private condition; besides, they cannot hold it because they have not
forces which they can keep friendly and faithful.
States that rise unexpectedly, then, like all other things in nature which are born and
grow rapidly, cannot leave their foundations and correspondencies[*] fixed in such a way
that the first storm will not overthrow them; unless, as is said, those who unexpectedly
become princes are men of so much ability that they know they have to be prepared at once
to hold that which fortune has thrown into their laps, and that those foundations, which
others have laid BEFORE they became princes, they must lay AFTERWARDS.
[*] "Le radici e corrispondenze," their roots (i.e. foundations) and
correspondencies or relations with other states--a common meaning of
"correspondence" and "correspondency" in the sixteenth and seventeenth
centuries.
Concerning these two methods of rising to be a prince by ability or fortune, I wish to
adduce two examples within our own recollection, and these are Francesco Sforza[*] and
Cesare Borgia. Francesco, by proper means and with great ability, from being a private
person rose to be Duke of Milan, and that which he had acquired with a thousand anxieties
he kept with little trouble. On the other hand, Cesare Borgia, called by the people Duke
Valentino, acquired his state during the ascendancy of his father, and on its decline he
lost it, notwithstanding that he had taken every measure and done all that ought to be
done by a wise and able man to fix firmly his roots in the states which the arms and
fortunes of others had bestowed on him.
[*] Francesco Sforza, born 1401, died 1466. He married Bianca Maria Visconti, a
natural daughter of Filippo Visconti, the Duke of Milan, on whose death he procured his
own elevation to the duchy. Machiavelli was the accredited agent of the Florentine
Republic to Cesare Borgia (1478-1507) during the transactions which led up to the
assassinations of the Orsini and Vitelli at Sinigalia, and along with his letters to his
chiefs in Florence he has left an account, written ten years before "The
Prince," of the proceedings of the duke in his "Descritione del modo tenuto dal
duca Valentino nello ammazzare Vitellozzo Vitelli," etc., a translation of which is
appended to the present work.
Because, as is stated above, he who has not first laid his foundations may be able with
great ability to lay them afterwards, but they will be laid with trouble to the architect
and danger to the building. If, therefore, all the steps taken by the duke be considered,
it will be seen that he laid solid foundations for his future power, and I do not consider
it superfluous to discuss them, because I do not know what better precepts to give a new
prince than the example of his actions; and if his dispositions were of no avail, that was
not his fault, but the extraordinary and extreme malignity of fortune.
Alexander the Sixth, in wishing to aggrandize the duke, his son, had many immediate and
prospective difficulties. Firstly, he did not see his way to make him master of any state
that was not a state of the Church; and if he was willing to rob the Church he knew that
the Duke of Milan and the Venetians would not consent, because Faenza and Rimini were
already under the protection of the Venetians. Besides this, he saw the arms of Italy,
especially those by which he might have been assisted, in hands that would fear the
aggrandizement of the Pope, namely, the Orsini and the Colonnesi and their following. It
behoved him, therefore, to upset this state of affairs and embroil the powers, so as to
make himself securely master of part of their states. This was easy for him to do, because
he found the Venetians, moved by other reasons, inclined to bring back the French into
Italy; he would not only not oppose this, but he would render it more easy by dissolving
the former marriage of King Louis. Therefore the king came into Italy with the assistance
of the Venetians and the consent of Alexander. He was no sooner in Milan than the Pope had
soldiers from him for the attempt on the Romagna, which yielded to him on the reputation
of the king. The duke, therefore, having acquired the Romagna and beaten the Colonnesi,
while wishing to hold that and to advance further, was hindered by two things: the one,
his forces did not appear loyal to him, the other, the goodwill of France: that is to say,
he feared that the forces of the Orsini, which he was using, would not stand to him, that
not only might they hinder him from winning more, but might themselves seize what he had
won, and that the king might also do the same. Of the Orsini he had a warning when, after
taking Faenza and attacking Bologna, he saw them go very unwillingly to that attack. And
as to the king, he learned his mind when he himself, after taking the Duchy of Urbino,
attacked Tuscany, and the king made him desist from that undertaking; hence the duke
decided to depend no more upon the arms and the luck of others.
For the first thing he weakened the Orsini and Colonnesi parties in Rome, by gaining to
himself all their adherents who were gentlemen, making them his gentlemen, giving them
good pay, and, according to their rank, honouring them with office and command in such a
way that in a few months all attachment to the factions was destroyed and turned entirely
to the duke. After this he awaited an opportunity to crush the Orsini, having scattered
the adherents of the Colonna house. This came to him soon and he used it well; for the
Orsini, perceiving at length that the aggrandizement of the duke and the Church was ruin
to them, called a meeting of the Magione in Perugia. From this sprung the rebellion at
Urbino and the tumults in the Romagna, with endless dangers to the duke, all of which he
overcame with the help of the French. Having restored his authority, not to leave it at
risk by trusting either to the French or other outside forces, he had recourse to his
wiles, and he knew so well how to conceal his mind that, by the mediation of Signor
Pagolo--whom the duke did not fail to secure with all kinds of attention, giving him
money, apparel, and horses--the Orsini were reconciled, so that their simplicity brought
them into his power at Sinigalia.[*] Having exterminated the leaders, and turned their
partisans into his friends, the duke laid sufficiently good foundations to his power,
having all the Romagna and the Duchy of Urbino; and the people now beginning to appreciate
their prosperity, he gained them all over to himself. And as this point is worthy of
notice, and to be imitated by others, I am not willing to leave it out.
[*] Sinigalia, 31st December 1502.
When the duke occupied the Romagna he found it under the rule of weak masters, who
rather plundered their subjects than ruled them, and gave them more cause for disunion
than for union, so that the country was full of robbery, quarrels, and every kind of
violence; and so, wishing to bring back peace and obedience to authority, he considered it
necessary to give it a good governor. Thereupon he promoted Messer Ramiro d'Orco,[*] a
swift and cruel man, to whom he gave the fullest power. This man in a short time restored
peace and unity with the greatest success. Afterwards the duke considered that it was not
advisable to confer such excessive authority, for he had no doubt but that he would become
odious, so he set up a court of judgment in the country, under a most excellent president,
wherein all cities had their advocates. And because he knew that the past severity had
caused some hatred against himself, so, to clear himself in the minds of the people, and
gain them entirely to himself, he desired to show that, if any cruelty had been practised,
it had not originated with him, but in the natural sternness of the minister. Under this
pretence he took Ramiro, and one morning caused him to be executed and left on the piazza
at Cesena with the block and a bloody knife at his side. The barbarity of this spectacle
caused the people to be at once satisfied and dismayed.
[*] Ramiro d'Orco. Ramiro de Lorqua.
But let us return whence we started. I say that the duke, finding himself now
sufficiently powerful and partly secured from immediate dangers by having armed himself in
his own way, and having in a great measure crushed those forces in his vicinity that could
injure him if he wished to proceed with his conquest, had next to consider France, for he
knew that the king, who too late was aware of his mistake, would not support him. And from
this time he began to seek new alliances and to temporize with France in the expedition
which she was making towards the kingdom of Naples against the Spaniards who were
besieging Gaeta. It was his intention to secure himself against them, and this he would
have quickly accomplished had Alexander lived.
Such was his line of action as to present affairs. But as to the future he had to fear,
in the first place, that a new successor to the Church might not be friendly to him and
might seek to take from him that which Alexander had given him, so he decided to act in
four ways. Firstly, by exterminating the families of those lords whom he had despoiled, so
as to take away that pretext from the Pope. Secondly, by winning to himself all the
gentlemen of Rome, so as to be able to curb the Pope with their aid, as has been observed.
Thirdly, by converting the college more to himself. Fourthly, by acquiring so much power
before the Pope should die that he could by his own measures resist the first shock. Of
these four things, at the death of Alexander, he had accomplished three. For he had killed
as many of the dispossessed lords as he could lay hands on, and few had escaped; he had
won over the Roman gentlemen, and he had the most numerous party in the college. And as to
any fresh acquisition, he intended to become master of Tuscany, for he already possessed
Perugia and Piombino, and Pisa was under his protection. And as he had no longer to study
France (for the French were already driven out of the kingdom of Naples by the Spaniards,
and in this way both were compelled to buy his goodwill), he pounced down upon Pisa. After
this, Lucca and Siena yielded at once, partly through hatred and partly through fear of
the Florentines; and the Florentines would have had no remedy had he continued to prosper,
as he was prospering the year that Alexander died, for he had acquired so much power and
reputation that he would have stood by himself, and no longer have depended on the luck
and the forces of others, but solely on his own power and ability.
But Alexander died five years after he had first drawn the sword. He left the duke with
the state of Romagna alone consolidated, with the rest in the air, between two most
powerful hostile armies, and sick unto death. Yet there were in the duke such boldness and
ability, and he knew so well how men are to be won or lost, and so firm were the
foundations which in so short a time he had laid, that if he had not had those armies on
his back, or if he had been in good health, he would have overcome all difficulties. And
it is seen that his foundations were good, for the Romagna awaited him for more than a
month. In Rome, although but half alive, he remained secure; and whilst the Baglioni, the
Vitelli, and the Orsini might come to Rome, they could not effect anything against him. If
he could not have made Pope him whom he wished, at least the one whom he did not wish
would not have been elected. But if he had been in sound health at the death of
Alexander,[*] everything would have been different to him. On the day that Julius the
Second[+] was elected, he told me that he had thought of everything that might occur at
the death of his father, and had provided a remedy for all, except that he had never
anticipated that, when the death did happen, he himself would be on the point to die.
[*] Alexander VI died of fever, 18th August 1503.
[+] Julius II was Giuliano della Rovere, Cardinal of San Pietro ad Vincula, born
1443, died 1513.
When all the actions of the duke are recalled, I do not know how to blame him, but
rather it appears to be, as I have said, that I ought to offer him for imitation to all
those who, by the fortune or the arms of others, are raised to government. Because he,
having a lofty spirit and far-reaching aims, could not have regulated his conduct
otherwise, and only the shortness of the life of Alexander and his own sickness frustrated
his designs. Therefore, he who considers it necessary to secure himself in his new
principality, to win friends, to overcome either by force or fraud, to make himself
beloved and feared by the people, to be followed and revered by the soldiers, to
exterminate those who have power or reason to hurt him, to change the old order of things
for new, to be severe and gracious, magnanimous and liberal, to destroy a disloyal
soldiery and to create new, to maintain friendship with kings and princes in such a way
that they must help him with zeal and offend with caution, cannot find a more lively
example than the actions of this man.
Only can he be blamed for the election of Julius the Second, in whom he made a bad
choice, because, as is said, not being able to elect a Pope to his own mind, he could have
hindered any other from being elected Pope; and he ought never to have consented to the
election of any cardinal whom he had injured or who had cause to fear him if they became
pontiffs. For men injure either from fear or hatred. Those whom he had injured, amongst
others, were San Pietro ad Vincula, Colonna, San Giorgio, and Ascanio.[*] The rest, in
becoming Pope, had to fear him, Rouen and the Spaniards excepted; the latter from their
relationship and obligations, the former from his influence, the kingdom of France having
relations with him. Therefore, above everything, the duke ought to have created a Spaniard
Pope, and, failing him, he ought to have consented to Rouen and not San Pietro ad Vincula.
He who believes that new benefits will cause great personages to forget old injuries is
deceived. Therefore, the duke erred in his choice, and it was the cause of his ultimate
ruin.
[*] San Giorgio is Raffaello Riario. Ascanio is Ascanio Sforza.
CHAPTER VIII
CONCERNING THOSE WHO HAVE OBTAINED A PRINCIPALITY BY WICKEDNESS
Although a prince may rise from a private station in two ways, neither of which can be
entirely attributed to fortune or genius, yet it is manifest to me that I must not be
silent on them, although one could be more copiously treated when I discuss republics.
These methods are when, either by some wicked or nefarious ways, one ascends to the
principality, or when by the favour of his fellow-citizens a private person becomes the
prince of his country. And speaking of the first method, it will be illustrated by two
examples--one ancient, the other modern--and without entering further into the subject, I
consider these two examples will suffice those who may be compelled to follow them.
Agathocles, the Sicilian,[*] became King of Syracuse not only from a private but from a
low and abject position. This man, the son of a potter, through all the changes in his
fortunes always led an infamous life. Nevertheless, he accompanied his infamies with so
much ability of mind and body that, having devoted himself to the military profession, he
rose through its ranks to be Praetor of Syracuse. Being established in that position, and
having deliberately resolved to make himself prince and to seize by violence, without
obligation to others, that which had been conceded to him by assent, he came to an
understanding for this purpose with Amilcar, the Carthaginian, who, with his army, was
fighting in Sicily. One morning he assembled the people and the senate of Syracuse, as if
he had to discuss with them things relating to the Republic, and at a given signal the
soldiers killed all the senators and the richest of the people; these dead, he seized and
held the princedom of that city without any civil commotion. And although he was twice
routed by the Carthaginians, and ultimately besieged, yet not only was he able to defend
his city, but leaving part of his men for its defence, with the others he attacked Africa,
and in a short time raised the siege of Syracuse. The Carthaginians, reduced to extreme
necessity, were compelled to come to terms with Agathocles, and, leaving Sicily to him,
had to be content with the possession of Africa.
[*] Agathocles the Sicilian, born 361 B.C., died 289 B.C.
Therefore, he who considers the actions and the genius of this man will see nothing, or
little, which can be attributed to fortune, inasmuch as he attained pre-eminence, as is
shown above, not by the favour of any one, but step by step in the military profession,
which steps were gained with a thousand troubles and perils, and were afterwards boldly
held by him with many hazardous dangers. Yet it cannot be called talent to slay
fellow-citizens, to deceive friends, to be without faith, without mercy, without religion;
such methods may gain empire, but not glory. Still, if the courage of Agathocles in
entering into and extricating himself from dangers be considered, together with his
greatness of mind in enduring and overcoming hardships, it cannot be seen why he should be
esteemed less than the most notable captain. Nevertheless, his barbarous cruelty and
inhumanity with infinite wickedness do not permit him to be celebrated among the most
excellent men. What he achieved cannot be attributed either to fortune or genius.
In our times, during the rule of Alexander the Sixth, Oliverotto da Fermo, having been
left an orphan many years before, was brought up by his maternal uncle, Giovanni Fogliani,
and in the early days of his youth sent to fight under Pagolo Vitelli, that, being trained
under his discipline, he might attain some high position in the military profession. After
Pagolo died, he fought under his brother Vitellozzo, and in a very short time, being
endowed with wit and a vigorous body and mind, he became the first man in his profession.
But it appearing a paltry thing to serve under others, he resolved, with the aid of some
citizens of Fermo, to whom the slavery of their country was dearer than its liberty, and
with the help of the Vitelleschi, to seize Fermo. So he wrote to Giovanni Fogliani that,
having been away from home for many years, he wished to visit him and his city, and in
some measure to look upon his patrimony; and although he had not laboured to acquire
anything except honour, yet, in order that the citizens should see he had not spent his
time in vain, he desired to come honourably, so would be accompanied by one hundred
horsemen, his friends and retainers; and he entreated Giovanni to arrange that he should
be received honourably by the Fermians, all of which would be not only to his honour, but
also to that of Giovanni himself, who had brought him up.
Giovanni, therefore, did not fail in any attentions due to his nephew, and he caused
him to be honourably received by the Fermians, and he lodged him in his own house, where,
having passed some days, and having arranged what was necessary for his wicked designs,
Oliverotto gave a solemn banquet to which he invited Giovanni Fogliani and the chiefs of
Fermo. When the viands and all the other entertainments that are usual in such banquets
were finished, Oliverotto artfully began certain grave discourses, speaking of the
greatness of Pope Alexander and his son Cesare, and of their enterprises, to which
discourse Giovanni and others answered; but he rose at once, saying that such matters
ought to be discussed in a more private place, and he betook himself to a chamber, whither
Giovanni and the rest of the citizens went in after him. No sooner were they seated than
soldiers issued from secret places and slaughtered Giovanni and the rest. After these
murders Oliverotto, mounted on horseback, rode up and down the town and besieged the chief
magistrate in the palace, so that in fear the people were forced to obey him, and to form
a government, of which he made himself the prince. He killed all the malcontents who were
able to injure him, and strengthened himself with new civil and military ordinances, in
such a way that, in the year during which he held the principality, not only was he secure
in the city of Fermo, but he had become formidable to all his neighbours. And his
destruction would have been as difficult as that of Agathocles if he had not allowed
himself to be overreached by Cesare Borgia, who took him with the Orsini and Vitelli at
Sinigalia, as was stated above. Thus one year after he had committed this parricide, he
was strangled, together with Vitellozzo, whom he had made his leader in valour and
wickedness.
Some may wonder how it can happen that Agathocles, and his like, after infinite
treacheries and cruelties, should live for long secure in his country, and defend himself
from external enemies, and never be conspired against by his own citizens; seeing that
many others, by means of cruelty, have never been able even in peaceful times to hold the
state, still less in the doubtful times of war. I believe that this follows from
severities[*] being badly or properly used. Those may be called properly used, if of evil
it is possible to speak well, that are applied at one blow and are necessary to one's
security, and that are not persisted in afterwards unless they can be turned to the
advantage of the subjects. The badly employed are those which, notwithstanding they may be
few in the commencement, multiply with time rather than decrease. Those who practise the
first system are able, by aid of God or man, to mitigate in some degree their rule, as
Agathocles did. It is impossible for those who follow the other to maintain themselves.
[*] Mr Burd suggests that this word probably comes near the modern equivalent of
Machiavelli's thought when he speaks of "crudelta" than the more obvious
"cruelties."
Hence it is to be remarked that, in seizing a state, the usurper ought to examine
closely into all those injuries which it is necessary for him to inflict, and to do them
all at one stroke so as not to have to repeat them daily; and thus by not unsettling men
he will be able to reassure them, and win them to himself by benefits. He who does
otherwise, either from timidity or evil advice, is always compelled to keep the knife in
his hand; neither can he rely on his subjects, nor can they attach themselves to him,
owing to their continued and repeated wrongs. For injuries ought to be done all at one
time, so that, being tasted less, they offend less; benefits ought to be given little by
little, so that the flavour of them may last longer.
And above all things, a prince ought to live amongst his people in such a way that no
unexpected circumstances, whether of good or evil, shall make him change; because if the
necessity for this comes in troubled times, you are too late for harsh measures; and mild
ones will not help you, for they will be considered as forced from you, and no one will be
under any obligation to you for them.
CHAPTER IX
CONCERNING A CIVIL PRINCIPALITY
But coming to the other point--where a leading citizen becomes the prince of his
country, not by wickedness or any intolerable violence, but by the favour of his fellow
citizens--this may be called a civil principality: nor is genius or fortune altogether
necessary to attain to it, but rather a happy shrewdness. I say then that such a
principality is obtained either by the favour of the people or by the favour of the
nobles. Because in all cities these two distinct parties are found, and from this it
arises that the people do not wish to be ruled nor oppressed by the nobles, and the nobles
wish to rule and oppress the people; and from these two opposite desires there arises in
cities one of three results, either a principality, self- government, or anarchy.
A principality is created either by the people or by the nobles, accordingly as one or
other of them has the opportunity; for the nobles, seeing they cannot withstand the
people, begin to cry up the reputation of one of themselves, and they make him a prince,
so that under his shadow they can give vent to their ambitions. The people, finding they
cannot resist the nobles, also cry up the reputation of one of themselves, and make him a
prince so as to be defended by his authority. He who obtains sovereignty by the assistance
of the nobles maintains himself with more difficulty than he who comes to it by the aid of
the people, because the former finds himself with many around him who consider themselves
his equals, and because of this he can neither rule nor manage them to his liking. But he
who reaches sovereignty by popular favour finds himself alone, and has none around him, or
few, who are not prepared to obey him.
Besides this, one cannot by fair dealing, and without injury to others, satisfy the
nobles, but you can satisfy the people, for their object is more righteous than that of
the nobles, the latter wishing to oppress, while the former only desire not to be
oppressed. It is to be added also that a prince can never secure himself against a hostile
people, because of their being too many, whilst from the nobles he can secure himself, as
they are few in number. The worst that a prince may expect from a hostile people is to be
abandoned by them; but from hostile nobles he has not only to fear abandonment, but also
that they will rise against him; for they, being in these affairs more far- seeing and
astute, always come forward in time to save themselves, and to obtain favours from him
whom they expect to prevail. Further, the prince is compelled to live always with the same
people, but he can do well without the same nobles, being able to make and unmake them
daily, and to give or wake away authority when it pleases him.
Therefore, to make this point clearer, I say that the nobles ought to be looked at
mainly in two ways: that is to say, they either shape their course in such a way as binds
them entirely to your fortune, or they do not. Those who so bind themselves, and are not
rapacious, ought to be honoured and loved; those who do not bind themselves may be dealt
with in two ways; they may fail to do this through pusillanimity and a natural want of
courage, in which case you ought to make use of them, especially of those who are of good
counsel; and thus, whilst in prosperity you honour them, in adversity you do not have to
fear them. But when for their own ambitious ends they shun binding themselves, it is a
token that they are giving more thought to themselves than to you, and a prince out to
guard against such, and to fear them as if they were open enemies, because in adversity
they always help to ruin him.
Therefore, one who becomes a prince through the favour of the people ought to keep them
friendly, and this he can easily do seeing they only ask not to be oppressed by him. But
one who, in opposition to the people, becomes a prince by the favour of the nobles, ought,
above everything, to seek to win the people over to himself, and this he may easily do if
he takes them under his protection. Because men, when they receive good from him of whom
they were expecting evil, are bound more closely to their benefactor; thus the people
quickly become more devoted to him than if he had been raised to the principality by their
favours; and the prince can win their affections in many ways, but as these vary according
to the circumstances one cannot give fixed rules, so I omit them; but, I repeat, it is
necessary for a prince to have the people friendly, otherwise he has no security in
adversity.
Nabis,[*] Prince of the Spartans, sustained the attack of all Greece, and of a
victorious Roman army, and against them he defended his country and his government; and
for the overcoming of this peril it was only necessary for him to make himself secure
against a few, but this would not have been sufficient had the people been hostile. And do
not let any one impugn this statement with the trite proverb that "He who builds on
the people, builds on the mud," for this is true when a private citizen makes a
foundation there, and persuades himself that the people will free him when he is oppressed
by his enemies or by the magistrates; wherein he would find himself very often deceived,
as happened to the Gracchi in Rome and to Messer Giorgio Scali[+] in Florence. But granted
a prince who has established himself as above, who can command, and is a man of courage,
undismayed in adversity, who does not fail in other qualifications, and who, by his
resolution and energy, keeps the whole people encouraged--such a one will never find
himself deceived in them, and it will be shown that he has laid his foundations well.
[*] Nabis, tyrant of Sparta, conquered by the Romans under Flamininus in 195 B.C.;
killed 192 B.C.
[+] Messer Giorgio Scali. This event is to be found in Machiavelli's
"Florentine History," Book III.
These principalities are liable to danger when they are passing from the civil to the
absolute order of government, for such princes either rule personally or through
magistrates. In the latter case their government is weaker and more insecure, because it
rests entirely on the goodwill of those citizens who are raised to the magistracy, and
who, especially in troubled times, can destroy the government with great ease, either by
intrigue or open defiance; and the prince has not the chance amid tumults to exercise
absolute authority, because the citizens and subjects, accustomed to receive orders from
magistrates, are not of a mind to obey him amid these confusions, and there will always be
in doubtful times a scarcity of men whom he can trust. For such a prince cannot rely upon
what he observes in quiet times, when citizens have need of the state, because then every
one agrees with him; they all promise, and when death is far distant they all wish to die
for him; but in troubled times, when the state has need of its citizens, then he finds but
few. And so much the more is this experiment dangerous, inasmuch as it can only be tried
once. Therefore a wise prince ought to adopt such a course that his citizens will always
in every sort and kind of circumstance have need of the state and of him, and then he will
always find them faithful.
CHAPTER X
CONCERNING THE WAY IN WHICH THE STRENGTH OF ALL PRINCIPALITIES
OUGHT TO BE MEASURED
It is necessary to consider another point in examining the character of these
principalities: that is, whether a prince has such power that, in case of need, he can
support himself with his own resources, or whether he has always need of the assistance of
others. And to make this quite clear I say that I consider those who are able to support
themselves by their own resources who can, either by abundance of men or money, raise a
sufficient army to join battle against any one who comes to attack them; and I consider
those always to have need of others who cannot show themselves against the enemy in the
field, but are forced to defend themselves by sheltering behind walls. The first case has
been discussed, but we will speak of it again should it recur. In the second case one can
say nothing except to encourage such princes to provision and fortify their towns, and not
on any account to defend the country. And whoever shall fortify his town well, and shall
have managed the other concerns of his subjects in the way stated above, and to be often
repeated, will never be attacked without great caution, for men are always adverse to
enterprises where difficulties can be seen, and it will be seen not to be an easy thing to
attack one who has his town well fortified, and is not hated by his people.
The cities of Germany are absolutely free, they own but little country around them, and
they yield obedience to the emperor when it suits them, nor do they fear this or any other
power they may have near them, because they are fortified in such a way that every one
thinks the taking of them by assault would be tedious and difficult, seeing they have
proper ditches and walls, they have sufficient artillery, and they always keep in public
depots enough for one year's eating, drinking, and firing. And beyond this, to keep the
people quiet and without loss to the state, they always have the means of giving work to
the community in those labours that are the life and strength of the city, and on the
pursuit of which the people are supported; they also hold military exercises in repute,
and moreover have many ordinances to uphold them.
Therefore, a prince who has a strong city, and had not made himself odious, will not be
attacked, or if any one should attack he will only be driven off with disgrace; again,
because that the affairs of this world are so changeable, it is almost impossible to keep
an army a whole year in the field without being interfered with. And whoever should reply:
If the people have property outside the city, and see it burnt, they will not remain
patient, and the long siege and self- interest will make them forget their prince; to this
I answer that a powerful and courageous prince will overcome all such difficulties by
giving at one time hope to his subjects that the evil will not be for long, at another
time fear of the cruelty of the enemy, then preserving himself adroitly from those
subjects who seem to him to be too bold.
Further, the enemy would naturally on his arrival at once burn and ruin the country at
the time when the spirits of the people are still hot and ready for the defence; and,
therefore, so much the less ought the prince to hesitate; because after a time, when
spirits have cooled, the damage is already done, the ills are incurred, and there is no
longer any remedy; and therefore they are so much the more ready to unite with their
prince, he appearing to be under obligations to them now that their houses have been burnt
and their possessions ruined in his defence. For it is the nature of men to be bound by
the benefits they confer as much as by those they receive. Therefore, if everything is
well considered, it will not be difficult for a wise prince to keep the minds of his
citizens steadfast from first to last, when he does not fail to support and defend them.
CHAPTER XI
CONCERNING ECCLESIASTICAL PRINCIPALITIES
It only remains now to speak of ecclesiastical principalities, touching which all
difficulties are prior to getting possession, because they are acquired either by capacity
or good fortune, and they can be held without either; for they are sustained by the
ancient ordinances of religion, which are so all-powerful, and of such a character that
the principalities may be held no matter how their princes behave and live. These princes
alone have states and do not defend them; and they have subjects and do not rule them; and
the states, although unguarded, are not taken from them, and the subjects, although not
ruled, do not care, and they have neither the desire nor the ability to alienate
themselves. Such principalities only are secure and happy. But being upheld by powers, to
which the human mind cannot reach, I shall speak no more of them, because, being exalted
and maintained by God, it would be the act of a presumptuous and rash man to discuss them.
Nevertheless, if any one should ask of me how comes it that the Church has attained
such greatness in temporal power, seeing that from Alexander backwards the Italian
potentates (not only those who have been called potentates, but every baron and lord,
though the smallest) have valued the temporal power very slightly--yet now a king of
France trembles before it, and it has been able to drive him from Italy, and to ruin the
Venetians--although this may be very manifest, it does not appear to me superfluous to
recall it in some measure to memory.
Before Charles, King of France, passed into Italy,[*] this country was under the
dominion of the Pope, the Venetians, the King of Naples, the Duke of Milan, and the
Florentines. These potentates had two principal anxieties: the one, that no foreigner
should enter Italy under arms; the other, that none of themselves should seize more
territory. Those about whom there was the most anxiety were the Pope and the Venetians. To
restrain the Venetians the union of all the others was necessary, as it was for the
defence of Ferrara; and to keep down the Pope they made use of the barons of Rome, who,
being divided into two factions, Orsini and Colonnesi, had always a pretext for disorder,
and, standing with arms in their hands under the eyes of the Pontiff, kept the pontificate
weak and powerless. And although there might arise sometimes a courageous pope, such as
Sixtus, yet neither fortune nor wisdom could rid him of these annoyances. And the short
life of a pope is also a cause of weakness; for in the ten years, which is the average
life of a pope, he can with difficulty lower one of the factions; and if, so to speak, one
people should almost destroy the Colonnesi, another would arise hostile to the Orsini, who
would support their opponents, and yet would not have time to ruin the Orsini. This was
the reason why the temporal powers of the pope were little esteemed in Italy.
[*] Charles VIII invaded Italy in 1494.
Alexander the Sixth arose afterwards, who of all the pontiffs that have ever been
showed how a pope with both money and arms was able to prevail; and through the
instrumentality of the Duke Valentino, and by reason of the entry of the French, he
brought about all those things which I have discussed above in the actions of the duke.
And although his intention was not to aggrandize the Church, but the duke, nevertheless,
what he did contributed to the greatness of the Church, which, after his death and the
ruin of the duke, became the heir to all his labours.
Pope Julius came afterwards and found the Church strong, possessing all the Romagna,
the barons of Rome reduced to impotence, and, through the chastisements of Alexander, the
factions wiped out; he also found the way open to accumulate money in a manner such as had
never been practised before Alexander's time. Such things Julius not only followed, but
improved upon, and he intended to gain Bologna, to ruin the Venetians, and to drive the
French out of Italy. All of these enterprises prospered with him, and so much the more to
his credit, inasmuch as he did everything to strengthen the Church and not any private
person. He kept also the Orsini and Colonnesi factions within the bounds in which he found
them; and although there was among them some mind to make disturbance, nevertheless he
held two things firm: the one, the greatness of the Church, with which he terrified them;
and the other, not allowing them to have their own cardinals, who caused the disorders
among them. For whenever these factions have their cardinals they do not remain quiet for
long, because cardinals foster the factions in Rome and out of it, and the barons are
compelled to support them, and thus from the ambitions of prelates arise disorders and
tumults among the barons. For these reasons his Holiness Pope Leo[*] found the pontificate
most powerful, and it is to be hoped that, if others made it great in arms, he will make
it still greater and more venerated by his goodness and infinite other virtues.
[*] Pope Leo X was the Cardinal de' Medici.
CHAPTER XII
HOW MANY KINDS OF SOLDIERY THERE ARE, AND CONCERNING MERCENARIES
Having discoursed particularly on the characteristics of such principalities as in the
beginning I proposed to discuss, and having considered in some degree the causes of their
being good or bad, and having shown the methods by which many have sought to acquire them
and to hold them, it now remains for me to discuss generally the means of offence and
defence which belong to each of them.
We have seen above how necessary it is for a prince to have his foundations well laid,
otherwise it follows of necessity he will go to ruin. The chief foundations of all states,
new as well as old or composite, are good laws and good arms; and as there cannot be good
laws where the state is not well armed, it follows that where they are well armed they
have good laws. I shall leave the laws out of the discussion and shall speak of the arms.
I say, therefore, that the arms with which a prince defends his state are either his
own, or they are mercenaries, auxiliaries, or mixed. Mercenaries and auxiliaries are
useless and dangerous; and if one holds his state based on these arms, he will stand
neither firm nor safe; for they are disunited, ambitious, and without discipline,
unfaithful, valiant before friends, cowardly before enemies; they have neither the fear of
God nor fidelity to men, and destruction is deferred only so long as the attack is; for in
peace one is robbed by them, and in war by the enemy. The fact is, they have no other
attraction or reason for keeping the field than a trifle of stipend, which is not
sufficient to make them willing to die for you. They are ready enough to be your soldiers
whilst you do not make war, but if war comes they take themselves off or run from the foe;
which I should have little trouble to prove, for the ruin of Italy has been caused by
nothing else than by resting all her hopes for many years on mercenaries, and although
they formerly made some display and appeared valiant amongst themselves, yet when the
foreigners came they showed what they were. Thus it was that Charles, King of France, was
allowed to seize Italy with chalk in hand;[*] and he who told us that our sins were the
cause of it told the truth, but they were not the sins he imagined, but those which I have
related. And as they were the sins of princes, it is the princes who have also suffered
the penalty.
[*] "With chalk in hand," "col gesso." This is one of the bons
mots of Alexander VI, and refers to the ease with which Charles VIII seized Italy,
implying that it was only necessary for him to send his quartermasters to chalk up the
billets for his soldiers to conquer the country. Cf. "The History of Henry VII,"
by Lord Bacon: "King Charles had conquered the realm of Naples, and lost it again, in
a kind of a felicity of a dream. He passed the whole length of Italy without resistance:
so that it was true what Pope Alexander was wont to say: That the Frenchmen came into
Italy with chalk in their hands, to mark up their lodgings, rather than with swords to
fight."
I wish to demonstrate further the infelicity of these arms. The mercenary captains are
either capable men or they are not; if they are, you cannot trust them, because they
always aspire to their own greatness, either by oppressing you, who are their master, or
others contrary to your intentions; but if the captain is not skilful, you are ruined in
the usual way.
And if it be urged that whoever is armed will act in the same way, whether mercenary or
not, I reply that when arms have to be resorted to, either by a prince or a republic, then
the prince ought to go in person and perform the duty of a captain; the republic has to
send its citizens, and when one is sent who does not turn out satisfactorily, it ought to
recall him, and when one is worthy, to hold him by the laws so that he does not leave the
command. And experience has shown princes and republics, single-handed, making the
greatest progress, and mercenaries doing nothing except damage; and it is more difficult
to bring a republic, armed with its own arms, under the sway of one of its citizens than
it is to bring one armed with foreign arms. Rome and Sparta stood for many ages armed and
free. The Switzers are completely armed and quite free.
Of ancient mercenaries, for example, there are the Carthaginians, who were oppressed by
their mercenary soldiers after the first war with the Romans, although the Carthaginians
had their own citizens for captains. After the death of Epaminondas, Philip of Macedon was
made captain of their soldiers by the Thebans, and after victory he took away their
liberty.
Duke Filippo being dead, the Milanese enlisted Francesco Sforza against the Venetians,
and he, having overcome the enemy at Caravaggio,[*] allied himself with them to crush the
Milanese, his masters. His father, Sforza, having been engaged by Queen Johanna[+] of
Naples, left her unprotected, so that she was forced to throw herself into the arms of the
King of Aragon, in order to save her kingdom. And if the Venetians and Florentines
formerly extended their dominions by these arms, and yet their captains did not make
themselves princes, but have defended them, I reply that the Florentines in this case have
been favoured by chance, for of the able captains, of whom they might have stood in fear,
some have not conquered, some have been opposed, and others have turned their ambitions
elsewhere. One who did not conquer was Giovanni Acuto,[%] and since he did not conquer his
fidelity cannot be proved; but every one will acknowledge that, had he conquered, the
Florentines would have stood at his discretion. Sforza had the Bracceschi always against
him, so they watched each other. Francesco turned his ambition to Lombardy; Braccio
against the Church and the kingdom of Naples. But let us come to that which happened a
short while ago. The Florentines appointed as their captain Pagolo Vitelli, a most prudent
man, who from a private position had risen to the greatest renown. If this man had taken
Pisa, nobody can deny that it would have been proper for the Florentines to keep in with
him, for if he became the soldier of their enemies they had no means of resisting, and if
they held to him they must obey him. The Venetians, if their achievements are considered,
will be seen to have acted safely and gloriously so long as they sent to war their own
men, when with armed gentlemen and plebians they did valiantly. This was before they
turned to enterprises on land, but when they began to fight on land they forsook this
virtue and followed the custom of Italy. And in the beginning of their expansion on land,
through not having much territory, and because of their great reputation, they had not
much to fear from their captains; but when they expanded, as under Carmignuola,[#] they
had a taste of this mistake; for, having found him a most valiant man (they beat the Duke
of Milan under his leadership), and, on the other hand, knowing how lukewarm he was in the
war, they feared they would no longer conquer under him, and for this reason they were not
willing, nor were they able, to let him go; and so, not to lose again that which they had
acquired, they were compelled, in order to secure themselves, to murder him. They had
afterwards for their captains Bartolomeo da Bergamo, Roberto da San Severino, the count of
Pitigliano,[&] and the like, under whom they had to dread loss and not gain, as
happened afterwards at Vaila,[$] where in one battle they lost that which in eight hundred
years they had acquired with so much trouble. Because from such arms conquests come but
slowly, long delayed and inconsiderable, but the losses sudden and portentous.
[*] Battle of Caravaggio, 15th September 1448.
[+] Johanna II of Naples, the widow of Ladislao, King of Naples.
[%] Giovanni Acuto. An English knight whose name was Sir John Hawkwood. He fought
in the English wars in France, and was knighted by Edward III; afterwards he collected a
body of troops and went into Italy. These became the famous "White Company." He
took part in many wars, and died in Florence in 1394. He was born about 1320 at Sible
Hedingham, a village in Essex. He married Domnia, a daughter of Bernabo Visconti.
[#] Carmignuola. Francesco Bussone, born at Carmagnola about 1390, executed at
Venice, 5th May 1432.
[&] Bartolomeo Colleoni of Bergamo; died 1457. Roberto of San Severino; died
fighting for Venice against Sigismund, Duke of Austria, in 1487. "Primo capitano in
Italia."--Machiavelli. Count of Pitigliano; Nicolo Orsini, born 1442, died 1510.
[$] Battle of Vaila in 1509.
And as with these examples I have reached Italy, which has been ruled for many years by
mercenaries, I wish to discuss them more seriously, in order that, having seen their rise
and progress, one may be better prepared to counteract them. You must understand that the
empire has recently come to be repudiated in Italy, that the Pope has acquired more
temporal power, and that Italy has been divided up into more states, for the reason that
many of the great cities took up arms against their nobles, who, formerly favoured by the
emperor, were oppressing them, whilst the Church was favouring them so as to gain
authority in temporal power: in many others their citizens became princes. From this it
came to pass that Italy fell partly into the hands of the Church and of republics, and,
the Church consisting of priests and the republic of citizens unaccustomed to arms, both
commenced to enlist foreigners.
The first who gave renown to this soldiery was Alberigo da Conio,[*] the Romagnian.
From the school of this man sprang, among others, Braccio and Sforza, who in their time
were the arbiters of Italy. After these came all the other captains who till now have
directed the arms of Italy; and the end of all their valour has been, that she has been
overrun by Charles, robbed by Louis, ravaged by Ferdinand, and insulted by the Switzers.
The principle that has guided them has been, first, to lower the credit of infantry so
that they might increase their own. They did this because, subsisting on their pay and
without territory, they were unable to support many soldiers, and a few infantry did not
give them any authority; so they were led to employ cavalry, with a moderate force of
which they were maintained and honoured; and affairs were brought to such a pass that, in
an army of twenty thousand soldiers, there were not to be found two thousand foot
soldiers. They had, besides this, used every art to lessen fatigue and danger to
themselves and their soldiers, not killing in the fray, but taking prisoners and
liberating without ransom. They did not attack towns at night, nor did the garrisons of
the towns attack encampments at night; they did not surround the camp either with stockade
or ditch, nor did they campaign in the winter. All these things were permitted by their
military rules, and devised by them to avoid, as I have said, both fatigue and dangers;
thus they have brought Italy to slavery and contempt.
[*] Alberigo da Conio. Alberico da Barbiano, Count of Cunio in Romagna. He was the
leader of the famous "Company of St George," composed entirely of Italian
soldiers. He died in 1409.
CHAPTER XIII
CONCERNING AUXILIARIES, MIXED SOLDIERY, AND ONE'S OWN
Auxiliaries, which are the other useless arm, are employed when a prince is called in
with his forces to aid and defend, as was done by Pope Julius in the most recent times;
for he, having, in the enterprise against Ferrara, had poor proof of his mercenaries,
turned to auxiliaries, and stipulated with Ferdinand, King of Spain,[*] for his assistance
with men and arms. These arms may be useful and good in themselves, but for him who calls
them in they are always disadvantageous; for losing, one is undone, and winning, one is
their captive.
[*] Ferdinand V (F. II of Aragon and Sicily, F. III of Naples), surnamed "The
Catholic," born 1542, died 1516.
And although ancient histories may be full of examples, I do not wish to leave this
recent one of Pope Julius the Second, the peril of which cannot fail to be perceived; for
he, wishing to get Ferrara, threw himself entirely into the hands of the foreigner. But
his good fortune brought about a third event, so that he did not reap the fruit of his
rash choice; because, having his auxiliaries routed at Ravenna, and the Switzers having
risen and driven out the conquerors (against all expectation, both his and others), it so
came to pass that he did not become prisoner to his enemies, they having fled, nor to his
auxiliaries, he having conquered by other arms than theirs.
The Florentines, being entirely without arms, sent ten thousand Frenchmen to take Pisa,
whereby they ran more danger than at any other time of their troubles.
The Emperor of Constantinople,[*] to oppose his neighbours, sent ten thousand Turks
into Greece, who, on the war being finished, were not willing to quit; this was the
beginning of the servitude of Greece to the infidels.
[*] Joannes Cantacuzenus, born 1300, died 1383.
Therefore, let him who has no desire to conquer make use of these arms, for they are
much more hazardous than mercenaries, because with them the ruin is ready made; they are
all united, all yield obedience to others; but with mercenaries, when they have conquered,
more time and better opportunities are needed to injure you; they are not all of one
community, they are found and paid by you, and a third party, which you have made their
head, is not able all at once to assume enough authority to injure you. In conclusion, in
mercenaries dastardy is most dangerous; in auxiliaries, valour. The wise prince,
therefore, has always avoided these arms and turned to his own; and has been willing
rather to lose with them than to conquer with the others, not deeming that a real victory
which is gained with the arms of others.
I shall never hesitate to cite Cesare Borgia and his actions. This duke entered the
Romagna with auxiliaries, taking there only French soldiers, and with them he captured
Imola and Forli; but afterwards, such forces not appearing to him reliable, he turned to
mercenaries, discerning less danger in them, and enlisted the Orsini and Vitelli; whom
presently, on handling and finding them doubtful, unfaithful, and dangerous, he destroyed
and turned to his own men. And the difference between one and the other of these forces
can easily be seen when one considers the difference there was in the reputation of the
duke, when he had the French, when he had the Orsini and Vitelli, and when he relied on
his own soldiers, on whose fidelity he could always count and found it ever increasing; he
was never esteemed more highly than when every one saw that he was complete master of his
own forces.
I was not intending to go beyond Italian and recent examples, but I am unwilling to
leave out Hiero, the Syracusan, he being one of those I have named above. This man, as I
have said, made head of the army by the Syracusans, soon found out that a mercenary
soldiery, constituted like our Italian condottieri, was of no use; and it appearing to him
that he could neither keep them not let them go, he had them all cut to pieces, and
afterwards made war with his own forces and not with aliens.
I wish also to recall to memory an instance from the Old Testament applicable to this
subject. David offered himself to Saul to fight with Goliath, the Philistine champion,
and, to give him courage, Saul armed him with his own weapons; which David rejected as
soon as he had them on his back, saying he could make no use of them, and that he wished
to meet the enemy with his sling and his knife. In conclusion, the arms of others either
fall from your back, or they weigh you down, or they bind you fast.
Charles the Seventh,[*] the father of King Louis the Eleventh,[+] having by good
fortune and valour liberated France from the English, recognized the necessity of being
armed with forces of his own, and he established in his kingdom ordinances concerning
men-at-arms and infantry. Afterwards his son, King Louis, abolished the infantry and began
to enlist the Switzers, which mistake, followed by others, is, as is now seen, a source of
peril to that kingdom; because, having raised the reputation of the Switzers, he has
entirely diminished the value of his own arms, for he has destroyed the infantry
altogether; and his men-at-arms he has subordinated to others, for, being as they are so
accustomed to fight along with Switzers, it does not appear that they can now conquer
without them. Hence it arises that the French cannot stand against the Switzers, and
without the Switzers they do not come off well against others. The armies of the French
have thus become mixed, partly mercenary and partly national, both of which arms together
are much better than mercenaries alone or auxiliaries alone, but much inferior to one's
own forces. And this example proves it, for the kingdom of France would be unconquerable
if the ordinance of Charles had been enlarged or maintained.
[*] Charles VII of France, surnamed "The Victorious," born 1403, died
1461.
[+] Louis XI, son of the above, born 1423, died 1483.
But the scanty wisdom of man, on entering into an affair which looks well at first,
cannot discern the poison that is hidden in it, as I have said above of hectic fevers.
Therefore, if he who rules a principality cannot recognize evils until they are upon him,
he is not truly wise; and this insight is given to few. And if the first disaster to the
Roman Empire[*] should be examined, it will be found to have commenced only with the
enlisting of the Goths; because from that time the vigour of the Roman Empire began to
decline, and all that valour which had raised it passed away to others.
[*] "Many speakers to the House the other night in the debate on the reduction
of armaments seemed to show a most lamentable ignorance of the conditions under which the
British Empire maintains its existence. When Mr Balfour replied to the allegations that
the Roman Empire sank under the weight of its military obligations, he said that this was
'wholly unhistorical.' He might well have added that the Roman power was at its zenith
when every citizen acknowledged his liability to fight for the State, but that it began to
decline as soon as this obligation was no longer recognized."--Pall Mall Gazette,
15th May 1906.
I conclude, therefore, that no principality is secure without having its own forces; on
the contrary, it is entirely dependent on good fortune, not having the valour which in
adversity would defend it. And it has always been the opinion and judgment of wise men
that nothing can be so uncertain or unstable as fame or power not founded on its own
strength. And one's own forces are those which are composed either of subjects, citizens,
or dependents; all others are mercenaries or auxiliaries. And the way to make ready one's
own forces will be easily found if the rules suggested by me shall be reflected upon, and
if one will consider how Philip, the father of Alexander the Great, and many republics and
princes have armed and organized themselves, to which rules I entirely commit myself.
CHAPTER XIV
THAT WHICH CONCERNS A PRINCE ON THE SUBJECT OF THE ART OF WAR
A prince ought to have no other aim or thought, nor select anything else for his study,
than war and its rules and discipline; for this is the sole art that belongs to him who
rules, and it is of such force that it not only upholds those who are born princes, but it
often enables men to rise from a private station to that rank. And, on the contrary, it is
seen that when princes have thought more of ease than of arms they have lost their states.
And the first cause of your losing it is to neglect this art; and what enables you to
acquire a state is to be master of the art. Francesco Sforza, through being martial, from
a private person became Duke of Milan; and the sons, through avoiding the hardships and
troubles of arms, from dukes became private persons. For among other evils which being
unarmed brings you, it causes you to be despised, and this is one of those ignominies
against which a prince ought to guard himself, as is shown later on. Because there is
nothing proportionate between the armed and the unarmed; and it is not reasonable that he
who is armed should yield obedience willingly to him who is unarmed, or that the unarmed
man should be secure among armed servants. Because, there being in the one disdain and in
the other suspicion, it is not possible for them to work well together. And therefore a
prince who does not understand the art of war, over and above the other misfortunes
already mentioned, cannot be respected by his soldiers, nor can he rely on them. He ought
never, therefore, to have out of his thoughts this subject of war, and in peace he should
addict himself more to its exercise than in war; this he can do in two ways, the one by
action, the other by study.
As regards action, he ought above all things to keep his men well organized and
drilled, to follow incessantly the chase, by which he accustoms his body to hardships, and
learns something of the nature of localities, and gets to find out how the mountains rise,
how the valleys open out, how the plains lie, and to understand the nature of rivers and
marshes, and in all this to take the greatest care. Which knowledge is useful in two ways.
Firstly, he learns to know his country, and is better able to undertake its defence;
afterwards, by means of the knowledge and observation of that locality, he understands
with ease any other which it may be necessary for him to study hereafter; because the
hills, valleys, and plains, and rivers and marshes that are, for instance, in Tuscany,
have a certain resemblance to those of other countries, so that with a knowledge of the
aspect of one country one can easily arrive at a knowledge of others. And the prince that
lacks this skill lacks the essential which it is desirable that a captain should possess,
for it teaches him to surprise his enemy, to select quarters, to lead armies, to array the
battle, to besiege towns to advantage.
Philopoemen,[*] Prince of the Achaeans, among other praises which writers have bestowed
on him, is commended because in time of peace he never had anything in his mind but the
rules of war; and when he was in the country with friends, he often stopped and reasoned
with them: "If the enemy should be upon that hill, and we should find ourselves here
with our army, with whom would be the advantage? How should one best advance to meet him,
keeping the ranks? If we should wish to retreat, how ought we to pursue?" And he
would set forth to them, as he went, all the chances that could befall an army; he would
listen to their opinion and state his, confirming it with reasons, so that by these
continual discussions there could never arise, in time of war, any unexpected
circumstances that he could not deal with.
[*] Philopoemen, "the last of the Greeks," born 252 B.C., died 183 B.C.
But to exercise the intellect the prince should read histories, and study there the
actions of illustrious men, to see how they have borne themselves in war, to examine the
causes of their victories and defeat, so as to avoid the latter and imitate the former;
and above all do as an illustrious man did, who took as an exemplar one who had been
praised and famous before him, and whose achievements and deeds he always kept in his
mind, as it is said Alexander the Great imitated Achilles, Caesar Alexander, Scipio Cyrus.
And whoever reads the life of Cyrus, written by Xenophon, will recognize afterwards in the
life of Scipio how that imitation was his glory, and how in chastity, affability,
humanity, and liberality Scipio conformed to those things which have been written of Cyrus
by Xenophon. A wise prince ought to observe some such rules, and never in peaceful times
stand idle, but increase his resources with industry in such a way that they may be
available to him in adversity, so that if fortune chances it may find him prepared to
resist her blows.
CHAPTER XV
CONCERNING THINGS FOR WHICH MEN, AND ESPECIALLY PRINCES, ARE
PRAISED OR BLAMED
It remains now to see what ought to be the rules of conduct for a prince towards
subject and friends. And as I know that many have written on this point, I expect I shall
be considered presumptuous in mentioning it again, especially as in discussing it I shall
depart from the methods of other people. But, it being my intention to write a thing which
shall be useful to him who apprehends it, it appears to me more appropriate to follow up
the real truth of the matter than the imagination of it; for many have pictured republics
and principalities which in fact have never been known or seen, because how one lives is
so far distant from how one ought to live, that he who neglects what is done for what
ought to be done, sooner effects his ruin than his preservation; for a man who wishes to
act entirely up to his professions of virtue soon meets with what destroys him among so
much that is evil.
Hence it is necessary for a prince wishing to hold his own to know how to do wrong, and
to make use of it or not according to necessity. Therefore, putting on one side imaginary
things concerning a prince, and discussing those which are real, I say that all men when
they are spoken of, and chiefly princes for being more highly placed, are remarkable for
some of those qualities which bring them either blame or praise; and thus it is that one
is reputed liberal, another miserly, using a Tuscan term (because an avaricious person in
our language is still he who desires to possess by robbery, whilst we call one miserly who
deprives himself too much of the use of his own); one is reputed generous, one rapacious;
one cruel, one compassionate; one faithless, another faithful; one effeminate and
cowardly, another bold and brave; one affable, another haughty; one lascivious, another
chaste; one sincere, another cunning; one hard, another easy; one grave, another
frivolous; one religious, another unbelieving, and the like. And I know that every one
will confess that it would be most praiseworthy in a prince to exhibit all the above
qualities that are considered good; but because they can neither be entirely possessed nor
observed, for human conditions do not permit it, it is necessary for him to be
sufficiently prudent that he may know how to avoid the reproach of those vices which would
lose him his state; and also to keep himself, if it be possible, from those which would
not lose him it; but this not being possible, he may with less hesitation abandon himself
to them. And again, he need not make himself uneasy at incurring a reproach for those
vices without which the state can only be saved with difficulty, for if everything is
considered carefully, it will be found that something which looks like virtue, if
followed, would be his ruin; whilst something else, which looks like vice, yet followed
brings him security and prosperity.
CHAPTER XVI
CONCERNING LIBERALITY AND MEANNESS
Commencing then with the first of the above-named characteristics, I say that it would
be well to be reputed liberal. Nevertheless, liberality exercised in a way that does not
bring you the reputation for it, injures you; for if one exercises it honestly and as it
should be exercised, it may not become known, and you will not avoid the reproach of its
opposite. Therefore, any one wishing to maintain among men the name of liberal is obliged
to avoid no attribute of magnificence; so that a prince thus inclined will consume in such
acts all his property, and will be compelled in the end, if he wish to maintain the name
of liberal, to unduly weigh down his people, and tax them, and do everything he can to get
money. This will soon make him odious to his subjects, and becoming poor he will be little
valued by any one; thus, with his liberality, having offended many and rewarded few, he is
affected by the very first trouble and imperilled by whatever may be the first danger;
recognizing this himself, and wishing to draw back from it, he runs at once into the
reproach of being miserly.
Therefore, a prince, not being able to exercise this virtue of liberality in such a way
that it is recognized, except to his cost, if he is wise he ought not to fear the
reputation of being mean, for in time he will come to be more considered than if liberal,
seeing that with his economy his revenues are enough, that he can defend himself against
all attacks, and is able to engage in enterprises without burdening his people; thus it
comes to pass that he exercises liberality towards all from whom he does not take, who are
numberless, and meanness towards those to whom he does not give, who are few.
We have not seen great things done in our time except by those who have been considered
mean; the rest have failed. Pope Julius the Second was assisted in reaching the papacy by
a reputation for liberality, yet he did not strive afterwards to keep it up, when he made
war on the King of France; and he made many wars without imposing any extraordinary tax on
his subjects, for he supplied his additional expenses out of his long thriftiness. The
present King of Spain would not have undertaken or conquered in so many enterprises if he
had been reputed liberal. A prince, therefore, provided that he has not to rob his
subjects, that he can defend himself, that he does not become poor and abject, that he is
not forced to become rapacious, ought to hold of little account a reputation for being
mean, for it is one of those vices which will enable him to govern.
And if any one should say: Caesar obtained empire by liberality, and many others have
reached the highest positions by having been liberal, and by being considered so, I
answer: Either you are a prince in fact, or in a way to become one. In the first case this
liberality is dangerous, in the second it is very necessary to be considered liberal; and
Caesar was one of those who wished to become pre-eminent in Rome; but if he had survived
after becoming so, and had not moderated his expenses, he would have destroyed his
government. And if any one should reply: Many have been princes, and have done great
things with armies, who have been considered very liberal, I reply: Either a prince spends
that which is his own or his subjects' or else that of others. In the first case he ought
to be sparing, in the second he ought not to neglect any opportunity for liberality. And
to the prince who goes forth with his army, supporting it by pillage, sack, and extortion,
handling that which belongs to others, this liberality is necessary, otherwise he would
not be followed by soldiers. And of that which is neither yours nor your subjects' you can
be a ready giver, as were Cyrus, Caesar, and Alexander; because it does not take away your
reputation if you squander that of others, but adds to it; it is only squandering your own
that injures you.
And there is nothing wastes so rapidly as liberality, for even whilst you exercise it
you lose the power to do so, and so become either poor or despised, or else, in avoiding
poverty, rapacious and hated. And a prince should guard himself, above all things, against
being despised and hated; and liberality leads you to both. Therefore it is wiser to have
a reputation for meanness which brings reproach without hatred, than to be compelled
through seeking a reputation for liberality to incur a name for rapacity which begets
reproach with hatred.
CHAPTER XVII
CONCERNING CRUELTY AND CLEMENCY, AND WHETHER IT IS BETTER TO BE
LOVED THAN FEARED
Coming now to the other qualities mentioned above, I say that every prince ought to
desire to be considered clement and not cruel. Nevertheless he ought to take care not to
misuse this clemency. Cesare Borgia was considered cruel; notwithstanding, his cruelty
reconciled the Romagna, unified it, and restored it to peace and loyalty. And if this be
rightly considered, he will be seen to have been much more merciful than the Florentine
people, who, to avoid a reputation for cruelty, permitted Pistoia to be destroyed.[*]
Therefore a prince, so long as he keeps his subjects united and loyal, ought not to mind
the reproach of cruelty; because with a few examples he will be more merciful than those
who, through too much mercy, allow disorders to arise, from which follow murders or
robberies; for these are wont to injure the whole people, whilst those executions which
originate with a prince offend the individual only.
[*] During the rioting between the Cancellieri and Panciatichi factions in 1502 and
1503.
And of all princes, it is impossible for the new prince to avoid the imputation of
cruelty, owing to new states being full of dangers. Hence Virgil, through the mouth of
Dido, excuses the inhumanity of her reign owing to its being new, saying:
"Res dura, et regni novitas me talia cogunt Moliri, et late fines custode
tueri."[*]
Nevertheless he ought to be slow to believe and to act, nor should he himself show
fear, but proceed in a temperate manner with prudence and humanity, so that too much
confidence may not make him incautious and too much distrust render him intolerable.
[*] . . . against my will, my fate A throne unsettled, and an infant state, Bid me
defend my realms with all my pow'rs, And guard with these severities my shores.
Christopher Pitt.
Upon this a question arises: whether it be better to be loved than feared or feared
than loved? It may be answered that one should wish to be both, but, because it is
difficult to unite them in one person, it is much safer to be feared than loved, when, of
the two, either must be dispensed with. Because this is to be asserted in general of men,
that they are ungrateful, fickle, false, cowardly, covetous, and as long as you succeed
they are yours entirely; they will offer you their blood, property, life, and children, as
is said above, when the need is far distant; but when it approaches they turn against you.
And that prince who, relying entirely on their promises, has neglected other precautions,
is ruined; because friendships that are obtained by payments, and not by greatness or
nobility of mind, may indeed be earned, but they are not secured, and in time of need
cannot be relied upon; and men have less scruple in offending one who is beloved than one
who is feared, for love is preserved by the link of obligation which, owing to the
baseness of men, is broken at every opportunity for their advantage; but fear preserves
you by a dread of punishment which never fails.
Nevertheless a prince ought to inspire fear in such a way that, if he does not win
love, he avoids hatred; because he can endure very well being feared whilst he is not
hated, which will always be as long as he abstains from the property of his citizens and
subjects and from their women. But when it is necessary for him to proceed against the
life of someone, he must do it on proper justification and for manifest cause, but above
all things he must keep his hands off the property of others, because men more quickly
forget the death of their father than the loss of their patrimony. Besides, pretexts for
taking away the property are never wanting; for he who has once begun to live by robbery
will always find pretexts for seizing what belongs to others; but reasons for taking life,
on the contrary, are more difficult to find and sooner lapse. But when a prince is with
his army, and has under control a multitude of soldiers, then it is quite necessary for
him to disregard the reputation of cruelty, for without it he would never hold his army
united or disposed to its duties.
Among the wonderful deeds of Hannibal this one is enumerated: that having led an
enormous army, composed of many various races of men, to fight in foreign lands, no
dissensions arose either among them or against the prince, whether in his bad or in his
good fortune. This arose from nothing else than his inhuman cruelty, which, with his
boundless valour, made him revered and terrible in the sight of his soldiers, but without
that cruelty, his other virtues were not sufficient to produce this effect. And
short-sighted writers admire his deeds from one point of view and from another condemn the
principal cause of them. That it is true his other virtues would not have been sufficient
for him may be proved by the case of Scipio, that most excellent man, not only of his own
times but within the memory of man, against whom, nevertheless, his army rebelled in
Spain; this arose from nothing but his too great forbearance, which gave his soldiers more
license than is consistent with military discipline. For this he was upbraided in the
Senate by Fabius Maximus, and called the corrupter of the Roman soldiery. The Locrians
were laid waste by a legate of Scipio, yet they were not avenged by him, nor was the
insolence of the legate punished, owing entirely to his easy nature. Insomuch that someone
in the Senate, wishing to excuse him, said there were many men who knew much better how
not to err than to correct the errors of others. This disposition, if he had been
continued in the command, would have destroyed in time the fame and glory of Scipio; but,
he being under the control of the Senate, this injurious characteristic not only concealed
itself, but contributed to his glory.
Returning to the question of being feared or loved, I come to the conclusion that, men
loving according to their own will and fearing according to that of the prince, a wise
prince should establish himself on that which is in his own control and not in that of
others; he must endeavour only to avoid hatred, as is noted.
CHAPTER XVIII[*]
CONCERNING THE WAY IN WHICH PRINCES SHOULD KEEP FAITH
[*] "The present chapter has given greater offence than any other portion of
Machiavelli's writings." Burd, "Il Principe," p. 297.
Every one admits how praiseworthy it is in a prince to keep faith, and to live with
integrity and not with craft. Nevertheless our experience has been that those princes who
have done great things have held good faith of little account, and have known how to
circumvent the intellect of men by craft, and in the end have overcome those who have
relied on their word. You must know there are two ways of contesting,[*] the one by the
law, the other by force; the first method is proper to men, the second to beasts; but
because the first is frequently not sufficient, it is necessary to have recourse to the
second. Therefore it is necessary for a prince to understand how to avail himself of the
beast and the man. This has been figuratively taught to princes by ancient writers, who
describe how Achilles and many other princes of old were given to the Centaur Chiron to
nurse, who brought them up in his discipline; which means solely that, as they had for a
teacher one who was half beast and half man, so it is necessary for a prince to know how
to make use of both natures, and that one without the other is not durable. A prince,
therefore, being compelled knowingly to adopt the beast, ought to choose the fox and the
lion; because the lion cannot defend himself against snares and the fox cannot defend
himself against wolves. Therefore, it is necessary to be a fox to discover the snares and
a lion to terrify the wolves. Those who rely simply on the lion do not understand what
they are about. Therefore a wise lord cannot, nor ought he to, keep faith when such
observance may be turned against him, and when the reasons that caused him to pledge it
exist no longer. If men were entirely good this precept would not hold, but because they
are bad, and will not keep faith with you, you too are not bound to observe it with them.
Nor will there ever be wanting to a prince legitimate reasons to excuse this
non-observance. Of this endless modern examples could be given, showing how many treaties
and engagements have been made void and of no effect through the faithlessness of princes;
and he who has known best how to employ the fox has succeeded best.
[*] "Contesting," i.e. "striving for mastery." Mr Burd points
out that this passage is imitated directly from Cicero's "De Officiis":
"Nam cum sint duo genera decertandi, unum per disceptationem, alterum per vim; cumque
illud proprium sit hominis, hoc beluarum; confugiendum est ad posterius, si uti non licet
superiore."
But it is necessary to know well how to disguise this characteristic, and to be a great
pretender and dissembler; and men are so simple, and so subject to present necessities,
that he who seeks to deceive will always find someone who will allow himself to be
deceived. One recent example I cannot pass over in silence. Alexander the Sixth did
nothing else but deceive men, nor ever thought of doing otherwise, and he always found
victims; for there never was a man who had greater power in asserting, or who with greater
oaths would affirm a thing, yet would observe it less; nevertheless his deceits always
succeeded according to his wishes,[*] because he well understood this side of mankind.
[*] "Nondimanco sempre gli succederono gli inganni (ad votum)." The words
"ad votum" are omitted in the Testina addition, 1550.
Alexander never did what he said, Cesare never said what he did.
Italian Proverb.
Therefore it is unnecessary for a prince to have all the good qualities I have
enumerated, but it is very necessary to appear to have them. And I shall dare to say this
also, that to have them and always to observe them is injurious, and that to appear to
have them is useful; to appear merciful, faithful, humane, religious, upright, and to be
so, but with a mind so framed that should you require not to be so, you may be able and
know how to change to the opposite.
And you have to understand this, that a prince, especially a new one, cannot observe
all those things for which men are esteemed, being often forced, in order to maintain the
state, to act contrary to fidelity,[*] friendship, humanity, and religion. Therefore it is
necessary for him to have a mind ready to turn itself accordingly as the winds and
variations of fortune force it, yet, as I have said above, not to diverge from the good if
he can avoid doing so, but, if compelled, then to know how to set about it.
[*] "Contrary to fidelity" or "faith," "contro alla
fede," and "tutto fede," "altogether faithful," in the next
paragraph. It is noteworthy that these two phrases, "contro alla fede" and
"tutto fede," were omitted in the Testina edition, which was published with the
sanction of the papal authorities. It may be that the meaning attached to the word
"fede" was "the faith," i.e. the Catholic creed, and not as rendered
here "fidelity" and "faithful." Observe that the word
"religione" was suffered to stand in the text of the Testina, being used to
signify indifferently every shade of belief, as witness "the religion," a phrase
inevitably employed to designate the Huguenot heresy. South in his Sermon IX, p. 69, ed.
1843, comments on this passage as follows: "That great patron and Coryphaeus of this
tribe, Nicolo Machiavel, laid down this for a master rule in his political scheme: 'That
the show of religion was helpful to the politician, but the reality of it hurtful and
pernicious.'"
For this reason a prince ought to take care that he never lets anything slip from his
lips that is not replete with the above-named five qualities, that he may appear to him
who sees and hears him altogether merciful, faithful, humane, upright, and religious.
There is nothing more necessary to appear to have than this last quality, inasmuch as men
judge generally more by the eye than by the hand, because it belongs to everybody to see
you, to few to come in touch with you. Every one sees what you appear to be, few really
know what you are, and those few dare not oppose themselves to the opinion of the many,
who have the majesty of the state to defend them; and in the actions of all men, and
especially of princes, which it is not prudent to challenge, one judges by the result.
For that reason, let a prince have the credit of conquering and holding his state, the
means will always be considered honest, and he will be praised by everybody; because the
vulgar are always taken by what a thing seems to be and by what comes of it; and in the
world there are only the vulgar, for the few find a place there only when the many have no
ground to rest on.
One prince[*] of the present time, whom it is not well to name, never preaches anything
else but peace and good faith, and to both he is most hostile, and either, if he had kept
it, would have deprived him of reputation and kingdom many a time.
[*] Ferdinand of Aragon. "When Machiavelli was writing 'The Prince' it would
have been clearly impossible to mention Ferdinand's name here without giving
offence." Burd's "Il Principe," p. 308.
CHAPTER XIX
THAT ONE SHOULD AVOID BEING DESPISED AND HATED
Now, concerning the characteristics of which mention is made above, I have spoken of
the more important ones, the others I wish to discuss briefly under this generality, that
the prince must consider, as has been in part said before, how to avoid those things which
will make him hated or contemptible; and as often as he shall have succeeded he will have
fulfilled his part, and he need not fear any danger in other reproaches.
It makes him hated above all things, as I have said, to be rapacious, and to be a
violator of the property and women of his subjects, from both of which he must abstain.
And when neither their property nor their honor is touched, the majority of men live
content, and he has only to contend with the ambition of a few, whom he can curb with ease
in many ways.
It makes him contemptible to be considered fickle, frivolous, effeminate,
mean-spirited, irresolute, from all of which a prince should guard himself as from a rock;
and he should endeavour to show in his actions greatness, courage, gravity, and fortitude;
and in his private dealings with his subjects let him show that his judgments are
irrevocable, and maintain himself in such reputation that no one can hope either to
deceive him or to get round him.
That prince is highly esteemed who conveys this impression of himself, and he who is
highly esteemed is not easily conspired against; for, provided it is well known that he is
an excellent man and revered by his people, he can only be attacked with difficulty. For
this reason a prince ought to have two fears, one from within, on account of his subjects,
the other from without, on account of external powers. From the latter he is defended by
being well armed and having good allies, and if he is well armed he will have good
friends, and affairs will always remain quiet within when they are quiet without, unless
they should have been already disturbed by conspiracy; and even should affairs outside be
disturbed, if he has carried out his preparations and has lived as I have said, as long as
he does not despair, he will resist every attack, as I said Nabis the Spartan did.
But concerning his subjects, when affairs outside are disturbed he has only to fear
that they will conspire secretly, from which a prince can easily secure himself by
avoiding being hated and despised, and by keeping the people satisfied with him, which it
is most necessary for him to accomplish, as I said above at length. And one of the most
efficacious remedies that a prince can have against conspiracies is not to be hated and
despised by the people, for he who conspires against a prince always expects to please
them by his removal; but when the conspirator can only look forward to offending them, he
will not have the courage to take such a course, for the difficulties that confront a
conspirator are infinite. And as experience shows, many have been the conspiracies, but
few have been successful; because he who conspires cannot act alone, nor can he take a
companion except from those whom he believes to be malcontents, and as soon as you have
opened your mind to a malcontent you have given him the material with which to content
himself, for by denouncing you he can look for every advantage; so that, seeing the gain
from this course to be assured, and seeing the other to be doubtful and full of dangers,
he must be a very rare friend, or a thoroughly obstinate enemy of the prince, to keep
faith with you.
And, to reduce the matter into a small compass, I say that, on the side of the
conspirator, there is nothing but fear, jealousy, prospect of punishment to terrify him;
but on the side of the prince there is the majesty of the principality, the laws, the
protection of friends and the state to defend him; so that, adding to all these things the
popular goodwill, it is impossible that any one should be so rash as to conspire. For
whereas in general the conspirator has to fear before the execution of his plot, in this
case he has also to fear the sequel to the crime; because on account of it he has the
people for an enemy, and thus cannot hope for any escape.
Endless examples could be given on this subject, but I will be content with one,
brought to pass within the memory of our fathers. Messer Annibale Bentivogli, who was
prince in Bologna (grandfather of the present Annibale), having been murdered by the
Canneschi, who had conspired against him, not one of his family survived but Messer
Giovanni,[*] who was in childhood: immediately after his assassination the people rose and
murdered all the Canneschi. This sprung from the popular goodwill which the house of
Bentivogli enjoyed in those days in Bologna; which was so great that, although none
remained there after the death of Annibale who was able to rule the state, the Bolognese,
having information that there was one of the Bentivogli family in Florence, who up to that
time had been considered the son of a blacksmith, sent to Florence for him and gave him
the government of their city, and it was ruled by him until Messer Giovanni came in due
course to the government.
[*] Giovanni Bentivogli, born in Bologna 1438, died at Milan 1508. He ruled Bologna
from 1462 to 1506. Machiavelli's strong condemnation of conspiracies may get its edge from
his own very recent experience (February 1513), when he had been arrested and tortured for
his alleged complicity in the Boscoli conspiracy.
For this reason I consider that a prince ought to reckon conspiracies of little account
when his people hold him in esteem; but when it is hostile to him, and bears hatred
towards him, he ought to fear everything and everybody. And well-ordered states and wise
princes have taken every care not to drive the nobles to desperation, and to keep the
people satisfied and contented, for this is one of the most important objects a prince can
have.
Among the best ordered and governed kingdoms of our times is France, and in it are
found many good institutions on which depend the liberty and security of the king; of
these the first is the parliament and its authority, because he who founded the kingdom,
knowing the ambition of the nobility and their boldness, considered that a bit to their
mouths would be necessary to hold them in; and, on the other side, knowing the hatred of
the people, founded in fear, against the nobles, he wished to protect them, yet he was not
anxious for this to be the particular care of the king; therefore, to take away the
reproach which he would be liable to from the nobles for favouring the people, and from
the people for favouring the nobles, he set up an arbiter, who should be one who could
beat down the great and favour the lesser without reproach to the king. Neither could you
have a better or a more prudent arrangement, or a greater source of security to the king
and kingdom. From this one can draw another important conclusion, that princes ought to
leave affairs of reproach to the management of others, and keep those of grace in their
own hands. And further, I consider that a prince ought to cherish the nobles, but not so
as to make himself hated by the people.
It may appear, perhaps, to some who have examined the lives and deaths of the Roman
emperors that many of them would be an example contrary to my opinion, seeing that some of
them lived nobly and showed great qualities of soul, nevertheless they have lost their
empire or have been killed by subjects who have conspired against them. Wishing,
therefore, to answer these objections, I will recall the characters of some of the
emperors, and will show that the causes of their ruin were not different to those alleged
by me; at the same time I will only submit for consideration those things that are
noteworthy to him who studies the affairs of those times.
It seems to me sufficient to take all those emperors who succeeded to the empire from
Marcus the philosopher down to Maximinus; they were Marcus and his son Commodus, Pertinax,
Julian, Severus and his son Antoninus Caracalla, Macrinus, Heliogabalus, Alexander, and
Maximinus.
There is first to note that, whereas in other principalities the ambition of the nobles
and the insolence of the people only have to be contended with, the Roman emperors had a
third difficulty in having to put up with the cruelty and avarice of their soldiers, a
matter so beset with difficulties that it was the ruin of many; for it was a hard thing to
give satisfaction both to soldiers and people; because the people loved peace, and for
this reason they loved the unaspiring prince, whilst the soldiers loved the warlike prince
who was bold, cruel, and rapacious, which qualities they were quite willing he should
exercise upon the people, so that they could get double pay and give vent to their own
greed and cruelty. Hence it arose that those emperors were always overthrown who, either
by birth or training, had no great authority, and most of them, especially those who came
new to the principality, recognizing the difficulty of these two opposing humours, were
inclined to give satisfaction to the soldiers, caring little about injuring the people.
Which course was necessary, because, as princes cannot help being hated by someone, they
ought, in the first place, to avoid being hated by every one, and when they cannot compass
this, they ought to endeavour with the utmost diligence to avoid the hatred of the most
powerful. Therefore, those emperors who through inexperience had need of special favour
adhered more readily to the soldiers than to the people; a course which turned out
advantageous to them or not, accordingly as the prince knew how to maintain authority over
them.
From these causes it arose that Marcus, Pertinax, and Alexander, being all men of
modest life, lovers of justice, enemies to cruelty, humane, and benignant, came to a sad
end except Marcus; he alone lived and died honoured, because he had succeeded to the
throne by hereditary title, and owed nothing either to the soldiers or the people; and
afterwards, being possessed of many virtues which made him respected, he always kept both
orders in their places whilst he lived, and was neither hated nor despised.
But Pertinax was created emperor against the wishes of the soldiers, who, being
accustomed to live licentiously under Commodus, could not endure the honest life to which
Pertinax wished to reduce them; thus, having given cause for hatred, to which hatred there
was added contempt for his old age, he was overthrown at the very beginning of his
administration. And here it should be noted that hatred is acquired as much by good works
as by bad ones, therefore, as I said before, a prince wishing to keep his state is very
often forced to do evil; for when that body is corrupt whom you think you have need of to
maintain yourself--it may be either the people or the soldiers or the nobles--you have to
submit to its humours and to gratify them, and then good works will do you harm.
But let us come to Alexander, who was a man of such great goodness, that among the
other praises which are accorded him is this, that in the fourteen years he held the
empire no one was ever put to death by him unjudged; nevertheless, being considered
effeminate and a man who allowed himself to be governed by his mother, he became despised,
the army conspired against him, and murdered him.
Turning now to the opposite characters of Commodus, Severus, Antoninus Caracalla, and
Maximinus, you will find them all cruel and rapacious-- men who, to satisfy their
soldiers, did not hesitate to commit every kind of iniquity against the people; and all,
except Severus, came to a bad end; but in Severus there was so much valour that, keeping
the soldiers friendly, although the people were oppressed by him, he reigned successfully;
for his valour made him so much admired in the sight of the soldiers and people that the
latter were kept in a way astonished and awed and the former respectful and satisfied. And
because the actions of this man, as a new prince, were great, I wish to show briefly that
he knew well how to counterfeit the fox and the lion, which natures, as I said above, it
is necessary for a prince to imitate.
Knowing the sloth of the Emperor Julian, he persuaded the army in Sclavonia, of which
he was captain, that it would be right to go to Rome and avenge the death of Pertinax, who
had been killed by the praetorian soldiers; and under this pretext, without appearing to
aspire to the throne, he moved the army on Rome, and reached Italy before it was known
that he had started. On his arrival at Rome, the Senate, through fear, elected him emperor
and killed Julian. After this there remained for Severus, who wished to make himself
master of the whole empire, two difficulties; one in Asia, where Niger, head of the
Asiatic army, had caused himself to be proclaimed emperor; the other in the west where
Albinus was, who also aspired to the throne. And as he considered it dangerous to declare
himself hostile to both, he decided to attack Niger and to deceive Albinus. To the latter
he wrote that, being elected emperor by the Senate, he was willing to share that dignity
with him and sent him the title of Caesar; and, moreover, that the Senate had made Albinus
his colleague; which things were accepted by Albinus as true. But after Severus had
conquered and killed Niger, and settled oriental affairs, he returned to Rome and
complained to the Senate that Albinus, little recognizing the benefits that he had
received from him, had by treachery sought to murder him, and for this ingratitude he was
compelled to punish him. Afterwards he sought him out in France, and took from him his
government and life. He who will, therefore, carefully examine the actions of this man
will find him a most valiant lion and a most cunning fox; he will find him feared and
respected by every one, and not hated by the army; and it need not be wondered at that he,
a new man, was able to hold the empire so well, because his supreme renown always
protected him from that hatred which the people might have conceived against him for his
violence.
But his son Antoninus was a most eminent man, and had very excellent qualities, which
made him admirable in the sight of the people and acceptable to the soldiers, for he was a
warlike man, most enduring of fatigue, a despiser of all delicate food and other luxuries,
which caused him to be beloved by the armies. Nevertheless, his ferocity and cruelties
were so great and so unheard of that, after endless single murders, he killed a large
number of the people of Rome and all those of Alexandria. He became hated by the whole
world, and also feared by those he had around him, to such an extent that he was murdered
in the midst of his army by a centurion. And here it must be noted that such- like deaths,
which are deliberately inflicted with a resolved and desperate courage, cannot be avoided
by princes, because any one who does not fear to die can inflict them; but a prince may
fear them the less because they are very rare; he has only to be careful not to do any
grave injury to those whom he employs or has around him in the service of the state.
Antoninus had not taken this care, but had contumeliously killed a brother of that
centurion, whom also he daily threatened, yet retained in his bodyguard; which, as it
turned out, was a rash thing to do, and proved the emperor's ruin.
But let us come to Commodus, to whom it should have been very easy to hold the empire,
for, being the son of Marcus, he had inherited it, and he had only to follow in the
footsteps of his father to please his people and soldiers; but, being by nature cruel and
brutal, he gave himself up to amusing the soldiers and corrupting them, so that he might
indulge his rapacity upon the people; on the other hand, not maintaining his dignity,
often descending to the theatre to compete with gladiators, and doing other vile things,
little worthy of the imperial majesty, he fell into contempt with the soldiers, and being
hated by one party and despised by the other, he was conspired against and was killed.
It remains to discuss the character of Maximinus. He was a very warlike man, and the
armies, being disgusted with the effeminacy of Alexander, of whom I have already spoken,
killed him and elected Maximinus to the throne. This he did not possess for long, for two
things made him hated and despised; the one, his having kept sheep in Thrace, which
brought him into contempt (it being well known to all, and considered a great indignity by
every one), and the other, his having at the accession to his dominions deferred going to
Rome and taking possession of the imperial seat; he had also gained a reputation for the
utmost ferocity by having, through his prefects in Rome and elsewhere in the empire,
practised many cruelties, so that the whole world was moved to anger at the meanness of
his birth and to fear at his barbarity. First Africa rebelled, then the Senate with all
the people of Rome, and all Italy conspired against him, to which may be added his own
army; this latter, besieging Aquileia and meeting with difficulties in taking it, were
disgusted with his cruelties, and fearing him less when they found so many against him,
murdered him.
I do not wish to discuss Heliogabalus, Macrinus, or Julian, who, being thoroughly
contemptible, were quickly wiped out; but I will bring this discourse to a conclusion by
saying that princes in our times have this difficulty of giving inordinate satisfaction to
their soldiers in a far less degree, because, notwithstanding one has to give them some
indulgence, that is soon done; none of these princes have armies that are veterans in the
governance and administration of provinces, as were the armies of the Roman Empire; and
whereas it was then more necessary to give satisfaction to the soldiers than to the
people, it is now more necessary to all princes, except the Turk and the Soldan, to
satisfy the people rather the soldiers, because the people are the more powerful.
From the above I have excepted the Turk, who always keeps round him twelve thousand
infantry and fifteen thousand cavalry on which depend the security and strength of the
kingdom, and it is necessary that, putting aside every consideration for the people, he
should keep them his friends. The kingdom of the Soldan is similar; being entirely in the
hands of soldiers, it follows again that, without regard to the people, he must keep them
his friends. But you must note that the state of the Soldan is unlike all other
principalities, for the reason that it is like the Christian pontificate, which cannot be
called either an hereditary or a newly formed principality; because the sons of the old
prince are not the heirs, but he who is elected to that position by those who have
authority, and the sons remain only noblemen. And this being an ancient custom, it cannot
be called a new principality, because there are none of those difficulties in it that are
met with in new ones; for although the prince is new, the constitution of the state is
old, and it is framed so as to receive him as if he were its hereditary lord.
But returning to the subject of our discourse, I say that whoever will consider it will
acknowledge that either hatred or contempt has been fatal to the above-named emperors, and
it will be recognized also how it happened that, a number of them acting in one way and a
number in another, only one in each way came to a happy end and the rest to unhappy ones.
Because it would have been useless and dangerous for Pertinax and Alexander, being new
princes, to imitate Marcus, who was heir to the principality; and likewise it would have
been utterly destructive to Caracalla, Commodus, and Maximinus to have imitated Severus,
they not having sufficient valour to enable them to tread in his footsteps. Therefore a
prince, new to the principality, cannot imitate the actions of Marcus, nor, again, is it
necessary to follow those of Severus, but he ought to take from Severus those parts which
are necessary to found his state, and from Marcus those which are proper and glorious to
keep a state that may already be stable and firm.
CHAPTER XX
ARE FORTRESSES, AND MANY OTHER THINGS TO WHICH PRINCES OFTEN
RESORT, ADVANTAGEOUS OR HURTFUL?
1. Some princes, so as to hold securely the state, have disarmed their subjects; others
have kept their subject towns distracted by factions; others have fostered enmities
against themselves; others have laid themselves out to gain over those whom they
distrusted in the beginning of their governments; some have built fortresses; some have
overthrown and destroyed them. And although one cannot give a final judgment on all of
these things unless one possesses the particulars of those states in which a decision has
to be made, nevertheless I will speak as comprehensively as the matter of itself will
admit.
2. There never was a new prince who has disarmed his subjects; rather when he has found
them disarmed he has always armed them, because, by arming them, those arms become yours,
those men who were distrusted become faithful, and those who were faithful are kept so,
and your subjects become your adherents. And whereas all subjects cannot be armed, yet
when those whom you do arm are benefited, the others can be handled more freely, and this
difference in their treatment, which they quite understand, makes the former your
dependents, and the latter, considering it to be necessary that those who have the most
danger and service should have the most reward, excuse you. But when you disarm them, you
at once offend them by showing that you distrust them, either for cowardice or for want of
loyalty, and either of these opinions breeds hatred against you. And because you cannot
remain unarmed, it follows that you turn to mercenaries, which are of the character
already shown; even if they should be good they would not be sufficient to defend you
against powerful enemies and distrusted subjects. Therefore, as I have said, a new prince
in a new principality has always distributed arms. Histories are full of examples. But
when a prince acquires a new state, which he adds as a province to his old one, then it is
necessary to disarm the men of that state, except those who have been his adherents in
acquiring it; and these again, with time and opportunity, should be rendered soft and
effeminate; and matters should be managed in such a way that all the armed men in the
state shall be your own soldiers who in your old state were living near you.
3. Our forefathers, and those who were reckoned wise, were accustomed to say that it
was necessary to hold Pistoia by factions and Pisa by fortresses; and with this idea they
fostered quarrels in some of their tributary towns so as to keep possession of them the
more easily. This may have been well enough in those times when Italy was in a way
balanced, but I do not believe that it can be accepted as a precept for to-day, because I
do not believe that factions can ever be of use; rather it is certain that when the enemy
comes upon you in divided cities you are quickly lost, because the weakest party will
always assist the outside forces and the other will not be able to resist. The Venetians,
moved, as I believe, by the above reasons, fostered the Guelph and Ghibelline factions in
their tributary cities; and although they never allowed them to come to bloodshed, yet
they nursed these disputes amongst them, so that the citizens, distracted by their
differences, should not unite against them. Which, as we saw, did not afterwards turn out
as expected, because, after the rout at Vaila, one party at once took courage and seized
the state. Such methods argue, therefore, weakness in the prince, because these factions
will never be permitted in a vigorous principality; such methods for enabling one the more
easily to manage subjects are only useful in times of peace, but if war comes this policy
proves fallacious.
4. Without doubt princes become great when they overcome the difficulties and obstacles
by which they are confronted, and therefore fortune, especially when she desires to make a
new prince great, who has a greater necessity to earn renown than an hereditary one,
causes enemies to arise and form designs against him, in order that he may have the
opportunity of overcoming them, and by them to mount higher, as by a ladder which his
enemies have raised. For this reason many consider that a wise prince, when he has the
opportunity, ought with craft to foster some animosity against himself, so that, having
crushed it, his renown may rise higher.
5. Princes, especially new ones, have found more fidelity and assistance in those men
who in the beginning of their rule were distrusted than among those who in the beginning
were trusted. Pandolfo Petrucci, Prince of Siena, ruled his state more by those who had
been distrusted than by others. But on this question one cannot speak generally, for it
varies so much with the individual; I will only say this, that those men who at the
commencement of a princedom have been hostile, if they are of a description to need
assistance to support themselves, can always be gained over with the greatest ease, and
they will be tightly held to serve the prince with fidelity, inasmuch as they know it to
be very necessary for them to cancel by deeds the bad impression which he had formed of
them; and thus the prince always extracts more profit from them than from those who,
serving him in too much security, may neglect his affairs. And since the matter demands
it, I must not fail to warn a prince, who by means of secret favours has acquired a new
state, that he must well consider the reasons which induced those to favour him who did
so; and if it be not a natural affection towards him, but only discontent with their
government, then he will only keep them friendly with great trouble and difficulty, for it
will be impossible to satisfy them. And weighing well the reasons for this in those
examples which can be taken from ancient and modern affairs, we shall find that it is
easier for the prince to make friends of those men who were contented under the former
government, and are therefore his enemies, than of those who, being discontented with it,
were favourable to him and encouraged him to seize it.
6. It has been a custom with princes, in order to hold their states more securely, to
build fortresses that may serve as a bridle and bit to those who might design to work
against them, and as a place of refuge from a first attack. I praise this system because
it has been made use of formerly. Notwithstanding that, Messer Nicolo Vitelli in our times
has been seen to demolish two fortresses in Citta di Castello so that he might keep that
state; Guido Ubaldo, Duke of Urbino, on returning to his dominion, whence he had been
driven by Cesare Borgia, razed to the foundations all the fortresses in that province, and
considered that without them it would be more difficult to lose it; the Bentivogli
returning to Bologna came to a similar decision. Fortresses, therefore, are useful or not
according to circumstances; if they do you good in one way they injure you in another. And
this question can be reasoned thus: the prince who has more to fear from the people than
from foreigners ought to build fortresses, but he who has more to fear from foreigners
than from the people ought to leave them alone. The castle of Milan, built by Francesco
Sforza, has made, and will make, more trouble for the house of Sforza than any other
disorder in the state. For this reason the best possible fortress is--not to be hated by
the people, because, although you may hold the fortresses, yet they will not save you if
the people hate you, for there will never be wanting foreigners to assist a people who
have taken arms against you. It has not been seen in our times that such fortresses have
been of use to any prince, unless to the Countess of Forli,[*] when the Count Girolamo,
her consort, was killed; for by that means she was able to withstand the popular attack
and wait for assistance from Milan, and thus recover her state; and the posture of affairs
was such at that time that the foreigners could not assist the people. But fortresses were
of little value to her afterwards when Cesare Borgia attacked her, and when the people,
her enemy, were allied with foreigners. Therefore, it would have been safer for her, both
then and before, not to have been hated by the people than to have had the fortresses. All
these things considered then, I shall praise him who builds fortresses as well as him who
does not, and I shall blame whoever, trusting in them, cares little about being hated by
the people.
[*] Catherine Sforza, a daughter of Galeazzo Sforza and Lucrezia Landriani, born
1463, died 1509. It was to the Countess of Forli that Machiavelli was sent as envy on
1499. A letter from Fortunati to the countess announces the appointment: "I have been
with the signori," wrote Fortunati, "to learn whom they would send and when.
They tell me that Nicolo Machiavelli, a learned young Florentine noble, secretary to my
Lords of the Ten, is to leave with me at once." Cf. "Catherine Sforza," by
Count Pasolini, translated by P. Sylvester, 1898.
CHAPTER XXI
HOW A PRINCE SHOULD CONDUCT HIMSELF SO AS TO GAIN RENOWN
Nothing makes a prince so much esteemed as great enterprises and setting a fine
example. We have in our time Ferdinand of Aragon, the present King of Spain. He can almost
be called a new prince, because he has risen, by fame and glory, from being an
insignificant king to be the foremost king in Christendom; and if you will consider his
deeds you will find them all great and some of them extraordinary. In the beginning of his
reign he attacked Granada, and this enterprise was the foundation of his dominions. He did
this quietly at first and without any fear of hindrance, for he held the minds of the
barons of Castile occupied in thinking of the war and not anticipating any innovations;
thus they did not perceive that by these means he was acquiring power and authority over
them. He was able with the money of the Church and of the people to sustain his armies,
and by that long war to lay the foundation for the military skill which has since
distinguished him. Further, always using religion as a plea, so as to undertake greater
schemes, he devoted himself with pious cruelty to driving out and clearing his kingdom of
the Moors; nor could there be a more admirable example, nor one more rare. Under this same
cloak he assailed Africa, he came down on Italy, he has finally attacked France; and thus
his achievements and designs have always been great, and have kept the minds of his people
in suspense and admiration and occupied with the issue of them. And his actions have
arisen in such a way, one out of the other, that men have never been given time to work
steadily against him.
Again, it much assists a prince to set unusual examples in internal affairs, similar to
those which are related of Messer Bernabo da Milano, who, when he had the opportunity, by
any one in civil life doing some extraordinary thing, either good or bad, would take some
method of rewarding or punishing him, which would be much spoken about. And a prince
ought, above all things, always endeavour in every action to gain for himself the
reputation of being a great and remarkable man.
A prince is also respected when he is either a true friend or a downright enemy, that
is to say, when, without any reservation, he declares himself in favour of one party
against the other; which course will always be more advantageous than standing neutral;
because if two of your powerful neighbours come to blows, they are of such a character
that, if one of them conquers, you have either to fear him or not. In either case it will
always be more advantageous for you to declare yourself and to make war strenuously;
because, in the first case, if you do not declare yourself, you will invariably fall a
prey to the conqueror, to the pleasure and satisfaction of him who has been conquered, and
you will have no reasons to offer, nor anything to protect or to shelter you. Because he
who conquers does not want doubtful friends who will not aid him in the time of trial; and
he who loses will not harbour you because you did not willingly, sword in hand, court his
fate.
Antiochus went into Greece, being sent for by the Aetolians to drive out the Romans. He
sent envoys to the Achaeans, who were friends of the Romans, exhorting them to remain
neutral; and on the other hand the Romans urged them to take up arms. This question came
to be discussed in the council of the Achaeans, where the legate of Antiochus urged them
to stand neutral. To this the Roman legate answered: "As for that which has been
said, that it is better and more advantageous for your state not to interfere in our war,
nothing can be more erroneous; because by not interfering you will be left, without favour
or consideration, the guerdon of the conqueror." Thus it will always happen that he
who is not your friend will demand your neutrality, whilst he who is your friend will
entreat you to declare yourself with arms. And irresolute princes, to avoid present
dangers, generally follow the neutral path, and are generally ruined. But when a prince
declares himself gallantly in favour of one side, if the party with whom he allies himself
conquers, although the victor may be powerful and may have him at his mercy, yet he is
indebted to him, and there is established a bond of amity; and men are never so shameless
as to become a monument of ingratitude by oppressing you. Victories after all are never so
complete that the victor must not show some regard, especially to justice. But if he with
whom you ally yourself loses, you may be sheltered by him, and whilst he is able he may
aid you, and you become companions on a fortune that may rise again.
In the second case, when those who fight are of such a character that you have no
anxiety as to who may conquer, so much the more is it greater prudence to be allied,
because you assist at the destruction of one by the aid of another who, if he had been
wise, would have saved him; and conquering, as it is impossible that he should not do with
your assistance, he remains at your discretion. And here it is to be noted that a prince
ought to take care never to make an alliance with one more powerful than himself for the
purposes of attacking others, unless necessity compels him, as is said above; because if
he conquers you are at his discretion, and princes ought to avoid as much as possible
being at the discretion of any one. The Venetians joined with France against the Duke of
Milan, and this alliance, which caused their ruin, could have been avoided. But when it
cannot be avoided, as happened to the Florentines when the Pope and Spain sent armies to
attack Lombardy, then in such a case, for the above reasons, the prince ought to favour
one of the parties.
Never let any Government imagine that it can choose perfectly safe courses; rather let
it expect to have to take very doubtful ones, because it is found in ordinary affairs that
one never seeks to avoid one trouble without running into another; but prudence consists
in knowing how to distinguish the character of troubles, and for choice to take the lesser
evil.
A prince ought also to show himself a patron of ability, and to honour the proficient
in every art. At the same time he should encourage his citizens to practise their callings
peaceably, both in commerce and agriculture, and in every other following, so that the one
should not be deterred from improving his possessions for fear lest they be taken away
from him or another from opening up trade for fear of taxes; but the prince ought to offer
rewards to whoever wishes to do these things and designs in any way to honour his city or
state.
Further, he ought to entertain the people with festivals and spectacles at convenient
seasons of the year; and as every city is divided into guilds or into societies,[*] he
ought to hold such bodies in esteem, and associate with them sometimes, and show himself
an example of courtesy and liberality; nevertheless, always maintaining the majesty of his
rank, for this he must never consent to abate in anything.
[*] "Guilds or societies," "in arti o in tribu."
"Arti" were craft or trade guilds, cf. Florio: "Arte . . . a whole company
of any trade in any city or corporation town." The guilds of Florence are most
admirably described by Mr Edgcumbe Staley in his work on the subject (Methuen, 1906).
Institutions of a somewhat similar character, called "artel," exist in Russia
to-day, cf. Sir Mackenzie Wallace's "Russia," ed. 1905: "The sons . . .
were always during the working season members of an artel. In some of the larger towns
there are artels of a much more complex kind-- permanent associations, possessing large
capital, and pecuniarily responsible for the acts of the individual members." The
word "artel," despite its apparent similarity, has, Mr Aylmer Maude assures me,
no connection with "ars" or "arte." Its root is that of the verb
"rotisya," to bind oneself by an oath; and it is generally admitted to be only
another form of "rota," which now signifies a "regimental company." In
both words the underlying idea is that of a body of men united by an oath.
"Tribu" were possibly gentile groups, united by common descent, and included
individuals connected by marriage. Perhaps our words "septs" or
"clans" would be most appropriate.
CHAPTER XXII
CONCERNING THE SECRETARIES OF PRINCES
The choice of servants is of no little importance to a prince, and they are good or not
according to the discrimination of the prince. And the first opinion which one forms of a
prince, and of his understanding, is by observing the men he has around him; and when they
are capable and faithful he may always be considered wise, because he has known how to
recognize the capable and to keep them faithful. But when they are otherwise one cannot
form a good opinion of him, for the prime error which he made was in choosing them.
There were none who knew Messer Antonio da Venafro as the servant of Pandolfo Petrucci,
Prince of Siena, who would not consider Pandolfo to be a very clever man in having Venafro
for his servant. Because there are three classes of intellects: one which comprehends by
itself; another which appreciates what others comprehended; and a third which neither
comprehends by itself nor by the showing of others; the first is the most excellent, the
second is good, the third is useless. Therefore, it follows necessarily that, if Pandolfo
was not in the first rank, he was in the second, for whenever one has judgment to know
good and bad when it is said and done, although he himself may not have the initiative,
yet he can recognize the good and the bad in his servant, and the one he can praise and
the other correct; thus the servant cannot hope to deceive him, and is kept honest.
But to enable a prince to form an opinion of his servant there is one test which never
fails; when you see the servant thinking more of his own interests than of yours, and
seeking inwardly his own profit in everything, such a man will never make a good servant,
nor will you ever be able to trust him; because he who has the state of another in his
hands ought never to think of himself, but always of his prince, and never pay any
attention to matters in which the prince is not concerned.
On the other hand, to keep his servant honest the prince ought to study him, honouring
him, enriching him, doing him kindnesses, sharing with him the honours and cares; and at
the same time let him see that he cannot stand alone, so that many honours may not make
him desire more, many riches make him wish for more, and that many cares may make him
dread chances. When, therefore, servants, and princes towards servants, are thus disposed,
they can trust each other, but when it is otherwise, the end will always be disastrous for
either one or the other.
CHAPTER XXIII
HOW FLATTERERS SHOULD BE AVOIDED
I do not wish to leave out an important branch of this subject, for it is a danger from
which princes are with difficulty preserved, unless they are very careful and
discriminating. It is that of flatterers, of whom courts are full, because men are so
self-complacent in their own affairs, and in a way so deceived in them, that they are
preserved with difficulty from this pest, and if they wish to defend themselves they run
the danger of falling into contempt. Because there is no other way of guarding oneself
from flatterers except letting men understand that to tell you the truth does not offend
you; but when every one may tell you the truth, respect for you abates.
Therefore a wise prince ought to hold a third course by choosing the wise men in his
state, and giving to them only the liberty of speaking the truth to him, and then only of
those things of which he inquires, and of none others; but he ought to question them upon
everything, and listen to their opinions, and afterwards form his own conclusions. With
these councillors, separately and collectively, he ought to carry himself in such a way
that each of them should know that, the more freely he shall speak, the more he shall be
preferred; outside of these, he should listen to no one, pursue the thing resolved on, and
be steadfast in his resolutions. He who does otherwise is either overthrown by flatterers,
or is so often changed by varying opinions that he falls into contempt.
I wish on this subject to adduce a modern example. Fra Luca, the man of affairs to
Maximilian,[*] the present emperor, speaking of his majesty, said: He consulted with no
one, yet never got his own way in anything. This arose because of his following a practice
the opposite to the above; for the emperor is a secretive man--he does not communicate his
designs to any one, nor does he receive opinions on them. But as in carrying them into
effect they become revealed and known, they are at once obstructed by those men whom he
has around him, and he, being pliant, is diverted from them. Hence it follows that those
things he does one day he undoes the next, and no one ever understands what he wishes or
intends to do, and no one can rely on his resolutions.
[*] Maximilian I, born in 1459, died 1519, Emperor of the Holy Roman Empire. He
married, first, Mary, daughter of Charles the Bold; after her death, Bianca Sforza; and
thus became involved in Italian politics.
A prince, therefore, ought always to take counsel, but only when he wishes and not when
others wish; he ought rather to discourage every one from offering advice unless he asks
it; but, however, he ought to be a constant inquirer, and afterwards a patient listener
concerning the things of which he inquired; also, on learning that nay one, on any
consideration, has not told him the truth, he should let his anger be felt.
And if there are some who think that a prince who conveys an impression of his wisdom
is not so through his own ability, but through the good advisers that he has around him,
beyond doubt they are deceived, because this is an axiom which never fails: that a prince
who is not wise himself will never take good advice, unless by chance he has yielded his
affairs entirely to one person who happens to be a very prudent man. In this case indeed
he may be well governed, but it would not be for long, because such a governor would in a
short time take away his state from him.
But if a prince who is not inexperienced should take counsel from more than one he will
never get united counsels, nor will he know how to unite them. Each of the counsellors
will think of his own interests, and the prince will not know how to control them or to
see through them. And they are not to found otherwise, because men will always prove
untrue to you unless they are kept honest by constraint. Therefore it must be inferred
that good counsels, whencesoever they come, are born of the wisdom of the prince, and not
the wisdom of the prince from good counsels.
CHAPTER XXIV
WHY THE PRINCES OF ITALY HAVE LOST THEIR STATES
The previous suggestions, carefully observed, will enable a new prince to appear well
established, and render him at once more secure and fixed in the state than if he had been
long seated there. For the actions of a new prince are more narrowly observed than those
of an hereditary one, and when they are seen to be able they gain more men and bind far
tighter than ancient blood; because men are attracted more by the present than by the
past, and when they find the present good they enjoy it and seek no further; they will
also make the utmost defence of a prince if he fails them not in other things. Thus it
will be a double glory for him to have established a new principality, and adorned and
strengthened it with good laws, good arms, good allies, and with a good example; so will
it be a double disgrace to him who, born a prince, shall lose his state by want of wisdom.
And if those seigniors are considered who have lost their states in Italy in our times,
such as the King of Naples, the Duke of Milan, and others, there will be found in them,
firstly, one common defect in regard to arms from the causes which have been discussed at
length; in the next place, some one of them will be seen, either to have had the people
hostile, or if he has had the people friendly, he has not known how to secure the nobles.
In the absence of these defects states that have power enough to keep an army in the field
cannot be lost.
Philip of Macedon, not the father of Alexander the Great, but he who was conquered by
Titus Quintius, had not much territory compared to the greatness of the Romans and of
Greece who attacked him, yet being a warlike man who knew how to attract the people and
secure the nobles, he sustained the war against his enemies for many years, and if in the
end he lost the dominion of some cities, nevertheless he retained the kingdom.
Therefore, do not let our princes accuse fortune for the loss of their principalities
after so many years' possession, but rather their own sloth, because in quiet times they
never thought there could be a change (it is a common defect in man not to make any
provision in the calm against the tempest), and when afterwards the bad times came they
thought of flight and not of defending themselves, and they hoped that the people,
disgusted with the insolence of the conquerors, would recall them. This course, when
others fail, may be good, but it is very bad to have neglected all other expedients for
that, since you would never wish to fall because you trusted to be able to find someone
later on to restore you. This again either does not happen, or, if it does, it will not be
for your security, because that deliverance is of no avail which does not depend upon
yourself; those only are reliable, certain, and durable that depend on yourself and your
valour.
CHAPTER XXV
WHAT FORTUNE CAN EFFECT IN HUMAN AFFAIRS AND HOW TO WITHSTAND
HER
It is not unknown to me how many men have had, and still have, the opinion that the
affairs of the world are in such wise governed by fortune and by God that men with their
wisdom cannot direct them and that no one can even help them; and because of this they
would have us believe that it is not necessary to labour much in affairs, but to let
chance govern them. This opinion has been more credited in our times because of the great
changes in affairs which have been seen, and may still be seen, every day, beyond all
human conjecture. Sometimes pondering over this, I am in some degree inclined to their
opinion. Nevertheless, not to extinguish our free will, I hold it to be true that Fortune
is the arbiter of one-half of our actions,[*] but that she still leaves us to direct the
other half, or perhaps a little less.
[*] Frederick the Great was accustomed to say: "The older one gets the more
convinced one becomes that his Majesty King Chance does three-quarters of the business of
this miserable universe." Sorel's "Eastern Question."
I compare her to one of those raging rivers, which when in flood overflows the plains,
sweeping away trees and buildings, bearing away the soil from place to place; everything
flies before it, all yield to its violence, without being able in any way to withstand it;
and yet, though its nature be such, it does not follow therefore that men, when the
weather becomes fair, shall not make provision, both with defences and barriers, in such a
manner that, rising again, the waters may pass away by canal, and their force be neither
so unrestrained nor so dangerous. So it happens with fortune, who shows her power where
valour has not prepared to resist her, and thither she turns her forces where she knows
that barriers and defences have not been raised to constrain her.
And if you will consider Italy, which is the seat of these changes, and which has given
to them their impulse, you will see it to be an open country without barriers and without
any defence. For if it had been defended by proper valour, as are Germany, Spain, and
France, either this invasion would not have made the great changes it has made or it would
not have come at all. And this I consider enough to say concerning resistance to fortune
in general.
But confining myself more to the particular, I say that a prince may be seen happy
to-day and ruined to-morrow without having shown any change of disposition or character.
This, I believe, arises firstly from causes that have already been discussed at length,
namely, that the prince who relies entirely on fortune is lost when it changes. I believe
also that he will be successful who directs his actions according to the spirit of the
times, and that he whose actions do not accord with the times will not be successful.
Because men are seen, in affairs that lead to the end which every man has before him,
namely, glory and riches, to get there by various methods; one with caution, another with
haste; one by force, another by skill; one by patience, another by its opposite; and each
one succeeds in reaching the goal by a different method. One can also see of two cautious
men the one attain his end, the other fail; and similarly, two men by different
observances are equally successful, the one being cautious, the other impetuous; all this
arises from nothing else than whether or not they conform in their methods to the spirit
of the times. This follows from what I have said, that two men working differently bring
about the same effect, and of two working similarly, one attains his object and the other
does not.
Changes in estate also issue from this, for if, to one who governs himself with caution
and patience, times and affairs converge in such a way that his administration is
successful, his fortune is made; but if times and affairs change, he is ruined if he does
not change his course of action. But a man is not often found sufficiently circumspect to
know how to accommodate himself to the change, both because he cannot deviate from what
nature inclines him to do, and also because, having always prospered by acting in one way,
he cannot be persuaded that it is well to leave it; and, therefore, the cautious man, when
it is time to turn adventurous, does not know how to do it, hence he is ruined; but had he
changed his conduct with the times fortune would not have changed.
Pope Julius the Second went to work impetuously in all his affairs, and found the times
and circumstances conform so well to that line of action that he always met with success.
Consider his first enterprise against Bologna, Messer Giovanni Bentivogli being still
alive. The Venetians were not agreeable to it, nor was the King of Spain, and he had the
enterprise still under discussion with the King of France; nevertheless he personally
entered upon the expedition with his accustomed boldness and energy, a move which made
Spain and the Venetians stand irresolute and passive, the latter from fear, the former
from desire to recover the kingdom of Naples; on the other hand, he drew after him the
King of France, because that king, having observed the movement, and desiring to make the
Pope his friend so as to humble the Venetians, found it impossible to refuse him.
Therefore Julius with his impetuous action accomplished what no other pontiff with simple
human wisdom could have done; for if he had waited in Rome until he could get away, with
his plans arranged and everything fixed, as any other pontiff would have done, he would
never have succeeded. Because the King of France would have made a thousand excuses, and
the others would have raised a thousand fears.
I will leave his other actions alone, as they were all alike, and they all succeeded,
for the shortness of his life did not let him experience the contrary; but if
circumstances had arisen which required him to go cautiously, his ruin would have
followed, because he would never have deviated from those ways to which nature inclined
him.
I conclude, therefore that, fortune being changeful and mankind steadfast in their
ways, so long as the two are in agreement men are successful, but unsuccessful when they
fall out. For my part I consider that it is better to be adventurous than cautious,
because fortune is a woman, and if you wish to keep her under it is necessary to beat and
ill-use her; and it is seen that she allows herself to be mastered by the adventurous
rather than by those who go to work more coldly. She is, therefore, always, woman-like, a
lover of young men, because they are less cautious, more violent, and with more audacity
command her.
CHAPTER XXVI
AN EXHORTATION TO LIBERATE ITALY FROM THE BARBARIANS
Having carefully considered the subject of the above discourses, and wondering within
myself whether the present times were propitious to a new prince, and whether there were
elements that would give an opportunity to a wise and virtuous one to introduce a new
order of things which would do honour to him and good to the people of this country, it
appears to me that so many things concur to favour a new prince that I never knew a time
more fit than the present.
And if, as I said, it was necessary that the people of Israel should be captive so as
to make manifest the ability of Moses; that the Persians should be oppressed by the Medes
so as to discover the greatness of the soul of Cyrus; and that the Athenians should be
dispersed to illustrate the capabilities of Theseus: then at the present time, in order to
discover the virtue of an Italian spirit, it was necessary that Italy should be reduced to
the extremity that she is now in, that she should be more enslaved than the Hebrews, more
oppressed than the Persians, more scattered than the Athenians; without head, without
order, beaten, despoiled, torn, overrun; and to have endured every kind of desolation.
Although lately some spark may have been shown by one, which made us think he was
ordained by God for our redemption, nevertheless it was afterwards seen, in the height of
his career, that fortune rejected him; so that Italy, left as without life, waits for him
who shall yet heal her wounds and put an end to the ravaging and plundering of Lombardy,
to the swindling and taxing of the kingdom and of Tuscany, and cleanse those sores that
for long have festered. It is seen how she entreats God to send someone who shall deliver
her from these wrongs and barbarous insolencies. It is seen also that she is ready and
willing to follow a banner if only someone will raise it.
Nor is there to be seen at present one in whom she can place more hope than in your
illustrious house,[*] with its valour and fortune, favoured by God and by the Church of
which it is now the chief, and which could be made the head of this redemption. This will
not be difficult if you will recall to yourself the actions and lives of the men I have
named. And although they were great and wonderful men, yet they were men, and each one of
them had no more opportunity than the present offers, for their enterprises were neither
more just nor easier than this, nor was God more their friend than He is yours.
[*] Giuliano de Medici. He had just been created a cardinal by Leo X. In 1523
Giuliano was elected Pope, and took the title of Clement VII.
With us there is great justice, because that war is just which is necessary, and arms
are hallowed when there is no other hope but in them. Here there is the greatest
willingness, and where the willingness is great the difficulties cannot be great if you
will only follow those men to whom I have directed your attention. Further than this, how
extraordinarily the ways of God have been manifested beyond example: the sea is divided, a
cloud has led the way, the rock has poured forth water, it has rained manna, everything
has contributed to your greatness; you ought to do the rest. God is not willing to do
everything, and thus take away our free will and that share of glory which belongs to us.
And it is not to be wondered at if none of the above-named Italians have been able to
accomplish all that is expected from your illustrious house; and if in so many revolutions
in Italy, and in so many campaigns, it has always appeared as if military virtue were
exhausted, this has happened because the old order of things was not good, and none of us
have known how to find a new one. And nothing honours a man more than to establish new
laws and new ordinances when he himself was newly risen. Such things when they are well
founded and dignified will make him revered and admired, and in Italy there are not
wanting opportunities to bring such into use in every form.
Here there is great valour in the limbs whilst it fails in the head. Look attentively
at the duels and the hand-to-hand combats, how superior the Italians are in strength,
dexterity, and subtlety. But when it comes to armies they do not bear comparison, and this
springs entirely from the insufficiency of the leaders, since those who are capable are
not obedient, and each one seems to himself to know, there having never been any one so
distinguished above the rest, either by valour or fortune, that others would yield to him.
Hence it is that for so long a time, and during so much fighting in the past twenty years,
whenever there has been an army wholly Italian, it has always given a poor account of
itself; the first witness to this is Il Taro, afterwards Allesandria, Capua, Genoa, Vaila,
Bologna, Mestri.[*]
[*] The battles of Il Taro, 1495; Alessandria, 1499; Capua, 1501; Genoa, 1507;
Vaila, 1509; Bologna, 1511; Mestri, 1513.
If, therefore, your illustrious house wishes to follow these remarkable men who have
redeemed their country, it is necessary before all things, as a true foundation for every
enterprise, to be provided with your own forces, because there can be no more faithful,
truer, or better soldiers. And although singly they are good, altogether they will be much
better when they find themselves commanded by their prince, honoured by him, and
maintained at his expense. Therefore it is necessary to be prepared with such arms, so
that you can be defended against foreigners by Italian valour.
And although Swiss and Spanish infantry may be considered very formidable, nevertheless
there is a defect in both, by reason of which a third order would not only be able to
oppose them, but might be relied upon to overthrow them. For the Spaniards cannot resist
cavalry, and the Switzers are afraid of infantry whenever they encounter them in close
combat. Owing to this, as has been and may again be seen, the Spaniards are unable to
resist French cavalry, and the Switzers are overthrown by Spanish infantry. And although a
complete proof of this latter cannot be shown, nevertheless there was some evidence of it
at the battle of Ravenna, when the Spanish infantry were confronted by German battalions,
who follow the same tactics as the Swiss; when the Spaniards, by agility of body and with
the aid of their shields, got in under the pikes of the Germans and stood out of danger,
able to attack, while the Germans stood helpless, and, if the cavalry had not dashed up,
all would have been over with them. It is possible, therefore, knowing the defects of both
these infantries, to invent a new one, which will resist cavalry and not be afraid of
infantry; this need not create a new order of arms, but a variation upon the old. And
these are the kind of improvements which confer reputation and power upon a new prince.
This opportunity, therefore, ought not to be allowed to pass for letting Italy at last
see her liberator appear. Nor can one express the love with which he would be received in
all those provinces which have suffered so much from these foreign scourings, with what
thirst for revenge, with what stubborn faith, with what devotion, with what tears. What
door would be closed to him? Who would refuse obedience to him? What envy would hinder
him? What Italian would refuse him homage? To all of us this barbarous dominion stinks.
Let, therefore, your illustrious house take up this charge with that courage and hope with
which all just enterprises are undertaken, so that under its standard our native country
may be ennobled, and under its auspices may be verified that saying of Petrarch:
Virtu contro al Furore Prendera l'arme, e fia il combatter corto: Che l'antico
valore Negli italici cuor non e ancor morto.
Virtue against fury shall advance the fight, And it i' th' combat soon shall put to
flight: For the old Roman valour is not dead, Nor in th' Italians' brests extinguished.
Edward Dacre, 1640.
DESCRIPTION OF THE METHODS ADOPTED BY THE DUKE VALENTINO WHEN MURDERING VITELLOZZO VITELLI, OLIVEROTTO DA FERMO, THE
SIGNOR PAGOLO, AND THE DUKE DI GRAVINA ORSINI
BY
NICOL MACHIAVELLI
The Duke Valentino had returned from Lombardy, where he had been to clear himself with
the King of France from the calumnies which had been raised against him by the Florentines
concerning the rebellion of Arezzo and other towns in the Val di Chiana, and had arrived
at Imola, whence he intended with his army to enter upon the campaign against Giovanni
Bentivogli, the tyrant of Bologna: for he intended to bring that city under his
domination, and to make it the head of his Romagnian duchy.
These matters coming to the knowledge of the Vitelli and Orsini and their following, it
appeared to them that the duke would become too powerful, and it was feared that, having
seized Bologna, he would seek to destroy them in order that he might become supreme in
Italy. Upon this a meeting was called at Magione in the district of Perugia, to which came
the cardinal, Pagolo, and the Duke di Gravina Orsini, Vitellozzo Vitelli, Oliverotto da
Fermo, Gianpagolo Baglioni, the tyrant of Perugia, and Messer Antonio da Venafro, sent by
Pandolfo Petrucci, the Prince of Siena. Here were discussed the power and courage of the
duke and the necessity of curbing his ambitions, which might otherwise bring danger to the
rest of being ruined. And they decided not to abandon the Bentivogli, but to strive to win
over the Florentines; and they send their men to one place and another, promising to one
party assistance and to another encouragement to unite with them against the common enemy.
This meeting was at once reported throughout all Italy, and those who were discontented
under the duke, among whom were the people of Urbino, took hope of effecting a revolution.
Thus it arose that, men's minds being thus unsettled, it was decided by certain men of
Urbino to seize the fortress of San Leo, which was held for the duke, and which they
captured by the following means. The castellan was fortifying the rock and causing timber
to be taken there; so the conspirators watched, and when certain beams which were being
carried to the rock were upon the bridge, so that it was prevented from being drawn up by
those inside, they took the opportunity of leaping upon the bridge and thence into the
fortress. Upon this capture being effected, the whole state rebelled and recalled the old
duke, being encouraged in this, not so much by the capture of the fort, as by the Diet at
Magione, from whom they expected to get assistance.
Those who heard of the rebellion at Urbino thought they would not lose the opportunity,
and at once assembled their men so as to take any town, should any remain in the hands of
the duke in that state; and they sent again to Florence to beg that republic to join with
them in destroying the common firebrand, showing that the risk was lessened and that they
ought not to wait for another opportunity.
But the Florentines, from hatred, for sundry reasons, of the Vitelli and Orsini, not
only would not ally themselves, but sent Nicolo Machiavelli, their secretary, to offer
shelter and assistance to the duke against his enemies. The duke was found full of fear at
Imola, because, against everybody's expectation, his soldiers had at once gone over to the
enemy and he found himself disarmed and war at his door. But recovering courage from the
offers of the Florentines, he decided to temporize before fighting with the few soldiers
that remained to him, and to negotiate for a reconciliation, and also to get assistance.
This latter he obtained in two ways, by sending to the King of France for men and by
enlisting men-at-arms and others whom he turned into cavalry of a sort: to all he gave
money.
Notwithstanding this, his enemies drew near to him, and approached Fossombrone, where
they encountered some men of the duke and, with the aid of the Orsini and Vitelli, routed
them. When this happened, the duke resolved at once to see if he could not close the
trouble with offers of reconciliation, and being a most perfect dissembler he did not fail
in any practices to make the insurgents understand that he wished every man who had
acquired anything to keep it, as it was enough for him to have the title of prince, whilst
others might have the principality.
And the duke succeeded so well in this that they sent Signor Pagolo to him to negotiate
for a reconciliation, and they brought their army to a standstill. But the duke did not
stop his preparations, and took every care to provide himself with cavalry and infantry,
and that such preparations might not be apparent to the others, he sent his troops in
separate parties to every part of the Romagna. In the meanwhile there came also to him
five hundred French lancers, and although he found himself sufficiently strong to take
vengeance on his enemies in open war, he considered that it would be safer and more
advantageous to outwit them, and for this reason he did not stop the work of
reconciliation.
And that this might be effected the duke concluded a peace with them in which he
confirmed their former covenants; he gave them four thousand ducats at once; he promised
not to injure the Bentivogli; and he formed an alliance with Giovanni; and moreover he
would not force them to come personally into his presence unless it pleased them to do so.
On the other hand, they promised to restore to him the duchy of Urbino and other places
seized by them, to serve him in all his expeditions, and not to make war against or ally
themselves with any one without his permission.
This reconciliation being completed, Guido Ubaldo, the Duke of Urbino, again fled to
Venice, having first destroyed all the fortresses in his state; because, trusting in the
people, he did not wish that the fortresses, which he did not think he could defend,
should be held by the enemy, since by these means a check would be kept upon his friends.
But the Duke Valentino, having completed this convention, and dispersed his men throughout
the Romagna, set out for Imola at the end of November together with his French
men-at-arms: thence he went to Cesena, where he stayed some time to negotiate with the
envoys of the Vitelli and Orsini, who had assembled with their men in the duchy of Urbino,
as to the enterprise in which they should now take part; but nothing being concluded,
Oliverotto da Fermo was sent to propose that if the duke wished to undertake an expedition
against Tuscany they were ready; if he did not wish it, then they would besiege Sinigalia.
To this the duke replied that he did not wish to enter into war with Tuscany, and thus
become hostile to the Florentines, but that he was very willing to proceed against
Sinigalia.
It happened that not long afterwards the town surrendered, but the fortress would not
yield to them because the castellan would not give it up to any one but the duke in
person; therefore they exhorted him to come there. This appeared a good opportunity to the
duke, as, being invited by them, and not going of his own will, he would awaken no
suspicions. And the more to reassure them, he allowed all the French men-at-arms who were
with him in Lombardy to depart, except the hundred lancers under Mons. di Candales, his
brother-in-law. He left Cesena about the middle of December, and went to Fano, and with
the utmost cunning and cleverness he persuaded the Vitelli and Orsini to wait for him at
Sinigalia, pointing out to them that any lack of compliance would cast a doubt upon the
sincerity and permanency of the reconciliation, and that he was a man who wished to make
use of the arms and councils of his friends. But Vitellozzo remained very stubborn, for
the death of his brother warned him that he should not offend a prince and afterwards
trust him; nevertheless, persuaded by Pagolo Orsini, whom the duke had corrupted with
gifts and promises, he agreed to wait.
Upon this the duke, before his departure from Fano, which was to be on 30th December
1502, communicated his designs to eight of his most trusted followers, among whom were Don
Michele and the Monsignor d'Euna, who was afterwards cardinal; and he ordered that, as
soon as Vitellozzo, Pagolo Orsini, the Duke di Gravina, and Oliverotto should arrive, his
followers in pairs should take them one by one, entrusting certain men to certain pairs,
who should entertain them until they reached Sinigalia; nor should they be permitted to
leave until they came to the duke's quarters, where they should be seized.
The duke afterwards ordered all his horsemen and infantry, of which there were more
than two thousand cavalry and ten thousand footmen, to assemble by daybreak at the
Metauro, a river five miles distant from Fano, and await him there. He found himself,
therefore, on the last day of December at the Metauro with his men, and having sent a
cavalcade of about two hundred horsemen before him, he then moved forward the infantry,
whom he accompanied with the rest of the men-at- arms.
Fano and Sinigalia are two cities of La Marca situate on the shore of the Adriatic Sea,
fifteen miles distant from each other, so that he who goes towards Sinigalia has the
mountains on his right hand, the bases of which are touched by the sea in some places. The
city of Sinigalia is distant from the foot of the mountains a little more than a bow-shot
and from the shore about a mile. On the side opposite to the city runs a little river
which bathes that part of the walls looking towards Fano, facing the high road. Thus he
who draws near to Sinigalia comes for a good space by road along the mountains, and
reaches the river which passes by Sinigalia. If he turns to his left hand along the bank
of it, and goes for the distance of a bow-shot, he arrives at a bridge which crosses the
river; he is then almost abreast of the gate that leads into Sinigalia, not by a straight
line, but transversely. Before this gate there stands a collection of houses with a square
to which the bank of the river forms one side.
The Vitelli and Orsini having received orders to wait for the duke, and to honour him
in person, sent away their men to several castles distant from Sinigalia about six miles,
so that room could be made for the men of the duke; and they left in Sinigalia only
Oliverotto and his band, which consisted of one thousand infantry and one hundred and
fifty horsemen, who were quartered in the suburb mentioned above. Matters having been thus
arranged, the Duke Valentino left for Sinigalia, and when the leaders of the cavalry
reached the bridge they did not pass over, but having opened it, one portion wheeled
towards the river and the other towards the country, and a way was left in the middle
through which the infantry passed, without stopping, into the town.
Vitellozzo, Pagolo, and the Duke di Gravina on mules, accompanied by a few horsemen,
went towards the duke; Vitellozo, unarmed and wearing a cape lined with green, appeared
very dejected, as if conscious of his approaching death--a circumstance which, in view of
the ability of the man and his former fortune, caused some amazement. And it is said that
when he parted from his men before setting out for Sinigalia to meet the duke he acted as
if it were his last parting from them. He recommended his house and its fortunes to his
captains, and advised his nephews that it was not the fortune of their house, but the
virtues of their fathers that should be kept in mind. These three, therefore, came before
the duke and saluted him respectfully, and were received by him with goodwill; they were
at once placed between those who were commissioned to look after them.
But the duke noticing that Oliverotto, who had remained with his band in Sinigalia, was
missing--for Oliverotto was waiting in the square before his quarters near the river,
keeping his men in order and drilling them--signalled with his eye to Don Michelle, to
whom the care of Oliverotto had been committed, that he should take measures that
Oliverotto should not escape. Therefore Don Michele rode off and joined Oliverotto,
telling him that it was not right to keep his men out of their quarters, because these
might be taken up by the men of the duke; and he advised him to send them at once to their
quarters and to come himself to meet the duke. And Oliverotto, having taken this advice,
came before the duke, who, when he saw him, called to him; and Oliverotto, having made his
obeisance, joined the others.
So the whole party entered Sinigalia, dismounted at the duke's quarters, and went with
him into a secret chamber, where the duke made them prisoners; he then mounted on
horseback, and issued orders that the men of Oliverotto and the Orsini should be stripped
of their arms. Those of Oliverotto, being at hand, were quickly settled, but those of the
Orsini and Vitelli, being at a distance, and having a presentiment of the destruction of
their masters, had time to prepare themselves, and bearing in mind the valour and
discipline of the Orsinian and Vitellian houses, they stood together against the hostile
forces of the country and saved themselves.
But the duke's soldiers, not being content with having pillaged the men of Oliverotto,
began to sack Sinigalia, and if the duke had not repressed this outrage by killing some of
them they would have completely sacked it. Night having come and the tumult being
silenced, the duke prepared to kill Vitellozzo and Oliverotto; he led them into a room and
caused them to be strangled. Neither of them used words in keeping with their past lives:
Vitellozzo prayed that he might ask of the pope full pardon for his sins; Oliverotto
cringed and laid the blame for all injuries against the duke on Vitellozzo. Pagolo and the
Duke di Gravina Orsini were kept alive until the duke heard from Rome that the pope had
taken the Cardinal Orsino, the Archbishop of Florence, and Messer Jacopo da Santa Croce.
After which news, on 18th January 1502, in the castle of Pieve, they also were strangled
in the same way.
THE LIFE OF CASTRUCCIO CASTRACANI OF LUCCA
WRITTEN BY NICOLO MACHIAVELLI
And sent to his friends ZANOBI BUONDELMONTI And LUIGI ALAMANNI
CASTRUCCIO CASTRACANI 1284-1328
It appears, dearest Zanobi and Luigi, a wonderful thing to those who have considered
the matter, that all men, or the larger number of them, who have performed great deeds in
the world, and excelled all others in their day, have had their birth and beginning in
baseness and obscurity; or have been aggrieved by Fortune in some outrageous way. They
have either been exposed to the mercy of wild beasts, or they have had so mean a parentage
that in shame they have given themselves out to be sons of Jove or of some other deity. It
would be wearisome to relate who these persons may have been because they are well known
to everybody, and, as such tales would not be particularly edifying to those who read
them, they are omitted. I believe that these lowly beginnings of great men occur because
Fortune is desirous of showing to the world that such men owe much to her and little to
wisdom, because she begins to show her hand when wisdom can really take no part in their
career: thus all success must be attributed to her. Castruccio Castracani of Lucca was one
of those men who did great deeds, if he is measured by the times in which he lived and the
city in which he was born; but, like many others, he was neither fortunate nor
distinguished in his birth, as the course of this history will show. It appeared to be
desirable to recall his memory, because I have discerned in him such indications of valour
and fortune as should make him a great exemplar to men. I think also that I ought to call
your attention to his actions, because you of all men I know delight most in noble deeds.
The family of Castracani was formerly numbered among the noble families of Lucca, but
in the days of which I speak it had somewhat fallen in estate, as so often happens in this
world. To this family was born a son Antonio, who became a priest of the order of San
Michele of Lucca, and for this reason was honoured with the title of Messer Antonio. He
had an only sister, who had been married to Buonaccorso Cenami, but Buonaccorso dying she
became a widow, and not wishing to marry again went to live with her brother. Messer
Antonio had a vineyard behind the house where he resided, and as it was bounded on all
sides by gardens, any person could have access to it without difficulty. One morning,
shortly after sunrise, Madonna Dianora, as the sister of Messer Antonio was called, had
occasion to go into the vineyard as usual to gather herbs for seasoning the dinner, and
hearing a slight rustling among the leaves of a vine she turned her eyes in that
direction, and heard something resembling the cry of an infant. Whereupon she went towards
it, and saw the hands and face of a baby who was lying enveloped in the leaves and who
seemed to be crying for its mother. Partly wondering and partly fearing, yet full of
compassion, she lifted it up and carried it to the house, where she washed it and clothed
it with clean linen as is customary, and showed it to Messer Antonio when he returned
home. When he heard what had happened and saw the child he was not less surprised or
compassionate than his sister. They discussed between themselves what should be done, and
seeing that he was priest and that she had no children, they finally determined to bring
it up. They had a nurse for it, and it was reared and loved as if it were their own child.
They baptized it, and gave it the name of Castruccio after their father. As the years
passed Castruccio grew very handsome, and gave evidence of wit and discretion, and learnt
with a quickness beyond his years those lessons which Messer Antonio imparted to him.
Messer Antonio intended to make a priest of him, and in time would have inducted him into
his canonry and other benefices, and all his instruction was given with this object; but
Antonio discovered that the character of Castruccio was quite unfitted for the priesthood.
As soon as Castruccio reached the age of fourteen he began to take less notice of the
chiding of Messer Antonio and Madonna Dianora and no longer to fear them; he left off
reading ecclesiastical books, and turned to playing with arms, delighting in nothing so
much as in learning their uses, and in running, leaping, and wrestling with other boys. In
all exercises he far excelled his companions in courage and bodily strength, and if at any
time he did turn to books, only those pleased him which told of wars and the mighty deeds
of men. Messer Antonio beheld all this with vexation and sorrow.
There lived in the city of Lucca a gentleman of the Guinigi family, named Messer
Francesco, whose profession was arms and who in riches, bodily strength, and valour
excelled all other men in Lucca. He had often fought under the command of the Visconti of
Milan, and as a Ghibelline was the valued leader of that party in Lucca. This gentleman
resided in Lucca and was accustomed to assemble with others most mornings and evenings
under the balcony of the Podesta, which is at the top of the square of San Michele, the
finest square in Lucca, and he had often seen Castruccio taking part with other children
of the street in those games of which I have spoken. Noticing that Castruccio far excelled
the other boys, and that he appeared to exercise a royal authority over them, and that
they loved and obeyed him, Messer Francesco became greatly desirous of learning who he
was. Being informed of the circumstances of the bringing up of Castruccio he felt a
greater desire to have him near to him. Therefore he called him one day and asked him
whether he would more willingly live in the house of a gentleman, where he would learn to
ride horses and use arms, or in the house of a priest, where he would learn nothing but
masses and the services of the Church. Messer Francesco could see that it pleased
Castruccio greatly to hear horses and arms spoken of, even though he stood silent,
blushing modestly; but being encouraged by Messer Francesco to speak, he answered that, if
his master were agreeable, nothing would please him more than to give up his priestly
studies and take up those of a soldier. This reply delighted Messer Francesco, and in a
very short time he obtained the consent of Messer Antonio, who was driven to yield by his
knowledge of the nature of the lad, and the fear that he would not be able to hold him
much longer.
Thus Castruccio passed from the house of Messer Antonio the priest to the house of
Messer Francesco Guinigi the soldier, and it was astonishing to find that in a very short
time he manifested all that virtue and bearing which we are accustomed to associate with a
true gentleman. In the first place he became an accomplished horseman, and could manage
with ease the most fiery charger, and in all jousts and tournaments, although still a
youth, he was observed beyond all others, and he excelled in all exercises of strength and
dexterity. But what enhanced so much the charm of these accomplishments, was the
delightful modesty which enabled him to avoid offence in either act or word to others, for
he was deferential to the great men, modest with his equals, and courteous to his
inferiors. These gifts made him beloved, not only by all the Guinigi family, but by all
Lucca. When Castruccio had reached his eighteenth year, the Ghibellines were driven from
Pavia by the Guelphs, and Messer Francesco was sent by the Visconti to assist the
Ghibellines, and with him went Castruccio, in charge of his forces. Castruccio gave ample
proof of his prudence and courage in this expedition, acquiring greater reputation than
any other captain, and his name and fame were known, not only in Pavia, but throughout all
Lombardy.
Castruccio, having returned to Lucca in far higher estimation that he left it, did not
omit to use all the means in his power to gain as many friends as he could, neglecting
none of those arts which are necessary for that purpose. About this time Messer Francesco
died, leaving a son thirteen years of age named Pagolo, and having appointed Castruccio to
be his son's tutor and administrator of his estate. Before he died Francesco called
Castruccio to him, and prayed him to show Pagolo that goodwill which he (Francesco) had
always shown to HIM, and to render to the son the gratitude which he had not been able to
repay to the father. Upon the death of Francesco, Castruccio became the governor and tutor
of Pagolo, which increased enormously his power and position, and created a certain amount
of envy against him in Lucca in place of the former universal goodwill, for many men
suspected him of harbouring tyrannical intentions. Among these the leading man was Giorgio
degli Opizi, the head of the Guelph party. This man hoped after the death of Messer
Francesco to become the chief man in Lucca, but it seemed to him that Castruccio, with the
great abilities which he already showed, and holding the position of governor, deprived
him of his opportunity; therefore he began to sow those seeds which should rob Castruccio
of his eminence. Castruccio at first treated this with scorn, but afterwards he grew
alarmed, thinking that Messer Giorgio might be able to bring him into disgrace with the
deputy of King Ruberto of Naples and have him driven out of Lucca.
The Lord of Pisa at that time was Uguccione of the Faggiuola of Arezzo, who being in
the first place elected their captain afterwards became their lord. There resided in Paris
some exiled Ghibellines from Lucca, with whom Castruccio held communications with the
object of effecting their restoration by the help of Uguccione. Castruccio also brought
into his plans friends from Lucca who would not endure the authority of the Opizi. Having
fixed upon a plan to be followed, Castruccio cautiously fortified the tower of the Onesti,
filling it with supplies and munitions of war, in order that it might stand a siege for a
few days in case of need. When the night came which had been agreed upon with Uguccione,
who had occupied the plain between the mountains and Pisa with many men, the signal was
given, and without being observed Uguccione approached the gate of San Piero and set fire
to the portcullis. Castruccio raised a great uproar within the city, calling the people to
arms and forcing open the gate from his side. Uguccione entered with his men, poured
through the town, and killed Messer Giorgio with all his family and many of his friends
and supporters. The governor was driven out, and the government reformed according to the
wishes of Uguccione, to the detriment of the city, because it was found that more than one
hundred families were exiled at that time. Of those who fled, part went to Florence and
part to Pistoia, which city was the headquarters of the Guelph party, and for this reason
it became most hostile to Uguccione and the Lucchese.
As it now appeared to the Florentines and others of the Guelph party that the
Ghibellines absorbed too much power in Tuscany, they determined to restore the exiled
Guelphs to Lucca. They assembled a large army in the Val di Nievole, and seized
Montecatini; from thence they marched to Montecarlo, in order to secure the free passage
into Lucca. Upon this Uguccione assembled his Pisan and Lucchese forces, and with a number
of German cavalry which he drew out of Lombardy, he moved against the quarters of the
Florentines, who upon the appearance of the enemy withdrew from Montecarlo, and posted
themselves between Montecatini and Pescia. Uguccione now took up a position near to
Montecarlo, and within about two miles of the enemy, and slight skirmishes between the
horse of both parties were of daily occurrence. Owing to the illness of Uguccione, the
Pisans and Lucchese delayed coming to battle with the enemy. Uguccione, finding himself
growing worse, went to Montecarlo to be cured, and left the command of the army in the
hands of Castruccio. This change brought about the ruin of the Guelphs, who, thinking that
the hostile army having lost its captain had lost its head, grew over-confident.
Castruccio observed this, and allowed some days to pass in order to encourage this belief;
he also showed signs of fear, and did not allow any of the munitions of the camp to be
used. On the other side, the Guelphs grew more insolent the more they saw these evidences
of fear, and every day they drew out in the order of battle in front of the army of
Castruccio. Presently, deeming that the enemy was sufficiently emboldened, and having
mastered their tactics, he decided to join battle with them. First he spoke a few words of
encouragement to his soldiers, and pointed out to them the certainty of victory if they
would but obey his commands. Castruccio had noticed how the enemy had placed all his best
troops in the centre of the line of battle, and his less reliable men on the wings of the
army; whereupon he did exactly the opposite, putting his most valiant men on the flanks,
while those on whom he could not so strongly rely he moved to the centre. Observing this
order of battle, he drew out of his lines and quickly came in sight of the hostile army,
who, as usual, had come in their insolence to defy him. He then commanded his centre
squadrons to march slowly, whilst he moved rapidly forward those on the wings. Thus, when
they came into contact with the enemy, only the wings of the two armies became engaged,
whilst the center battalions remained out of action, for these two portions of the line of
battle were separated from each other by a long interval and thus unable to reach each
other. By this expedient the more valiant part of Castruccio's men were opposed to the
weaker part of the enemy's troops, and the most efficient men of the enemy were
disengaged; and thus the Florentines were unable to fight with those who were arrayed
opposite to them, or to give any assistance to their own flanks. So, without much
difficulty, Castruccio put the enemy to flight on both flanks, and the centre battalions
took to flight when they found themselves exposed to attack, without having a chance of
displaying their valour. The defeat was complete, and the loss in men very heavy, there
being more than ten thousand men killed with many officers and knights of the Guelph party
in Tuscany, and also many princes who had come to help them, among whom were Piero, the
brother of King Ruberto, and Carlo, his nephew, and Filippo, the lord of Taranto. On the
part of Castruccio the loss did not amount to more than three hundred men, among whom was
Francesco, the son of Uguccione, who, being young and rash, was killed in the first onset.
This victory so greatly increased the reputation of Castruccio that Uguccione conceived
some jealousy and suspicion of him, because it appeared to Uguccione that this victory had
given him no increase of power, but rather than diminished it. Being of this mind, he only
waited for an opportunity to give effect to it. This occurred on the death of Pier Agnolo
Micheli, a man of great repute and abilities in Lucca, the murderer of whom fled to the
house of Castruccio for refuge. On the sergeants of the captain going to arrest the
murderer, they were driven off by Castruccio, and the murderer escaped. This affair coming
to the knowledge of Uguccione, who was than at Pisa, it appeared to him a proper
opportunity to punish Castruccio. He therefore sent for his son Neri, who was the governor
of Lucca, and commissioned him to take Castruccio prisoner at a banquet and put him to
death. Castruccio, fearing no evil, went to the governor in a friendly way, was
entertained at supper, and then thrown into prison. But Neri, fearing to put him to death
lest the people should be incensed, kept him alive, in order to hear further from his
father concerning his intentions. Ugucionne cursed the hesitation and cowardice of his
son, and at once set out from Pisa to Lucca with four hundred horsemen to finish the
business in his own way; but he had not yet reached the baths when the Pisans rebelled and
put his deputy to death and created Count Gaddo della Gherardesca their lord. Before
Uguccione reached Lucca he heard of the occurrences at Pisa, but it did not appear wise to
him to turn back, lest the Lucchese with the example of Pisa before them should close
their gates against him. But the Lucchese, having heard of what had happened at Pisa,
availed themselves of this opportunity to demand the liberation of Castruccio,
notwithstanding that Uguccione had arrived in their city. They first began to speak of it
in private circles, afterwards openly in the squares and streets; then they raised a
tumult, and with arms in their hands went to Uguccione and demanded that Castruccio should
be set at liberty. Uguccione, fearing that worse might happen, released him from prison.
Whereupon Castruccio gathered his friends around him, and with the help of the people
attacked Uguccione; who, finding he had no resource but in flight, rode away with his
friends to Lombardy, to the lords of Scale, where he died in poverty.
But Castruccio from being a prisoner became almost a prince in Lucca, and he carried
himself so discreetly with his friends and the people that they appointed him captain of
their army for one year. Having obtained this, and wishing to gain renown in war, he
planned the recovery of the many towns which had rebelled after the departure of
Uguccione, and with the help of the Pisans, with whom he had concluded a treaty, he
marched to Serezzana. To capture this place he constructed a fort against it, which is
called to-day Zerezzanello; in the course of two months Castruccio captured the town. With
the reputation gained at that siege, he rapidly seized Massa, Carrara, and Lavenza, and in
a short time had overrun the whole of Lunigiana. In order to close the pass which leads
from Lombardy to Lunigiana, he besieged Pontremoli and wrested it from the hands of Messer
Anastagio Palavicini, who was the lord of it. After this victory he returned to Lucca, and
was welcomed by the whole people. And now Castruccio, deeming it imprudent any longer to
defer making himself a prince, got himself created the lord of Lucca by the help of
Pazzino del Poggio, Puccinello dal Portico, Francesco Boccansacchi, and Cecco Guinigi, all
of whom he had corrupted; and he was afterwards solemnly and deliberately elected prince
by the people. At this time Frederick of Bavaria, the King of the Romans, came into Italy
to assume the Imperial crown, and Castruccio, in order that he might make friends with
him, met him at the head of five hundred horsemen. Castruccio had left as his deputy in
Lucca, Pagolo Guinigi, who was held in high estimation, because of the people's love for
the memory of his father. Castruccio was received in great honour by Frederick, and many
privileges were conferred upon him, and he was appointed the emperor's lieutenant in
Tuscany. At this time the Pisans were in great fear of Gaddo della Gherardesca, whom they
had driven out of Pisa, and they had recourse for assistance to Frederick. Frederick
created Castruccio the lord of Pisa, and the Pisans, in dread of the Guelph party, and
particularly of the Florentines, were constrained to accept him as their lord.
Frederick, having appointed a governor in Rome to watch his Italian affairs, returned
to Germany. All the Tuscan and Lombardian Ghibellines, who followed the imperial lead, had
recourse to Castruccio for help and counsel, and all promised him the governorship of his
country, if enabled to recover it with his assistance. Among these exiles were Matteo
Guidi, Nardo Scolari, Lapo Uberti, Gerozzo Nardi, and Piero Buonaccorsi, all exiled
Florentines and Ghibellines. Castruccio had the secret intention of becoming the master of
all Tuscany by the aid of these men and of his own forces; and in order to gain greater
weight in affairs, he entered into a league with Messer Matteo Visconti, the Prince of
Milan, and organized for him the forces of his city and the country districts. As Lucca
had five gates, he divided his own country districts into five parts, which he supplied
with arms, and enrolled the men under captains and ensigns, so that he could quickly bring
into the field twenty thousand soldiers, without those whom he could summon to his
assistance from Pisa. While he surrounded himself with these forces and allies, it
happened at Messer Matteo Visconti was attacked by the Guelphs of Piacenza, who had driven
out the Ghibellines with the assistance of a Florentine army and the King Ruberto. Messer
Matteo called upon Castruccio to invade the Florentines in their own territories, so that,
being attacked at home, they should be compelled to draw their army out of Lombardy in
order to defend themselves. Castruccio invaded the Valdarno, and seized Fucecchio and San
Miniato, inflicting immense damage upon the country. Whereupon the Florentines recalled
their army, which had scarcely reached Tuscany, when Castruccio was forced by other
necessities to return to Lucca.
There resided in the city of Lucca the Poggio family, who were so powerful that they
could not only elevate Castruccio, but even advance him to the dignity of prince; and it
appearing to them they had not received such rewards for their services as they deserved,
they incited other families to rebel and to drive Castruccio out of Lucca. They found
their opportunity one morning, and arming themselves, they set upon the lieutenant whom
Castruccio had left to maintain order and killed him. They endeavoured to raise the people
in revolt, but Stefano di Poggio, a peaceable old man who had taken no hand in the
rebellion, intervened and compelled them by his authority to lay down their arms; and he
offered to be their mediator with Castruccio to obtain from him what they desired.
Therefore they laid down their arms with no greater intelligence than they had taken them
up. Castruccio, having heard the news of what had happened at Lucca, at once put Pagolo
Guinigi in command of the army, and with a troop of cavalry set out for home. Contrary to
his expectations, he found the rebellion at an end, yet he posted his men in the most
advantageous places throughout the city. As it appeared to Stefano that Castruccio ought
to be very much obliged to him, he sought him out, and without saying anything on his own
behalf, for he did not recognize any need for doing so, he begged Castruccio to pardon the
other members of his family by reason of their youth, their former friendships, and the
obligations which Castruccio was under to their house. To this Castruccio graciously
responded, and begged Stefano to reassure himself, declaring that it gave him more
pleasure to find the tumult at an end than it had ever caused him anxiety to hear of its
inception. He encouraged Stefano to bring his family to him, saying that he thanked God
for having given him the opportunity of showing his clemency and liberality. Upon the word
of Stefano and Castruccio they surrendered, and with Stefano were immediately thrown into
prison and put to death. Meanwhile the Florentines had recovered San Miniato, whereupon it
seemed advisable to Castruccio to make peace, as it did not appear to him that he was
sufficiently secure at Lucca to leave him. He approached the Florentines with the proposal
of a truce, which they readily entertained, for they were weary of the war, and desirous
of getting rid of the expenses of it. A treaty was concluded with them for two years, by
which both parties agreed to keep the conquests they had made. Castruccio thus released
from this trouble, turned his attention to affairs in Lucca, and in order that he should
not again be subject to the perils from which he had just escaped, he, under various
pretences and reasons, first wiped out all those who by their ambition might aspire to the
principality; not sparing one of them, but depriving them of country and property, and
those whom he had in his hands of life also, stating that he had found by experience that
none of them were to be trusted. Then for his further security he raised a fortress in
Lucca with the stones of the towers of those whom he had killed or hunted out of the
state.
Whilst Castruccio made peace with the Florentines, and strengthened his position in
Lucca, he neglected no opportunity, short of open war, of increasing his importance
elsewhere. It appeared to him that if he could get possession of Pistoia, he would have
one foot in Florence, which was his great desire. He, therefore, in various ways made
friends with the mountaineers, and worked matters so in Pistoia that both parties confided
their secrets to him. Pistoia was divided, as it always had been, into the Bianchi and
Neri parties; the head of the Bianchi was Bastiano di Possente, and of the Neri, Jacopo da
Gia. Each of these men held secret communications with Castruccio, and each desired to
drive the other out of the city; and, after many threatenings, they came to blows. Jacopo
fortified himself at the Florentine gate, Bastiano at that of the Lucchese side of the
city; both trusted more in Castruccio than in the Florentines, because they believed that
Castruccio was far more ready and willing to fight than the Florentines, and they both
sent to him for assistance. He gave promises to both, saying to Bastiano that he would
come in person, and to Jacopo that he would send his pupil, Pagolo Guinigi. At the
appointed time he sent forward Pagolo by way of Pisa, and went himself direct to Pistoia;
at midnight both of them met outside the city, and both were admitted as friends. Thus the
two leaders entered, and at a signal given by Castruccio, one killed Jacopo da Gia, and
the other Bastiano di Possente, and both took prisoners or killed the partisans of either
faction. Without further opposition Pistoia passed into the hands of Castruccio, who,
having forced the Signoria to leave the palace, compelled the people to yield obedience to
him, making them many promises and remitting their old debts. The countryside flocked to
the city to see the new prince, and all were filled with hope and quickly settled down,
influenced in a great measure by his great valour.
About this time great disturbances arose in Rome, owing to the dearness of living which
was caused by the absence of the pontiff at Avignon. The German governor, Enrico, was much
blamed for what happened--murders and tumults following each other daily, without his
being able to put an end to them. This caused Enrico much anxiety lest the Romans should
call in Ruberto, the King of Naples, who would drive the Germans out of the city, and
bring back the Pope. Having no nearer friend to whom he could apply for help than
Castruccio, he sent to him, begging him not only to give him assistance, but also to come
in person to Rome. Castruccio considered that he ought not to hesitate to render the
emperor this service, because he believed that he himself would not be safe if at any time
the emperor ceased to hold Rome. Leaving Pagolo Guinigi in command at Lucca, Castruccio
set out for Rome with six hundred horsemen, where he was received by Enrico with the
greatest distinction. In a short time the presence of Castruccio obtained such respect for
the emperor that, without bloodshed or violence, good order was restored, chiefly by
reason of Castruccio having sent by sea from the country round Pisa large quantities of
corn, and thus removed the source of the trouble. When he had chastised some of the Roman
leaders, and admonished others, voluntary obedience was rendered to Enrico. Castruccio
received many honours, and was made a Roman senator. This dignity was assumed with the
greatest pomp, Castruccio being clothed in a brocaded toga, which had the following words
embroidered on its front: "I am what God wills." Whilst on the back was:
"What God desires shall be."
During this time the Florentines, who were much enraged that Castruccio should have
seized Pistoia during the truce, considered how they could tempt the city to rebel, to do
which they thought would not be difficult in his absence. Among the exiled Pistoians in
Florence were Baldo Cecchi and Jacopo Baldini, both men of leading and ready to face
danger. These men kept up communications with their friends in Pistoia, and with the aid
of the Florentines entered the city by night, and after driving out some of Castruccio's
officials and partisans, and killing others, they restored the city to its freedom. The
news of this greatly angered Castruccio, and taking leave of Enrico, he pressed on in
great haste to Pistoia. When the Florentines heard of his return, knowing that he would
lose no time, they decided to intercept him with their forces in the Val di Nievole, under
the belief that by doing so they would cut off his road to Pistoia. Assembling a great
army of the supporters of the Guelph cause, the Florentines entered the Pistoian
territories. On the other hand, Castruccio reached Montecarlo with his army; and having
heard where the Florentines' lay, he decided not to encounter it in the plains of Pistoia,
nor to await it in the plains of Pescia, but, as far as he possibly could, to attack it
boldly in the Pass of Serravalle. He believed that if he succeeded in this design, victory
was assured, although he was informed that the Florentines had thirty thousand men, whilst
he had only twelve thousand. Although he had every confidence in his own abilities and the
valour of his troops, yet he hesitated to attack his enemy in the open lest he should be
overwhelmed by numbers. Serravalle is a castle between Pescia and Pistoia, situated on a
hill which blocks the Val di Nievole, not in the exact pass, but about a bowshot beyond;
the pass itself is in places narrow and steep, whilst in general it ascends gently, but is
still narrow, especially at the summit where the waters divide, so that twenty men side by
side could hold it. The lord of Serravalle was Manfred, a German, who, before Castruccio
became lord of Pistoia, had been allowed to remain in possession of the castle, it being
common to the Lucchese and the Pistoians, and unclaimed by either--neither of them wishing
to displace Manfred as long as he kept his promise of neutrality, and came under
obligations to no one. For these reasons, and also because the castle was well fortified,
he had always been able to maintain his position. It was here that Castruccio had
determined to fall upon his enemy, for here his few men would have the advantage, and
there was no fear lest, seeing the large masses of the hostile force before they became
engaged, they should not stand. As soon as this trouble with Florence arose, Castruccio
saw the immense advantage which possession of this castle would give him, and having an
intimate friendship with a resident in the castle, he managed matters so with him that
four hundred of his men were to be admitted into the castle the night before the attack on
the Florentines, and the castellan put to death.
Castruccio, having prepared everything, had now to encourage the Florentines to persist
in their desire to carry the seat of war away from Pistoia into the Val di Nievole,
therefore he did not move his army from Montecarlo. Thus the Florentines hurried on until
they reached their encampment under Serravalle, intending to cross the hill on the
following morning. In the meantime, Castruccio had seized the castle at night, had also
moved his army from Montecarlo, and marching from thence at midnight in dead silence, had
reached the foot of Serravalle: thus he and the Florentines commenced the ascent of the
hill at the same time in the morning. Castruccio sent forward his infantry by the main
road, and a troop of four hundred horsemen by a path on the left towards the castle. The
Florentines sent forward four hundred cavalry ahead of their army which was following,
never expecting to find Castruccio in possession of the hill, nor were they aware of his
having seized the castle. Thus it happened that the Florentine horsemen mounting the hill
were completely taken by surprise when they discovered the infantry of Castruccio, and so
close were they upon it they had scarcely time to pull down their visors. It was a case of
unready soldiers being attacked by ready, and they were assailed with such vigour that
with difficulty they could hold their own, although some few of them got through. When the
noise of the fighting reached the Florentine camp below, it was filled with confusion. The
cavalry and infantry became inextricably mixed: the captains were unable to get their men
either backward or forward, owing to the narrowness of the pass, and amid all this tumult
no one knew what ought to be done or what could be done. In a short time the cavalry who
were engaged with the enemy's infantry were scattered or killed without having made any
effective defence because of their unfortunate position, although in sheer desperation
they had offered a stout resistance. Retreat had been impossible, with the mountains on
both flanks, whilst in front were their enemies, and in the rear their friends. When
Castruccio saw that his men were unable to strike a decisive blow at the enemy and put
them to flight, he sent one thousand infantrymen round by the castle, with orders to join
the four hundred horsemen he had previously dispatched there, and commanded the whole
force to fall upon the flank of the enemy. These orders they carried out with such fury
that the Florentines could not sustain the attack, but gave way, and were soon in full
retreat--conquered more by their unfortunate position than by the valour of their enemy.
Those in the rear turned towards Pistoia, and spread through the plains, each man seeking
only his own safety. The defeat was complete and very sanguinary. Many captains were taken
prisoners, among whom were Bandini dei Rossi, Francesco Brunelleschi, and Giovanni della
Tosa, all Florentine noblemen, with many Tuscans and Neapolitans who fought on the
Florentine side, having been sent by King Ruberto to assist the Guelphs. Immediately the
Pistoians heard of this defeat they drove out the friends of the Guelphs, and surrendered
to Castruccio. He was not content with occupying Prato and all the castles on the plains
on both sides of the Arno, but marched his army into the plain of Peretola, about two
miles from Florence. Here he remained many days, dividing the spoils, and celebrating his
victory with feasts and games, holding horse races, and foot races for men and women. He
also struck medals in commemoration of the defeat of the Florentines. He endeavoured to
corrupt some of the citizens of Florence, who were to open the city gates at night; but
the conspiracy was discovered, and the participators in it taken and beheaded, among whom
were Tommaso Lupacci and Lambertuccio Frescobaldi. This defeat caused the Florentines
great anxiety, and despairing of preserving their liberty, they sent envoys to King
Ruberto of Naples, offering him the dominion of their city; and he, knowing of what
immense importance the maintenance of the Guelph cause was to him, accepted it. He agreed
with the Florentines to receive from them a yearly tribute of two hundred thousand
florins, and he send his son Carlo to Florence with four thousand horsemen.
Shortly after this the Florentines were relieved in some degree of the pressure of
Castruccio's army, owing to his being compelled to leave his positions before Florence and
march on Pisa, in order to suppress a conspiracy that had been raised against him by
Benedetto Lanfranchi, one of the first men in Pisa, who could not endure that his
fatherland should be under the dominion of the Lucchese. He had formed this conspiracy,
intending to seize the citadel, kill the partisans of Castruccio, and drive out the
garrison. As, however, in a conspiracy paucity of numbers is essential to secrecy, so for
its execution a few are not sufficient, and in seeking more adherents to his conspiracy
Lanfranchi encountered a person who revealed the design to Castruccio. This betrayal
cannot be passed by without severe reproach to Bonifacio Cerchi and Giovanni Guidi, two
Florentine exiles who were suffering their banishment in Pisa. Thereupon Castruccio seized
Benedetto and put him to death, and beheaded many other noble citizens, and drove their
families into exile. It now appeared to Castruccio that both Pisa and Pistoia were
thoroughly disaffected; he employed much thought and energy upon securing his position
there, and this gave the Florentines their opportunity to reorganize their army, and to
await the coming of Carlo, the son of the King of Naples. When Carlo arrived they decided
to lose no more time, and assembled a great army of more than thirty thousand infantry and
ten thousand cavalry--having called to their aid every Guelph there was in Italy. They
consulted whether they should attack Pistoia or Pisa first, and decided that it would be
better to march on the latter--a course, owing to the recent conspiracy, more likely to
succeed, and of more advantage to them, because they believed that the surrender of
Pistoia would follow the acquisition of Pisa.
In the early part of May 1328, the Florentines put in motion this army and quickly
occupied Lastra, Signa, Montelupo, and Empoli, passing from thence on to San Miniato. When
Castruccio heard of the enormous army which the Florentines were sending against him, he
was in no degree alarmed, believing that the time had now arrived when Fortune would
deliver the empire of Tuscany into his hands, for he had no reason to think that his enemy
would make a better fight, or had better prospects of success, than at Pisa or Serravalle.
He assembled twenty thousand foot soldiers and four thousand horsemen, and with this army
went to Fucecchio, whilst he sent Pagolo Guinigi to Pisa with five thousand infantry.
Fucecchio has a stronger position than any other town in the Pisan district, owing to its
situation between the rivers Arno and Gusciana and its slight elevation above the
surrounding plain. Moreover, the enemy could not hinder its being victualled unless they
divided their forces, nor could they approach it either from the direction of Lucca or
Pisa, nor could they get through to Pisa, or attack Castruccio's forces except at a
disadvantage. In one case they would find themselves placed between his two armies, the
one under his own command and the other under Pagolo, and in the other case they would
have to cross the Arno to get to close quarters with the enemy, an undertaking of great
hazard. In order to tempt the Florentines to take this latter course, Castruccio withdrew
his men from the banks of the river and placed them under the walls of Fucecchio, leaving
a wide expanse of land between them and the river.
The Florentines, having occupied San Miniato, held a council of war to decide whether
they should attack Pisa or the army of Castruccio, and, having weighed the difficulties of
both courses, they decided upon the latter. The river Arno was at that time low enough to
be fordable, yet the water reached to the shoulders of the infantrymen and to the saddles
of the horsemen. On the morning of 10 June 1328, the Florentines commenced the battle by
ordering forward a number of cavalry and ten thousand infantry. Castruccio, whose plan of
action was fixed, and who well knew what to do, at once attacked the Florentines with five
thousand infantry and three thousand horsemen, not allowing them to issue from the river
before he charged them; he also sent one thousand light infantry up the river bank, and
the same number down the Arno. The infantry of the Florentines were so much impeded by
their arms and the water that they were not able to mount the banks of the river, whilst
the cavalry had made the passage of the river more difficult for the others, by reason of
the few who had crossed having broken up the bed of the river, and this being deep with
mud, many of the horses rolled over with their riders and many of them had stuck so fast
that they could not move. When the Florentine captains saw the difficulties their men were
meeting, they withdrew them and moved higher up the river, hoping to find the river bed
less treacherous and the banks more adapted for landing. These men were met at the bank by
the forces which Castruccio had already sent forward, who, being light armed with bucklers
and javelins in their hands, let fly with tremendous shouts into the faces and bodies of
the cavalry. The horses, alarmed by the noise and the wounds, would not move forward, and
trampled each other in great confusion. The fight between the men of Castruccio and those
of the enemy who succeeded in crossing was sharp and terrible; both sides fought with the
utmost desperation and neither would yield. The soldiers of Castruccio fought to drive the
others back into the river, whilst the Florentines strove to get a footing on land in
order to make room for the others pressing forward, who if they could but get out of the
water would be able to fight, and in this obstinate conflict they were urged on by their
captains. Castruccio shouted to his men that these were the same enemies whom they had
before conquered at Serravalle, whilst the Florentines reproached each other that the many
should be overcome by the few. At length Castruccio, seeing how long the battle had
lasted, and that both his men and the enemy were utterly exhausted, and that both sides
had many killed and wounded, pushed forward another body of infantry to take up a position
at the rear of those who were fighting; he then commanded these latter to open their ranks
as if they intended to retreat, and one part of them to turn to the right and another to
the left. This cleared a space of which the Florentines at once took advantage, and thus
gained possession of a portion of the battlefield. But when these tired soldiers found
themselves at close quarters with Castruccio's reserves they could not stand against them
and at once fell back into the river. The cavalry of either side had not as yet gained any
decisive advantage over the other, because Castruccio, knowing his inferiority in this
arm, had commanded his leaders only to stand on the defensive against the attacks of their
adversaries, as he hoped that when he had overcome the infantry he would be able to make
short work of the cavalry. This fell out as he had hoped, for when he saw the Florentine
army driven back across the river he ordered the remainder of his infantry to attack the
cavalry of the enemy. This they did with lance and javelin, and, joined by their own
cavalry, fell upon the enemy with the greatest fury and soon put him to flight. The
Florentine captains, having seen the difficulty their cavalry had met with in crossing the river, had attempted to make their infantry cross lower down the river, in order to attack
the flanks of Castruccio's army. But here, also, the banks were steep and already lined by
the men of Castruccio, and this movement was quite useless. Thus the Florentines were so
completely defeated at all points that scarcely a third of them escaped, and Castruccio
was again covered with glory. Many captains were taken prisoners, and Carlo, the son of
King Ruberto, with Michelagnolo Falconi and Taddeo degli Albizzi, the Florentine
commissioners, fled to Empoli. If the spoils were great, the slaughter was infinitely
greater, as might be expected in such a battle. Of the Florentines there fell twenty
thousand two hundred and thirty-one men, whilst Castruccio lost one thousand five hundred
and seventy men.
But Fortune growing envious of the glory of Castruccio took away his life just at the
time when she should have preserved it, and thus ruined all those plans which for so long
a time he had worked to carry into effect, and in the successful prosecution of which
nothing but death could have stopped him. Castruccio was in the thick of the battle the
whole of the day; and when the end of it came, although fatigued and overheated, he stood
at the gate of Fucecchio to welcome his men on their return from victory and personally
thank them. He was also on the watch for any attempt of the enemy to retrieve the fortunes
of the day; he being of the opinion that it was the duty of a good general to be the first
man in the saddle and the last out of it. Here Castruccio stood exposed to a wind which
often rises at midday on the banks of the Arno, and which is often very unhealthy; from
this he took a chill, of which he thought nothing, as he was accustomed to such troubles;
but it was the cause of his death. On the following night he was attacked with high fever,
which increased so rapidly that the doctors saw it must prove fatal. Castruccio,
therefore, called Pagolo Guinigi to him, and addressed him as follows:
"If I could have believed that Fortune would have cut me off in the midst of the
career which was leading to that glory which all my successes promised, I should have
laboured less, and I should have left thee, if a smaller state, at least with fewer
enemies and perils, because I should have been content with the governorships of Lucca and
Pisa. I should neither have subjugated the Pistoians, nor outraged the Florentines with so
many injuries. But I would have made both these peoples my friends, and I should have
lived, if no longer, at least more peacefully, and have left you a state without a doubt
smaller, but one more secure and established on a surer foundation. But Fortune, who
insists upon having the arbitrament of human affairs, did not endow me with sufficient
judgment to recognize this from the first, nor the time to surmount it. Thou hast heard,
for many have told thee, and I have never concealed it, how I entered the house of thy
father whilst yet a boy--a stranger to all those ambitions which every generous soul
should feel--and how I was brought up by him, and loved as though I had been born of his
blood; how under his governance I learned to be valiant and capable of availing myself of
all that fortune, of which thou hast been witness. When thy good father came to die, he
committed thee and all his possessions to my care, and I have brought thee up with that
love, and increased thy estate with that care, which I was bound to show. And in order
that thou shouldst not only possess the estate which thy father left, but also that which
my fortune and abilities have gained, I have never married, so that the love of children
should never deflect my mind from that gratitude which I owed to the children of thy
father. Thus I leave thee a vast estate, of which I am well content, but I am deeply
concerned, inasmuch as I leave it thee unsettled and insecure. Thou hast the city of Lucca
on thy hands, which will never rest contented under they government. Thou hast also Pisa,
where the men are of nature changeable and unreliable, who, although they may be sometimes
held in subjection, yet they will ever disdain to serve under a Lucchese. Pistoia is also
disloyal to thee, she being eaten up with factions and deeply incensed against thy family
by reason of the wrongs recently inflicted upon them. Thou hast for neighbours the
offended Florentines, injured by us in a thousand ways, but not utterly destroyed, who
will hail the news of my death with more delight than they would the acquisition of all
Tuscany. In the Emperor and in the princes of Milan thou canst place no reliance, for they
are far distant, slow, and their help is very long in coming. Therefore, thou hast no hope
in anything but in thine own abilities, and in the memory of my valour, and in the
prestige which this latest victory has brought thee; which, as thou knowest how to use it
with prudence, will assist thee to come to terms with the Florentines, who, as they are
suffering under this great defeat, should be inclined to listen to thee. And whereas I
have sought to make them my enemies, because I believed that war with them would conduce
to my power and glory, thou hast every inducement to make friends of them, because their
alliance will bring thee advantages and security. It is of the greatest important in this
world that a man should know himself, and the measure of his own strength and means; and
he who knows that he has not a genius for fighting must learn how to govern by the arts of
peace. And it will be well for thee to rule they conduct by my counsel, and to learn in
this way to enjoy what my life-work and dangers have gained; and in this thou wilt easily
succeed when thou hast learnt to believe that what I have told thee is true. And thou wilt
be doubly indebted to me, in that I have left thee this realm and have taught thee how to
keep it."
After this there came to Castruccio those citizens of Pisa, Pistoia, and Lucca, who had
been fighting at his side, and whilst recommending Pagolo to them, and making them swear
obedience to him as his successor, he died. He left a happy memory to those who had known
him, and no prince of those times was ever loved with such devotion as he was. His
obsequies were celebrated with every sign of mourning, and he was buried in San Francesco
at Lucca. Fortune was not so friendly to Pagolo Guinigi as she had been to Castruccio, for
he had not the abilities. Not long after the death of Castruccio, Pagolo lost Pisa, and
then Pistoia, and only with difficulty held on to Lucca. This latter city continued in the
family of Guinigi until the time of the great-grandson of Pagolo.
From what has been related here it will be seen that Castruccio was a man of
exceptional abilities, not only measured by men of his own time, but also by those of an
earlier date. In stature he was above the ordinary height, and perfectly proportioned. He
was of a gracious presence, and he welcomed men with such urbanity that those who spoke
with him rarely left him displeased. His hair was inclined to be red, and he wore it cut
short above the ears, and, whether it rained or snowed, he always went without a hat. He
was delightful among friends, but terrible to his enemies; just to his subjects; ready to
play false with the unfaithful, and willing to overcome by fraud those whom he desired to
subdue, because he was wont to say that it was the victory that brought the glory, not the
methods of achieving it. No one was bolder in facing danger, none more prudent in
extricating himself. He was accustomed to say that men ought to attempt everything and
fear nothing; that God is a lover of strong men, because one always sees that the weak are
chastised by the strong. He was also wonderfully sharp or biting though courteous in his
answers; and as he did not look for any indulgence in this way of speaking from others, so
he was not angered with others did not show it to him. It has often happened that he has
listened quietly when others have spoken sharply to him, as on the following occasions. He
had caused a ducat to be given for a partridge, and was taken to task for doing so by a
friend, to whom Castruccio had said: "You would not have given more than a
penny." "That is true," answered the friend. Then said Castruccio to him:
"A ducat is much less to me." Having about him a flatterer on whom he had spat
to show that he scorned him, the flatterer said to him: "Fisherman are willing to let
the waters of the sea saturate them in order that they make take a few little fishes, and
I allow myself to be wetted by spittle that I may catch a whale"; and this was not
only heard by Castruccio with patience but rewarded. When told by a priest that it was
wicked for him to live so sumptuously, Castruccio said: "If that be a vice than you
should not fare so splendidly at the feasts of our saints." Passing through a street
he saw a young man as he came out of a house of ill fame blush at being seen by
Castruccio, and said to him: "Thou shouldst not be ashamed when thou comest out, but
when thou goest into such places." A friend gave him a very curiously tied knot to
undo and was told: "Fool, do you think that I wish to untie a thing which gave so
much trouble to fasten." Castruccio said to one who professed to be a philosopher:
"You are like the dogs who always run after those who will give them the best to
eat," and was answered: "We are rather like the doctors who go to the houses of
those who have the greatest need of them." Going by water from Pisa to Leghorn,
Castruccio was much disturbed by a dangerous storm that sprang up, and was reproached for
cowardice by one of those with him, who said that he did not fear anything. Castruccio
answered that he did not wonder at that, since every man valued his soul for what is was
worth. Being asked by one what he ought to do to gain estimation, he said: "When thou
goest to a banquet take care that thou dost not seat one piece of wood upon another."
To a person who was boasting that he had read many things, Castruccio said: "He knows
better than to boast of remembering many things." Someone bragged that he could drink
much without becoming intoxicated. Castruccio replied: "An ox does the same."
Castruccio was acquainted with a girl with whom he had intimate relations, and being
blamed by a friend who told him that it was undignified for him to be taken in by a woman,
he said: "She has not taken me in, I have taken her." Being also blamed for
eating very dainty foods, he answered: "Thou dost not spend as much as I do?"
and being told that it was true, he continued: "Then thou art more avaricious than I
am gluttonous." Being invited by Taddeo Bernardi, a very rich and splendid citizen of
Luca, to supper, he went to the house and was shown by Taddeo into a chamber hung with
silk and paved with fine stones representing flowers and foliage of the most beautiful
colouring. Castruccio gathered some saliva in his mouth and spat it out upon Taddeo, and
seeing him much disturbed by this, said to him: "I knew not where to spit in order to
offend thee less." Being asked how Caesar died he said: "God willing I will die
as he did." Being one night in the house of one of his gentlemen where many ladies
were assembled, he was reproved by one of his friends for dancing and amusing himself with
them more than was usual in one of his station, so he said: "He who is considered
wise by day will not be considered a fool at night." A person came to demand a favour
of Castruccio, and thinking he was not listening to his plea threw himself on his knees to
the ground, and being sharply reproved by Castruccio, said: "Thou art the reason of
my acting thus for thou hast thy ears in thy feet," whereupon he obtained double the
favour he had asked. Castruccio used to say that the way to hell was an easy one, seeing
that it was in a downward direction and you travelled blindfolded. Being asked a favour by
one who used many superfluous words, he said to him: "When you have another request
to make, send someone else to make it." Having been wearied by a similar man with a
long oration who wound up by saying: "Perhaps I have fatigued you by speaking so
long," Castruccio said: "You have not, because I have not listened to a word you
said." He used to say of one who had been a beautiful child and who afterwards became
a fine man, that he was dangerous, because he first took the husbands from the wives and
now he took the wives from their husbands. To an envious man who laughed, he said:
"Do you laugh because you are successful or because another is unfortunate?"
Whilst he was still in the charge of Messer Francesco Guinigi, one of his companions said
to him: "What shall I give you if you will let me give you a blow on the nose?"
Castruccio answered: "A helmet." Having put to death a citizen of Lucca who had
been instrumental in raising him to power, and being told that he had done wrong to kill
one of his old friends, he answered that people deceived themselves; he had only killed a
new enemy. Castruccio praised greatly those men who intended to take a wife and then did
not do so, saying that they were like men who said they would go to sea, and then refused
when the time came. He said that it always struck him with surprise that whilst men in
buying an earthen or glass vase would sound it first to learn if it were good, yet in
choosing a wife they were content with only looking at her. He was once asked in what
manner he would wish to be buried when he died, and answered: "With the face turned
downwards, for I know when I am gone this country will be turned upside down." On
being asked if it had ever occurred to him to become a friar in order to save his soul, he
answered that it had not, because it appeared strange to him that Fra Lazerone should go
to Paradise and Uguccione della Faggiuola to the Inferno. He was once asked when should a
man eat to preserve his health, and replied: "If the man be rich let him eat when he
is hungry; if he be poor, then when he can." Seeing on of his gentlemen make a member
of his family lace him up, he said to him: "I pray God that you will let him feed you
also." Seeing that someone had written upon his house in Latin the words: "May
God preserve this house from the wicked," he said, "The owner must never go
in." Passing through one of the streets he saw a small house with a very large door,
and remarked: "That house will fly through the door." He was having a discussion
with the ambassador of the King of Naples concerning the property of some banished nobles,
when a dispute arose between them, and the ambassador asked him if he had no fear of the
king. "Is this king of yours a bad man or a good one?" asked Castruccio, and was
told that he was a good one, whereupon he said, "Why should you suggest that I should
be afraid of a good man?"
I could recount many other stories of his sayings both witty and weighty, but I think
that the above will be sufficient testimony to his high qualities. He lived forty-four
years, and was in every way a prince. And as he was surrounded by many evidences of his
good fortune, so he also desired to have near him some memorials of his bad fortune;
therefore the manacles with which he was chained in prison are to be seen to this day
fixed up in the tower of his residence, where they were placed by him to testify for ever
to his days of adversity. As in his life he was inferior neither to Philip of Macedon, the
father of Alexander, nor to Scipio of Rome, so he died in the same year of his age as they
did, and he would doubtless have excelled both of them had Fortune decreed that he should
be born, not in Lucca, but in Macedonia or Rome.
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The Prince
by Nicolo Machiavelli
Translated by W. K. Marriott
March, 1998 [Etext #1232]
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